Merrill Lynch (EPT) - EPT Disclosure - Amendment
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RNS Number:0529S
Merrill Lynch International
10 April 2008
This announcement amends the EPT Disclosure released on 09/04/2008 at 10:19 FORM 38.5 (SUMMARY)
under number 9573R. The total number of sales and Derivative Transactions for
Eurasian Natural Resources Corp Plc has been amended. The total number of
sales for Kazakhmys Plc and Mitchells & Butlers Plc has been amended.
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EPT Merrill Lynch International
Date of disclosure 09 April 2008
Date of dealing 08 April 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
08 April 2008
Mitchells & Butlers Plc - Common
Kazakhmys Plc - Common
Eurasian Natural Resources Corp Plc - Common
BHP Billiton Limited - Common
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of sales and Derivative Transactions for
Eurasian Natural Resources Corp Plc has been amended. The total number of sales for Kazakhmys Plc and Mitchells &
Butlers Plc has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet so
that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price
and any option money paid or received. For derivatives this should include, at least, the number of reference
securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the
reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring
Section of the Panel, Tel. No:0207 638 0129
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Limited
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 08/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
70,000 AUS 80.20 AUS 40.10
Total number of securities sold Highest price received Lowest price received
70,000 AUS 40.10 AUS 40.10
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 09/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Kazakhmys Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 08/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
200,435 GBP 16.92 GBP 16.53
Total number of securities sold Highest price received Lowest price received
173,238 GBP 16.96 GBP 16.58
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 50,000 GBP 16.64
Long Swap LONG 12,809 GBP 16.67
Long Swap LONG 3,098 GBP 16.85
Long Swap LONG 2,831 GBP 16.74
Long Swap LONG 1,549 GBP 16.74
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 1,449 GBP 16.69
Short Swap SHORT 2,117 GBP 16.69
Short Swap SHORT 2,199 GBP 16.55
Short Swap SHORT 2,831 GBP 16.55
Short Swap SHORT 4,950 GBP 16.80
Short Swap SHORT 7,003 GBP 16.69
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 09/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Kazakhmys Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Mitchells & Butlers Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 08/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
138,003 GBP 3.42 GBP 3.30
Total number of securities sold Highest price received Lowest price received
69,632 GBP 3.37 GBP 3.27
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received per
varying etc. option European etc unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 09/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Mitchells & Butlers Plc
Nature of connection # Advisor
AMENDMENT FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Eurasian Natural Resources Corp Plc
Class of relevant security to which the dealings Common
being
disclosed relate
Date of dealing 08/04/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
494,058 GBP 10.82 GBP 10.52
Total number of securities sold Highest price received Lowest price received
461,918 GBP 10.89 GBP 10.52
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 60,000 GBP 10.65
Long Swap LONG 5,251 GBP 10.64
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 762 GBP 10.69
Short Swap SHORT 1,342 GBP 10.69
Short Swap SHORT 5,782 GBP 10.69
Short Swap SHORT 11,162 GBP 10.70
Short Swap SHORT 14,676 GBP 10.69
Short Swap SHORT 60,000 GBP 10.65
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, price
eg call option purchasing, securities under American, date paid/received
varying etc. option European etc per unit
(ii) Exercising
Product name Number of securities under Exercise price
option
eg call option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this
form is
referenced. If none, this should be stated.
NONE
Date of disclosure 09/04/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Kazakhmys Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
END
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