Deutsche Bank AG Ln - EPT Disclosure
* Reuters is not responsible for the content in this press release.
RNS Number:2754M
Deutsche Bank AG London
22 January 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in BHP Billiton Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
895,775 13.23 12.29
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
5,274,383 13.27 12.30
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 2000000 12.498
CFD Long 2350000 12.6643
CFD Long 114112 12.953322
CFD Long 185029 12.96411
CFD Long 3068 12.902118
CFD Long 40000 12.66098
CFD Short 47718 12.351235
CFD Short 56321 12.63091
CFD Short 3000 12.7039
CFD Short 30000 12.828536
CFD Short 5000 12.8757
CFD Short 130448 12.88151
CFD Short 124638 12.944498
CFD Short 3160 12.35
CFD Short 9268 12.9464
CFD Short 19384 12.8407
CFD Short 47360 12.369867
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Rio Tinto Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
839,077 45.15 42.28
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
469,160 45.15 42.28
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 13966 43.95802
CFD Long 21111 44.051203
CFD Long 250 45.15
CFD Long 969 47
CFD Long 20000 42.68288
CFD Short 33126 43.41902
CFD Short 2000 43.5485
CFD Short 41277 43.65531
CFD Short 350000 43.914
CFD Short 735 43.9558
CFD Short 735 43.9558
CFD Short 38327 44.05599
CFD Short 15024 44.11364
CFD Short 250 44.3075
CFD Short 1726 44.51335
CFD Short 258 42.28
CFD Short 274 42.731131
CFD Short 350 44.2663
CFD Short 500 45.0174
CFD Short 500 45.0174
CFD Short 969 47
CFD Short 4010 44.1376
CFD Short 8562 44.0481
CFD Short 54814 42.285919
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in BHP Billiton Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
116,917 34.59 33.29
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
58,357 34.59 33.29
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD AUD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Rio Tinto Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 21/01/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
143,920 117.5859 114.25
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
143,920 117.468314 114.25
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD AUD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22/01/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMSEFFFESASEIF
Comments (0)
This discussion is now closed. We welcome comments on our articles for a limited period after their publication.
Follow Reuters