Deutsche Bank AG Ln - EPT Disclosure
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RNS Number:5495S
Deutsche Bank AG London
17 April 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in BHP Billiton Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 16/04/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
1,603,265 18.65 17.87
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
3,151,053 18.65 17.88
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 1,326,000 18.277262
CFD Long 176,830 17.90311
CFD Long 84,826 18.086541
CFD Long 78,791 18.1774
CFD Long 41,683 18.618074
CFD Long 28,000 18.334516
CFD Long 18,139 17.9317
CFD Long 5,000 17.993
CFD Long 4,284 18.65
CFD Long 2,433 18.3
CFD Long 1,243 18.31
CFD Long 1,240 18.32
CFD Short 330,000 18.012
CFD Short 255,801 18.411771
CFD Short 209,730 18.4659
CFD Short 78,661 17.98606
CFD Short 76,992 18.4786
CFD Short 65,917 18.071456
CFD Short 47,007 18.04392
CFD Short 28,000 18.368766
CFD Short 11,000 18.39838
CFD Short 6,000 18.164078
CFD Short 5,485 18.65
CFD Short 1,400 18.124671
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 17/04/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Rio Tinto Plc
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 16/04/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
834,908 63.67 60.46
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
GBP GBP
347,224 63.67 60.5
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD GBP
CFD Long 100,000 61.9673
CFD Long 95,000 62.8855
CFD Long 80,854 63.088219
CFD Long 17,484 63.089292
CFD Long 15,000 61.419198
CFD Long 2,000 60.851
CFD Long 884 60.5786
CFD Long 703 62.874
CFD Long 397 61.876
CFD Long 397 61.39696
CFD Short 390,000 62.942277
CFD Short 167,000 61.3362
CFD Short 92,725 63.0415
CFD Short 44,292 62.10098
CFD Short 23,959 61.62119
CFD Short 6,700 62.038016
CFD Short 3,300 63.20314
CFD Short 2,621 63.67
CFD Short 2,000 60.6695
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 17/04/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in BHP Billiton Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 16/04/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
36,500 43.17 43.1282
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
58,500 43.17 42.8
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD AUD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 17/04/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Deutsche Bank AG London
Company dealt in Rio Tinto Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 16/04/2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
16 141.2856 141.2856
Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3)
AUD AUD
16 141.3281 141.3281
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)
e.g. CFD AUD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per
unit (Note 3)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 17/04/2008
Contact name Kelly-Jade Ledwich
Telephone number 020 7545 7804
Name of offeree/offeror with which connected Rio Tinto Plc
Nature of connection (Note 6) Connected Advisor to Offeree
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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