Brewin Dolphin Hldgs - Blocklisting Interim Review
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RNS Number:1395R
Brewin Dolphin Holdings PLC
31 March 2008
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 1998
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
162,500 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
162,500 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
0 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
162,500 Ordinary 1 penny shares
08/01/2008
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 2000
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
731,900 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
2,000 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
729,900 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
1,011,500 Ordinary 1 penny shares - 28/02/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 2001
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
613,500 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
9,000 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
604,500 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
1,306,582 Ordinary 1 penny shares
31/05/2006
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
1994 Approved Executive Share Option Scheme, Granted in 2002
3. Period of return:
From 01/10/2007 To 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
790,915 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
274,000 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
516,915 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
790,915 Ordinary 1 penny shares - 06/11/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Savings Related Share Option Scheme 1998
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
6,611 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
2,366 Ordinary 1 penny shares, 4,245 Ordinary 1 penny shares cancelled on 9 January 08
6. Balance under scheme not yet issued / allotted at end of period
Nil Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
847,813 Ordinary 1 penny shares
14/02/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Save As You Earn Scheme, Granted 2003
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
871,620 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
844,245 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
27,375 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
871,620 Ordinary 1 penny shares
11/01/2008
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Save As You Earn Scheme Granted 2005
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
865,755 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
812,262 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
53,493 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
865,755 Ordinary 1 penny shares
11/01/2008
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted 2004
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
745,374 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
0 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
745,374 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
914,779 Ordinary 1 penny shares
22/12/2004
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted May 2005
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
59,404 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
0
6. Balance under scheme not yet issued / allotted at end of period
59,404 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
84,156 Ordinary 1 penny shares
02/06/2005
Please confirm total number of shares in issue at the end of the period in order
for us to update our
records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Granted December 2005
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
541,370 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
0 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
541,370 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
611,431 Ordinary 1 penny shares
19/12/2005
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme Nil Paid, Granted December 2003
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
814,075 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
789,775 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
24,300 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
978,106 Ordinary 1 penny shares
08/01/2004
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
1. Name of company
Brewin Dolphin Holdings plc
2. Name of scheme
Senior Employee Matching Share Purchase Scheme, Matching Option Granted December 2003
3. Period of return:
From 01/10/2007 to 31/03/2008
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
929,506 Ordinary 1 penny shares
5. Number of shares issued / allotted under scheme during period:
680,425 Ordinary 1 penny shares
6. Balance under scheme not yet issued / allotted at end of period
249,081 Ordinary 1 penny shares
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
929,506 Ordinary 1 penny shares
02/11/2007
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
Listed
In issue & fully paid up 207,257,611
In issue, blocklisted & nil paid 1,370,448
Not Listed
In issue, nil paid 1,774,469
Total Number of Voting Rights in Brewin Dolphin 210,402,528
Blocklisted but not allotted 2,185,509
Contact for queries
Name Anna Reed
Position Assistant Company Secretary
Address 12 Smithfield Street, London EC1A 9BD
Telephone 0845 213 3206
Person making the return
Name A. Wright
Position Company Secretary
This information is provided by RNS
The company news service from the London Stock Exchange
END
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