Deutsche Bank AG Ln - EPT Disclosure
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RNS Number:1409R
Deutsche Bank AG London
31 March 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in BHP Billiton Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 28/03/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,772,957 15.86 14.58
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,259,642 15.14 14.7180301
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 351,050 14.910407
CFD Long 200,000 14.7180301
CFD Long 111,108 14.89223
CFD Long 84,664 14.936785
CFD Long 60,000 14.973643
CFD Long 12,998 14.956737
CFD Long 727 14.73
CFD Short 600,000 14.9688
CFD Short 324,575 15.849246
CFD Short 238,375 14.82851
CFD Short 90,286 14.940521
CFD Short 64,146 14.778061
CFD Short 18,584 15.0061
CFD Short 5,000 15.07
CFD Short 5,000 15.039914
CFD Short 4,072 14.9106058
CFD Short 1,533 14.76
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 31/03/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Rio Tinto Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 28/03/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
406,073 53.25 51.11
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
221,875 52.93 51.37
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 93,297 52.115238
CFD Long 33,724 52.06377
CFD Long 6,662 52.174662
CFD Long 5,466 52.68279
CFD Long 47 51.55
CFD Short 175,000 52.3097
CFD Short 102,250 51.914962
CFD Short 71,261 52.3451
CFD Short 4,862 51.987184
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 31/03/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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