UBS Securities LLC - EPT Disclosure
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RNS Number:8563L
UBS Securities LLC
15 January 2008
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENTSERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS Securities LLC
Company dealt in BHP Billiton Limited
(ISIN US0886061086)
Class of relevant security to which the
dealings being disclosed relate (Note 1) Ordinary shares dealt in ADR form
ADR (1 ADR = 2 Ords)
Date of dealing 14 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 13584 Ords 46460 Ords
(equivalent to (equivalent to
6792 ADRs) 23230 ADRs)
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell 1059800 Ords 990200 Ords
(equivalent to (equivalent to
529900 ADRs) 495100 ADRs)
Total 1073384 Ords 0.03 1036660 Ords 0.03
(equivalent to (equivalent to
536692 ADRs) 518330 ADRs)
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/
sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Buy/Sell Number of securities Trade Price (USD)
B 5200 70.163
B 26800 69.425
B 400 69.07
B 7466 70.096
B 870 69.922
B 176158 69.892
B 1200 70.453
B 7840 70.163
B 77888 70.093
B 4600 85
S 15000 69.816
S 1800 70.507
S 9598 69.254
S 10834 69.379
S 488 69.763
S 1202 69.067
S 7478 69.231
S 22956 69.874
S 85750 70.097
S 200 70
S 600 68.983
S 200 69.007
S 1674 70.09
S 1804 69.966
S 18278 69.164
S 117342 70.145
Total Buys 308422
Total Sells 295204
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product B/S Number of Exercise Type Expiration Price (USD)
securities to Price (USD)
which the option
relates
CALL B 200 25 American 1/19/2008 44
CALL B 3600 70 American 1/19/2008 1.25
CALL B 2000 70 American 1/19/2008 1.4
CALL B 1000 75 American 1/19/2008 0.15
CALL B 600 75 American 1/19/2008 0.15
CALL B 800 67.5 American 1/19/2008 2.3
CALL B 200 65 American 2/16/2008 6.7
CALL B 200 70 American 2/16/2008 3.8
CALL B 400 75 American 2/16/2008 1.9
CALL B 200 75 American 2/16/2008 1.9
CALL B 1000 75 American 2/16/2008 1.65
CALL B 1200 75 American 2/16/2008 1.76
CALL B 600 75 American 2/16/2008 1.71
CALL B 800 80 American 2/16/2008 0.8
CALL B 2600 80 American 2/16/2008 0.7
CALL B 800 70 American 5/17/2008 6.9
CALL B 1200 75 American 5/17/2008 4.8
CALL B 200 80 American 5/17/2008 3.3
CALL B 2000 80 American 5/17/2008 3.3
CALL B 400 85 American 8/16/2008 4.2
CALL B 600 90 American 8/16/2008 3.14
CALL B 800 50 American 1/17/2009 22
CALL B 600 60 American 1/17/2009 16.8
CALL B 2000 60 American 1/17/2009 17
CALL B 600 60 American 1/17/2009 15.9
CALL S 400 70 American 1/19/2008 1.25
CALL S 200 70 American 1/19/2008 1.1
CALL S 600 70 American 1/19/2008 1.1
CALL S 200 70 American 1/19/2008 1.05
CALL S 600 70 American 1/19/2008 1.14
CALL S 400 75 American 1/19/2008 0.15
CALL S 600 75 American 1/19/2008 0.15
CALL S 200 80 American 1/19/2008 0.1
CALL S 2000 67.5 American 1/19/2008 2.55
CALL S 600 65 American 2/16/2008 6.81
CALL S 1000 70 American 2/16/2008 3.6
CALL S 1400 65 American 5/17/2008 9.5
CALL S 200 70 American 5/17/2008 7.1
CALL S 200 75 American 5/17/2008 5.4
CALL S 1000 75 American 5/17/2008 5.3
CALL S 8800 75 American 5/17/2008 5.3
CALL S 400 80 American 5/17/2008 3.4
CALL S 400 80 American 5/17/2008 3.4
CALL S 200 70 American 8/16/2008 9.8
CALL S 70000 75 American 2/16/2008 1.725
CALL S 80000 80 American 2/16/2008 0.725
CALL S 200 90 American 1/17/2009 5.8
PUT B 1200 65 American 1/19/2008 0.29
PUT B 400 67.5 American 1/19/2008 0.8
PUT B 200 65 American 5/17/2008 4.7
PUT B 200 70 American 5/17/2008 7
PUT B 400 75 American 5/17/2008 9.8
PUT B 600 75 American 5/17/2008 9.8
PUT B 200 80 American 5/17/2008 13.8
PUT B 600 67.5 American 5/17/2008 5.7
