Credit Suisse (Eur) - EPT Disclosure

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Thu Apr 10, 2008 7:36am EDT

RNS Number:0795S
Credit Suisse Securities (Eur) Ltd
10 April 2008


                                                                                                          
                                                                   FORM 38.5 (b)

                          DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
                     WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
                            BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
                                (Rule 38.5(b) of the Takeover Code)
1.  KEY INFORMATION

Name of exempt principal trader                             Credit Suisse Securities (Europe) Limited

Company dealt in                                            Rio Tinto Plc

Class of relevant security to which the dealings being      Ordinary Shares
disclosed relate (Note 1)

Date of dealing                                             09-Apr-2008

2.  INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
                                            Long                                     Short
                                            Number                 (%)               Number             (%)
(1) Relevant securities                     1287970                0.129             2904               0.000
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell

Total                                       1287970                0.129             2904               0.000

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class Of Relevant Security : Ordinary Shares                Long                          Short
(1) Relevant Securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell

Total

(c)  Rights to subscribe (Note 2)
Class of relevant security:                                                                  Details


3.  DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale              Number of securities                       Price per unit (Note 4)
Buy                        2039                                       60 (GBP)
Buy                        1492                                       59.45 (GBP)
Buy                        1005                                       59.48 (GBP)
Buy                        629                                        59.92 (GBP)
Buy                        600                                        59.07 (GBP)
Buy                        354                                        59.59 (GBP)
Buy                        283                                        59.13 (GBP)
Buy                        277                                        59.7 (GBP)
Buy                        243                                        58.51 (GBP)
Buy                        240                                        59.82 (GBP)
Buy                        222                                        59.55 (GBP)
Buy                        221                                        58.48 (GBP)
Buy                        221                                        59.69 (GBP)
Buy                        192                                        59.08 (GBP)
Buy                        185                                        59.92 (GBP)
Buy                        179                                        58.48 (GBP)
Buy                        176                                        59.21 (GBP)
Buy                        171                                        58.26 (GBP)
Buy                        171                                        58.26 (GBP)
Buy                        170                                        58.41 (GBP)
Buy                        170                                        59.54 (GBP)
Buy                        168                                        59.19 (GBP)
Buy                        168                                        59.24 (GBP)
Buy                        168                                        59.24 (GBP)
Buy                        167                                        59.44 (GBP)
Buy                        167                                        59.48 (GBP)
Buy                        167                                        59.24 (GBP)
Buy                        167                                        59.44 (GBP)
Buy                        166                                        59.04 (GBP)
Buy                        166                                        59.5 (GBP)
Buy                        165                                        60.46 (GBP)
Buy                        164                                        59.28 (GBP)
Buy                        161                                        59.56 (GBP)
Buy                        161                                        58.58 (GBP)
Buy                        158                                        59.11 (GBP)
Buy                        157                                        58.52 (GBP)
Buy                        149                                        58.37 (GBP)
Buy                        149                                        58.26 (GBP)
Buy                        147                                        58.42 (GBP)
Buy                        144                                        59.34 (GBP)
Buy                        143                                        58.52 (GBP)
Buy                        142                                        58.59 (GBP)
Buy                        141                                        58.49 (GBP)
Buy                        141                                        58.54 (GBP)
Buy                        141                                        58.54 (GBP)
Buy                        140                                        59.56 (GBP)
Buy                        140                                        59.08 (GBP)
Buy                        139                                        59.57 (GBP)
Buy                        138                                        59.57 (GBP)
Buy                        138                                        59.57 (GBP)
Buy                        137                                        59.42 (GBP)
Buy                        136                                        59.22 (GBP)
Buy                        135                                        58.6 (GBP)
Buy                        135                                        58.58 (GBP)
Buy                        131                                        59.3 (GBP)
Buy                        130                                        58.43 (GBP)
Buy                        130                                        58.26 (GBP)
Buy                        130                                        58.6 (GBP)
Buy                        126                                        58.57 (GBP)
Buy                        125                                        58.41 (GBP)
Buy                        123                                        59.5 (GBP)
Buy                        123                                        58.59 (GBP)
Buy                        122                                        59.29 (GBP)
Buy                        122                                        59.5 (GBP)
