UBS Sec. Australia - EPT Disclosure
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RNS Number:0588S
UBS Securities Australia Limited
10 April 2008
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS Securities Australia Limited
Company dealt in BHP Billiton Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 9th April 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 893,282 0.09% 1,952,032 0.20%
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell 8,896,581 0.89%
Total 893,282 0.09% 10,848,613 1.09%
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchases/Sales Number of securities Price per unit (AUD)
(Note 4)
Purchases 35822 35.05
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
(ii) Exercising
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 10th April 2008
Contact name Belinda Maclay
Telephone number +61 2 93242944
Name of offeree/offeror with which connected BHP Billiton Plc/ BHP Billiton Limited
Nature of connection (Note 9) Connected advisor
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product name, Written or Number of Exercise Type, e.g. Expiry date
e.g. call option purchased securities to which price (AUD) American,
the option or (Note2) European, etc
derivatives relates
Call warrant Selling 3361203 0.01 European 02-Jul-08
Call warrant Selling 5535378 0.01 European 02-Mar-12
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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