Deutsche Bank AG Ln - EPT Disclosure
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RNS Number:2662M
Deutsche Bank AG London
22 January 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Biffa Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,087,891 3.51 3.4075
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
6,366,603 3.5025 3.405
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 500,000 3.4413
CFD Long 2,154,325 3.4417
CFD Long 1,350,000 3.4447
CFD Long 75,000 3.44665
CFD Long 1,000,000 3.4472
CFD Long 41,720 3.449883
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Montagu Private Equity LLP / HG Pooled Management
Limited
Nature of connection (Note 6) Connected advisor to offeror
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Resolution Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
199,748 7.12 7.125
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
2,587,069 7.1271 7.11466
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 1,940,000 7.11466
CFD Long 148,769 7.11827
CFD Long 228,886 7.12012
CFD Long 19,532 7.1162
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Pearl Assurance Plc
Nature of connection (Note 6) Connected Advisor to Offeror
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Scottish & Newcastle Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,468,516 7.725 7.555
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
889,937 7.713725 7.56
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Purchase 3,542 7.5736
CFD Purchase 6,458 7.5889
CFD Purchase 24,490 7.713725
CFD Short 17,000 7.572444
CFD Short 19,719 7.591027
CFD Short 470,424 7.60539
CFD Short 15,500 7.6114
CFD Short 160,000 7.628553
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Scottish & Newcastle Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Xstrata Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
4,198,710 35.24599 31.51
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,951,268 35.22 31.6
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 1,727 31.962704
CFD Long 21,568 32.33486
CFD Long 5,000 32.4134
CFD Long 8,026 33.06565
CFD Long 58,297 33.65273
CFD Long 860,000 33.9198762
CFD Long 500 34.192
CFD Long 10,234 34.80895
CFD Long 6,800 34.90506
CFD Long 186 31.79
CFD Long 3,103 33.63
CFD Short 400,000 32.06427
CFD Short 85,446 32.07856
CFD Short 400,000 32.11544
CFD Short 100 32.2405
CFD Short 5,299 32.275682
CFD Short 158,276 32.34845
CFD Short 24,300 32.374687
CFD Short 55,371 32.40386
CFD Short 200,000 32.54464
CFD Short 200,000 32.81635
CFD Short 40,000 33.0106
CFD Short 126,482 33.0495
CFD Short 200,000 33.14889
CFD Short 64,427 33.19211
CFD Short 250,000 33.27584
CFD Short 650,000 33.475
CFD Short 2,500 33.84756
CFD Short 10,000 34.7966
CFD Short 106,283 34.92831
CFD Short 1,000 34.98
CFD Short 9,209 35.0199
CFD Short 250,000 35.0525
CFD Short 80,234 35.24599
CFD Short 2,541 34.9874
CFD Short 5,454 32.1967
CFD Short 20,000 35.0525
CFD Short 23,000 32.9157
CFD Short 30,000 32.21064
CFD Short 30,868 32.666724
CFD Short 1,684 33.63
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Xstrata Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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