Buy                        122                                        59.5 (GBP)
Buy                        121                                        59.04 (GBP)
Buy                        121                                        59.5 (GBP)
Buy                        121                                        58.35 (GBP)
Buy                        120                                        59.46 (GBP)
Buy                        120                                        59.46 (GBP)
Buy                        120                                        59.57 (GBP)
Buy                        120                                        59.4 (GBP)
Buy                        120                                        59.41 (GBP)
Buy                        120                                        58.35 (GBP)
Buy                        120                                        58.52 (GBP)
Buy                        118                                        59.56 (GBP)
Buy                        117                                        59.24 (GBP)
Buy                        116                                        59.11 (GBP)
Buy                        116                                        58.43 (GBP)
Buy                        114                                        58.52 (GBP)
Buy                        114                                        59.5 (GBP)
Buy                        114                                        58.32 (GBP)
Buy                        113                                        58.32 (GBP)
Buy                        113                                        59.51 (GBP)
Buy                        112                                        59.53 (GBP)
Buy                        112                                        59.53 (GBP)
Buy                        110                                        58.5 (GBP)
Buy                        109                                        58.26 (GBP)
Buy                        109                                        58.37 (GBP)
Buy                        107                                        58.42 (GBP)
Buy                        106                                        58.6 (GBP)
Buy                        104                                        58.52 (GBP)
Buy                        104                                        58.59 (GBP)
Buy                        103                                        58.49 (GBP)
Buy                        102                                        59.57 (GBP)
Buy                        102                                        59.56 (GBP)
Buy                        100                                        59.7 (GBP)
Buy                        100                                        58.56 (GBP)
Buy                        100                                        58.45 (GBP)
Buy                        99                                         58.58 (GBP)
Buy                        99                                         59.22 (GBP)
Buy                        99                                         59.42 (GBP)
Buy                        97                                         58.6 (GBP)
Buy                        95                                         58.53 (GBP)
Buy                        95                                         58.6 (GBP)
Buy                        95                                         59.3 (GBP)
Buy                        94                                         58.53 (GBP)
Buy                        94                                         58.58 (GBP)
Buy                        91                                         58.41 (GBP)
Buy                        91                                         58.59 (GBP)
Buy                        90                                         58.5 (GBP)
Buy                        88                                         59.29 (GBP)
Buy                        88                                         59.49 (GBP)
Buy                        85                                         58.55 (GBP)
Buy                        85                                         58.53 (GBP)
Buy                        84                                         59.17 (GBP)
Buy                        83                                         58.05 (GBP)
Buy                        82                                         59.51 (GBP)
Buy                        82                                         59.51 (GBP)
Buy                        80                                         59.57 (GBP)
Buy                        80                                         58.5 (GBP)
Buy                        80                                         58.56 (GBP)
Buy                        77                                         58.6 (GBP)
Buy                        73                                         58.45 (GBP)
Buy                        68                                         58.49 (GBP)
Buy                        68                                         58.51 (GBP)
Buy                        68                                         58.41 (GBP)
Buy                        68                                         58.59 (GBP)
Buy                        67                                         59.4 (GBP)
Buy                        67                                         59.36 (GBP)
Buy                        67                                         59.54 (GBP)
Buy                        67                                         59.19 (GBP)
Buy                        67                                         58.48 (GBP)
Buy                        67                                         59.24 (GBP)
Buy                        67                                         59.34 (GBP)
Buy                        66                                         58.5 (GBP)
Buy                        56                                         59.37 (GBP)
Buy                        51                                         59.56 (GBP)
Buy                        51                                         59.24 (GBP)
Buy                        51                                         58.55 (GBP)
Buy                        50                                         58.6 (GBP)
Buy                        49                                         58.48 (GBP)
Buy                        49                                         58.55 (GBP)
Buy                        49                                         58.52 (GBP)
Buy                        47                                         59.41 (GBP)
Buy                        47                                         58.55 (GBP)
Buy                        47                                         58.55 (GBP)
Buy                        46                                         58.46 (GBP)
Buy                        45                                         59.4 (GBP)
Buy                        44                                         59.41 (GBP)
Buy                        44                                         59.06 (GBP)
Buy                        43                                         59.56 (GBP)
Buy                        43                                         57.82 (GBP)
Buy                        43                                         57.87 (GBP)
Buy                        42                                         59.42 (GBP)