PUT B 200 55 American 8/16/2008 3.3
PUT B 400 60 American 1/17/2009 5.9
PUT S 200 65 American 1/19/2008 0.28
PUT S 2000 70 American 1/19/2008 1.8
PUT S 200 70 American 1/19/2008 1.6
PUT S 8000 70 American 1/19/2008 1.45
PUT S 2200 70 American 2/16/2008 4.2
PUT S 2200 67.5 American 2/16/2008 3.1
PUT S 1200 67.5 American 2/16/2008 2.73
PUT S 400 55 American 1/17/2009 5.2
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable)
(Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 15 JANUARY 2008
Contact name Richard Mulcahy
Telephone number 203 719 0467
Name of offeree/offeror with which connected BHP Billiton
Nature of connection (Note 9) Connected Adviser
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Purchased/Written Number of securities Exercise Price Type Expiration
to which the option or (USD)
Product derivative relates
CALL Purchased 9600 105 American Jan08
CALL Purchased 4800 110 American Jan08
CALL Purchased 400 25 American Jan08
CALL Purchased 31000 50 American Jan08
CALL Purchased 39000 55 American Jan08
CALL Purchased 53000 60 American Jan08
CALL Purchased 5000 62.5 American Jan08
CALL Purchased 7800 65 American Jan08
CALL Purchased 32400 70 American Jan08
CALL Purchased 2800 75 American Jan08
CALL Purchased 51400 80 American Jan08
CALL Purchased 21800 85 American Jan08
CALL Purchased 24200 95 American Jan08
CALL Purchased 3600 100 American Feb08
CALL Purchased 6000 105 American Feb08
CALL Purchased 1200 45 American Feb08
CALL Purchased 1000 47.5 American Feb08
CALL Purchased 17600 52.5 American Feb08
CALL Purchased 12000 55 American Feb08
CALL Purchased 6200 57.5 American Feb08
CALL Purchased 30000 60 American Feb08
CALL Purchased 9600 62.5 American Feb08
CALL Purchased 19400 67.5 American Feb08
CALL Purchased 17200 70 American Feb08
CALL Purchased 28000 80 American Feb08
CALL Purchased 16800 85 American Feb08
CALL Purchased 3000 105 American May08
CALL Purchased 27800 110 American May08
CALL Purchased 400 47.5 American May08
CALL Purchased 2800 55 American May08
CALL Purchased 4800 80 American May08
CALL Purchased 26800 85 American May08
CALL Purchased 1200 60 American Aug08
CALL Purchased 2600 90 American Aug08
CALL Purchased 1000 50 American 1/16/2010
CALL Purchased 4800 80 American 1/16/2010
CALL Purchased 5000 95 American 1/16/2010
CALL Purchased 200 105 American 1/17/2009
CALL Purchased 3200 120 American 1/17/2009
CALL Purchased 3200 125 American 1/17/2009
CALL Purchased 5200 135 American 1/17/2009
CALL Purchased 11600 140 American 1/17/2009
CALL Purchased 1200 55 American 1/17/2009
CALL Purchased 6400 60 American 1/17/2009
CALL Purchased 6000 75 American 1/17/2009
CALL Purchased 4400 80 American 1/17/2009
CALL Purchased 7400 90 American 1/17/2009
CALL Written 1400 100 American Jan08
CALL Written 13800 30 American Jan08
CALL Written 14800 35 American Jan08
CALL Written 11400 40 American Jan08
CALL Written 12600 45 American Jan08
CALL Written 7400 47.5 American Jan08
CALL Written 12400 67.5 American Jan08
CALL Written 9600 90 American Jan08
CALL Written 5200 110 American Feb08
CALL Written 3800 50 American Feb08
CALL Written 2400 65 American Feb08
CALL Written 21600 75 American Feb08
CALL Written 30200 90 American Feb08
CALL Written 3000 95 American Feb08
CALL Written 39800 100 American May08
CALL Written 600 50 American May08
CALL Written 16200 60 American May08
CALL Written 6600 62.5 American May08
CALL Written 5800 65 American May08
CALL Written 10000 67.5 American May08
CALL Written 19200 70 American May08
CALL Written 23200 75 American May08
CALL Written 59200 90 American May08
CALL Written 200 95 American May08
