Credit Suisse Eq Aus - EPT Disclosure
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RNS Number:1862R
Credit Suisse Equities (Australia)
31 March 2008
FORM 38.5 (b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Credit Suisse Equities (Australia) Limited
Company dealt in Rio Tinto Limited
Class of relevant security to which the dealings being Ordinary Shares
disclosed relate (Note 1)
Date of dealing 28-03-2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 113,646 0.028 1,322,891 0.289
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total 113,646 0.028 1,322,891 0.289
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Class Of Relevant Security Long Short
(1) Relevant Securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
Purchase 199 122.72
Purchase 159 122.72
Purchase 104 122.43
Purchase 254 122.43
Purchase 507 122.43
Purchase 21 122.46
Purchase 337 122.46
Purchase 31 122.43
Purchase 71 122.43
Purchase 338 122.78
Purchase 3 123.11
Purchase 231 123.27
Purchase 127 123.27
Purchase 304 123.31
Purchase 341 123.31
Purchase 39 123.29
Purchase 730 123.29
Purchase 159 123.29
Purchase 11 123.30
Purchase 115 123.29
Purchase 281 123.30
Purchase 77 123.30
Purchase 430 123.11
Purchase 358 123.20
Purchase 350 123.14
Purchase 1,700 123.61
Purchase 10 123.61
Purchase 36 123.43
Purchase 23 123.39
Purchase 5 123.39
Purchase 106 123.39
Purchase 168 123.39
Purchase 394 123.40
Purchase 358 122.80
Purchase 6 122.76
Purchase 7 122.76
Purchase 100 122.58
Purchase 358 122.45
Purchase 30 122.44
Purchase 89 122.44
Purchase 70 122.44
Purchase 100 122.44
Purchase 358 122.44
Purchase 167 122.47
Purchase 58 122.36
Purchase 358 122.49
Purchase 100 122.36
Purchase 33 122.36
Purchase 19 122.37
Purchase 8 122.37
Purchase 437 122.30
Purchase 136 122.30
Purchase 394 121.50
Purchase 394 121.55
Purchase 1 121.16
Purchase 124 121.16
Purchase 269 121.16
Purchase 201 120.79
Purchase 157 120.79
Purchase 4 119.58
Purchase 390 119.58
Purchase 4 119.61
Purchase 390 119.61
Purchase 3 119.51
Purchase 355 119.51
Purchase 133 119.20
Purchase 100 119.20
Purchase 125 119.20
Purchase 367 122.37
Purchase 212 122.44
Purchase 345 122.76
Purchase 8 123.14
Purchase 319 123.29
Purchase 147 123.29
Purchase 358 123.29
Purchase 1 123.29
Purchase 374 123.29
Purchase 199 123.29
Purchase 1,069 123.29
Purchase 60 123.29
Purchase 391 123.11
Purchase 20 122.78
Purchase 385 122.39
Purchase 45 122.40
Purchase 358 122.71
Sale -132 120.02
Sale -168 120.02
Sale -300 120.02
Sale -400 120.02
Sale -4 120.25
TOTAL BUYS:18513
TOTAL SELLS: 1004
Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/
name,e.g. call purchasing, varying which the option relates price American, date received per unit
option etc. (Note 6) European etc. (Note 4)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
NONE
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure 31-March-2008
Contact name Collins, Carolyn
Telephone number 44 20 7888 0241
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 9) ADVISOR
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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