Buy                        41                                         58.26 (GBP)
Buy                        40                                         58.42 (GBP)
Buy                        39                                         58.45 (GBP)
Buy                        39                                         59.34 (GBP)
Buy                        38                                         59.08 (GBP)
Buy                        38                                         58.59 (GBP)
Buy                        38                                         58.52 (GBP)
Buy                        38                                         58.49 (GBP)
Buy                        37                                         59.57 (GBP)
Buy                        37                                         59.56 (GBP)
Buy                        37                                         58.55 (GBP)
Buy                        37                                         59.22 (GBP)
Buy                        37                                         59.42 (GBP)
Buy                        36                                         58.58 (GBP)
Buy                        36                                         58.6 (GBP)
Buy                        36                                         58.55 (GBP)
Buy                        36                                         58.58 (GBP)
Buy                        35                                         59.3 (GBP)
Buy                        35                                         58.6 (GBP)
Buy                        35                                         58.51 (GBP)
Buy                        34                                         58.46 (GBP)
Buy                        33                                         59.57 (GBP)
Buy                        33                                         59.5 (GBP)
Buy                        33                                         58.59 (GBP)
Buy                        33                                         59.29 (GBP)
Buy                        33                                         58.52 (GBP)
Buy                        33                                         59.5 (GBP)
Buy                        31                                         58.52 (GBP)
Buy                        31                                         59.11 (GBP)
Buy                        29                                         58.26 (GBP)
Buy                        29                                         58.5 (GBP)
Buy                        29                                         58.6 (GBP)
Buy                        29                                         58.37 (GBP)
Buy                        28                                         59.37 (GBP)
Buy                        28                                         58.45 (GBP)
Buy                        28                                         58.48 (GBP)
Buy                        27                                         59.3 (GBP)
Buy                        27                                         58.59 (GBP)
Buy                        27                                         59.3 (GBP)
Buy                        24                                         59.44 (GBP)
Buy                        24                                         58.5 (GBP)
Buy                        23                                         59.44 (GBP)
Buy                        23                                         58.6 (GBP)
Buy                        21                                         59.37 (GBP)
Buy                        21                                         59.52 (GBP)
Buy                        18                                         58.45 (GBP)
Buy                        14                                         58.43 (GBP)
Buy                        14                                         59.08 (GBP)
Buy                        14                                         59.56 (GBP)
Buy                        14                                         58.55 (GBP)
Buy                        13                                         58.51 (GBP)
Buy                        13                                         58.6 (GBP)
Buy                        13                                         58.6 (GBP)
Buy                        12                                         58.46 (GBP)
Buy                        12                                         59.5 (GBP)
Buy                        11                                         58.32 (GBP)
Buy                        11                                         59.11 (GBP)
Buy                        11                                         59.42 (GBP)
Buy                        11                                         58.37 (GBP)
Buy                        11                                         58.52 (GBP)
Buy                        11                                         59.57 (GBP)
Buy                        8                                          60 (GBP)
Buy                        7                                          58.55 (GBP)
Buy                        6                                          58.55 (GBP)
Buy                        4                                          59.57 (GBP)
Buy                        2                                          58.48 (GBP)
Buy                        1                                          58.6 (GBP)
Sell                       2112                                       60 (GBP)
Sell                       1044                                       59.97 (GBP)
Sell                       847                                        60.03 (GBP)
Sell                       600                                        59.95 (GBP)
Sell                       600                                        59.95 (GBP)
Sell                       480                                        59.97 (GBP)
Sell                       429                                        60.23 (GBP)
Sell                       390                                        58.55 (GBP)
Sell                       268                                        60.17 (GBP)
Sell                       235                                        58.47 (GBP)
Sell                       211                                        60.23 (GBP)
Sell                       188                                        58.56 (GBP)
Sell                       171                                        58.46 (GBP)
Sell                       171                                        58.38 (GBP)
Sell                       170                                        58.82 (GBP)
Sell                       170                                        58.82 (GBP)
Sell                       169                                        58.85 (GBP)
Sell                       169                                        58.91 (GBP)
Sell                       168                                        59.42 (GBP)
Sell                       168                                        59.42 (GBP)
Sell                       168                                        59.41 (GBP)
Sell                       168                                        59.24 (GBP)
Sell                       167                                        59.82 (GBP)