CALL Written 1000 100 American Aug08
CALL Written 17200 65 American Aug08
CALL Written 3000 70 American Aug08
CALL Written 3400 75 American Aug08
CALL Written 15600 80 American Aug08
CALL Written 1600 85 American Aug08
CALL Written 8000 95 American Aug08
CALL Written 10400 100 American 1/16/2010
CALL Written 400 40 American 1/16/2010
CALL Written 3000 60 American 1/16/2010
CALL Written 9800 70 American 1/16/2010
CALL Written 4000 90 American 1/16/2010
CALL Written 8800 100 American 1/17/2009
CALL Written 2000 110 American 1/17/2009
CALL Written 1600 115 American 1/17/2009
CALL Written 1600 130 American 1/17/2009
CALL Written 3000 30 American 1/17/2009
CALL Written 15600 40 American 1/17/2009
CALL Written 23400 50 American 1/17/2009
CALL Written 20600 70 American 1/17/2009
CALL Written 5200 95 American 1/17/2009
PUT Purchased 9200 30 American Jan08
PUT Purchased 8200 35 American Jan08
PUT Purchased 41000 45 American Jan08
PUT Purchased 32000 62.5 American Jan08
PUT Purchased 11800 67.5 American Jan08
PUT Purchased 21600 75 American Jan08
PUT Purchased 4400 47.5 American Feb08
PUT Purchased 200 50 American Feb08
PUT Purchased 9600 52.5 American Feb08
PUT Purchased 1200 55 American Feb08
PUT Purchased 23000 62.5 American Feb08
PUT Purchased 6600 67.5 American Feb08
PUT Purchased 14400 70 American Feb08
PUT Purchased 2200 80 American Feb08
PUT Purchased 8800 100 American May08
PUT Purchased 400 40 American May08
PUT Purchased 800 42.5 American May08
PUT Purchased 1400 45 American May08
PUT Purchased 4400 47.5 American May08
PUT Purchased 18400 50 American May08
PUT Purchased 57000 60 American May08
PUT Purchased 4200 62.5 American May08
PUT Purchased 48000 70 American May08
PUT Purchased 43400 75 American May08
PUT Purchased 5400 80 American May08
PUT Purchased 37800 90 American May08
PUT Purchased 16800 95 American May08
PUT Purchased 5200 50 American Aug08
PUT Purchased 200 55 American Aug08
PUT Purchased 600 60 American Aug08
PUT Purchased 13600 65 American Aug08
PUT Purchased 200 67.5 American Aug08
PUT Purchased 2200 70 American Aug08
PUT Purchased 1200 75 American Aug08
PUT Purchased 6000 40 American 1/16/2010
PUT Purchased 3600 80 American 1/16/2010
PUT Purchased 200 90 American 1/16/2010
PUT Purchased 4400 30 American 1/17/2009
PUT Purchased 16600 40 American 1/17/2009
PUT Purchased 4800 50 American 1/17/2009
PUT Purchased 7600 60 American 1/17/2009
PUT Purchased 2000 90 American 1/17/2009
PUT Written 8200 25 American Jan08
PUT Written 2400 40 American Jan08
PUT Written 2800 47.5 American Jan08
PUT Written 39000 50 American Jan08
PUT Written 13600 55 American Jan08
PUT Written 96600 60 American Jan08
PUT Written 1800 65 American Jan08
PUT Written 48600 70 American Jan08
PUT Written 44600 80 American Jan08
PUT Written 11400 85 American Jan08
PUT Written 2400 95 American Jan08
PUT Written 10400 45 American Feb08
PUT Written 27000 57.5 American Feb08
PUT Written 50200 60 American Feb08
PUT Written 200 65 American Feb08
PUT Written 8400 75 American Feb08
PUT Written 200 85 American Feb08
PUT Written 200 30 American May08
PUT Written 19400 55 American May08
PUT Written 11000 65 American May08
PUT Written 23800 67.5 American May08
PUT Written 24400 85 American May08
PUT Written 2800 50 American 1/16/2010
PUT Written 1800 60 American 1/16/2010
PUT Written 2400 70 American 1/16/2010
PUT Written 5000 20 American 1/17/2009
PUT Written 6800 55 American 1/17/2009
PUT Written 7800 70 American 1/17/2009
PUT Written 2400 75 American 1/17/2009
PUT Written 3400 80 American 1/17/2009
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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