Sell                       166                                        59.42 (GBP)
Sell                       166                                        60 (GBP)
Sell                       166                                        59.71 (GBP)
Sell                       165                                        60.47 (GBP)
Sell                       162                                        58.82 (GBP)
Sell                       151                                        60.03 (GBP)
Sell                       139                                        60.52 (GBP)
Sell                       120                                        59.97 (GBP)
Sell                       100                                        58.55 (GBP)
Sell                       85                                         58.37 (GBP)
Sell                       85                                         58.45 (GBP)
Sell                       85                                         59.42 (GBP)
Sell                       84                                         59.17 (GBP)
Sell                       84                                         59.39 (GBP)
Sell                       81                                         59.42 (GBP)
Sell                       70                                         59.11 (GBP)
Sell                       70                                         59.11 (GBP)
Sell                       68                                         58.82 (GBP)
Sell                       68                                         58.68 (GBP)
Sell                       68                                         58.52 (GBP)
Sell                       68                                         58.59 (GBP)
Sell                       68                                         58.45 (GBP)
Sell                       68                                         58.45 (GBP)
Sell                       68                                         58.49 (GBP)
Sell                       68                                         58.39 (GBP)
Sell                       68                                         58.45 (GBP)
Sell                       67                                         59.42 (GBP)
Sell                       67                                         59.49 (GBP)
Sell                       67                                         59.3 (GBP)
Sell                       67                                         59.39 (GBP)
Sell                       67                                         59.24 (GBP)
Sell                       67                                         59.36 (GBP)
Sell                       67                                         59.24 (GBP)
Sell                       66                                         59.74 (GBP)
Sell                       66                                         60.52 (GBP)
Sell                       66                                         60.52 (GBP)
Sell                       66                                         60.53 (GBP)
Sell                       66                                         59.76 (GBP)
Sell                       66                                         59.87 (GBP)
Sell                       66                                         59.96 (GBP)
Sell                       66                                         59.83 (GBP)
Sell                       66                                         59.83 (GBP)
Sell                       66                                         60.31 (GBP)
Sell                       66                                         60.09 (GBP)
Sell                       66                                         60.03 (GBP)
Sell                       65                                         60.47 (GBP)
Sell                       62                                         58.59 (GBP)
Sell                       62                                         59.9 (GBP)
Sell                       59                                         60.59 (GBP)
Sell                       51                                         57.87 (GBP)
Sell                       49                                         58.51 (GBP)
Sell                       47                                         59.41 (GBP)
Sell                       47                                         59.3 (GBP)
Sell                       47                                         59.04 (GBP)
Sell                       46                                         59.3 (GBP)
Sell                       44                                         59.06 (GBP)
Sell                       37                                         57.87 (GBP)
Sell                       35                                         58.51 (GBP)
Sell                       34                                         59.04 (GBP)
Sell                       25                                         59.42 (GBP)
Sell                       25                                         59.91 (GBP)
Sell                       25                                         59.91 (GBP)
Sell                       24                                         60.45 (GBP)
Sell                       23                                         59.44 (GBP)
Sell                       15                                         59.22 (GBP)
Sell                       15                                         60 (GBP)
Sell                       13                                         57.87 (GBP)
Sell                       13                                         58.51 (GBP)
Sell                       13                                         59.04 (GBP)
Sell                       13                                         59.97 (GBP)
Sell                       8                                          58.82 (GBP)
Sell                       4                                          59.9 (GBP)
TOTAL BUYS:25044

TOTAL SELLS:14016
(b) Derivatives transactions (other than options)
Product name, e.g. CFD   Long/short (Note 5)     Number of securities (Note 6)          Price per unit (Note 4)


(c)  Options transactions in respect of existing securities
(i)  Writing, selling, purchasing or varying
Product        Writing, selling,    Number of securities to     Exercise Type, e.g.        Expiry Option money paid/
name,e.g. call purchasing, varying  which the option relates    price    American,         date   received per unit
option         etc.                 (Note 6)                             European etc.            (Note 4)


(ii)  Exercising
Product name, e.g. call option            Number of securities          Exercise price per unit (Note 4)


(d)  Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7)          Details       Price per unit (if applicable) (Note 4)


4.  OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.


Is a Supplemental Form 38.5(b) attached?  (Note 8)   No

Date of disclosure                                          10-Apr-2008 11:08:50
Contact name                                                Collins,Carolyn
Telephone number                                            44 20 7888 0241
Name of offeree/offeror with which connected                Rio Tinto Plc
Nature of connection (Note 9)                               ADVISOR

Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/.





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