Citigroup GM Aust. - EPT Disclosure
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RNS Number:5510S
Citigroup GM Australia Pty Ltd
17 April 2008
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Citigroup Global Markets Australia Pty Limited
Company dealt in Rio Tinto Ltd
Class of relevant security to which the Ord/Equity
dealings being disclosed relate (Note 1)
Date of dealing 16 April 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number Number
(%) (%)
(1) Relevant securities 382,460 317,335
(0.08%) (0.07%)
(2) Derivatives (other than options)
(0.00%) (0.00%)
(3) Options and agreements to purchase/sell 1,071,111 1,499,647
(0.23%) (0.33%)
Total 1,453,571 1,816,982
(0.31%) (0.40%)
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
Class of relevant security: Long Short
Convertible Number Number
(%) (%)
(1) Relevant securities
(0.00%) (0.00%)
(2) Derivatives (other than options)
(0.00%) (0.00%)
(3) Options and agreements to purchase/sell
(0.00%) (0.00%)
Total
(0.00%) (0.00%)
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase Number of securities Price per unit (Note 4)
AUD (unless stated)
2884 140.60001
4 142.05
3 141.73
3 141.26
1 141.58
1 141.59
1 141.74001
1 141.74001
1 141.73
1 141.73
1 141.73
1 141.83
1 141.83
1 141.82001
1 141.83
1 141.89
1 141.89
1 141.55
1 141.56
1 141.51
1 141.51
1 141.51
1 141.25
1 141.46001
1 141.5
1 141.5
1 141.5
1 141.5
1 141.97
1 141.97
1 141.96001
Total 2,921
Sales Number of securities Price per unit (Note 4)
AUD (unless stated)
-1 141.59
-1 141.58
-1 141.73
-1 141.7
-1 141.7
-1 141.84
-1 141.82001
-1 141.82001
-1 141.82001
-1 141.89999
-1 141.88001
-1 141.56
-1 141.55
-1 141.5
-1 141.5
-1 141.5
-1 141.25
-1 141.47
-1 141.48
-1 141.48
-1 141.49001
-1 141.49001
-1 142.03
-1 142.03
-1 142.03
-2 141.32001
-2 141.75
-3 141.51
-3 141.21001
-3 141.26
-3 140.74001
-3 141.26
-3 141.73
-3 141.26
-4 141.2
-4 141.35001
-4 141.98
-7 141.55
-14 141.51
-15 141.42999
-18 141.21001
-20 141.25
-25 140.89999
-29 141.21001
-32 140.81
-33 141.44
-37 141.12
-45 141.41
-46 141.21001
-58 141.47
-65 141.97
-66 141.32001
-67 142.05
-70 141.44
-71 141.55
-73 140.74001
-74 141
-74 141
-76 140.73
-77 140.81
-89 141.44
-90 140.89999
-100 141.28999
-133 141.32001
-150 140.89999
-176 141.37
-182 140.60001
-184 141.5
-186 141.44
-194 141.44
-196 141.38001
-237 141.38001
-237 141.37
-252 141.51
-270 141.32001
-281 141.51
-300 142.05
-392 141.51
-394 141.97
-400 141.97
-415 141.26
-438 141.3
-474 141.51
-633 142.05
-793 141.3
-795 140.81
-861 141.32001
-864 140.76
-898 141.67
-923 141.28
-950 141.51
-958 140.60001
-1000 140.89999
-1062 141.51
-1297 141.12
-1500 141.95
-1546 141
-1641 141.97
-1762 141.12
-2000 141.3
-2204 141.28999
-3331 140.64999
-3383 140.45
-5000 141
-8306 141
Total 48,631
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities to American,
e.g. call option purchasing, which the option Price (AUD) European etc. date paid/received
varying etc. relates (Note 6) per unit (AUD)
(C = call (Note 4)
option;
P = put option)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8)
YES
Date of disclosure 17 April 2008
Contact name Pavla Trskova
Telephone number 02890 409544
Name of offeree/offeror with which connected BHP Billiton plc
Nature of connection (Note 9) Corporate Broker/Financial Advisor
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product name, Written or Number of Exercise price Type, e.g. Expiry date
purchased securities to which (Note 2) American, European
e.g. call option the option or etc.
derivative relates
P written 200000 120 A 20080925
P written 140000 130 A 20081218
P written 130000 60 A 20080925
P written 100000 132 A 20080925
P written 66000 110 E 20080529
C purchased 52000 128 A 20080529
P written 50979 56.1501 A 20101011
P written 40000 74.25 E 20110727
P written 39000 58 A 20080925
C purchased 37000 138 A 20080423
P written 30588 56.0324 E 20081103
C purchased 25000 120 A 20080423
P written 12000 150 E 20080529
P written 7517 116.82 A 20120711
P written 6789 94.91 A 20110623
P written 6646 37.6132 E 20091001
P written 6646 37.6132 E 20091001
P written 6415 77.94 E 20100219
P written 6415 77.94 E 20100219
P written 6268 88.6 A 20120327
P written 5906 119.75 A 20120628
P written 5780 109.19 A 20120530
P written 5428 92.64 A 20110624
P written 4886 97.272 A 20120828
P written 4420 88.07 A 20110623
P written 4320 99.12 A 20120425
P written 3828 115.61 A 20120613
P written 3801 96.12 A 20110623
P written 3468 164.66 A 20121227
P written 3105 99.8 A 20110428
P written 2994 85.04 A 20110328
P written 2862 119 A 20120711
P written 2591 38.5842 E 20091201
P written 2591 38.5842 E 20091201
P written 2269 44.0766 E 20080630
P written 2269 44.0766 E 20080630
P written 2248 73.8533 A 20101229
P written 2024 98.79 E 20100629
P written 2024 98.79 E 20100629
C purchased 2000 78.46 A 20090924
P written 1976 160.932 A 20121128
P written 1792 153.6 A 20130107
P written 1370 85.0735 A 20110228
P written 1273 78.5 E 20110630
P written 1273 78.5 E 20110630
P written 1188 105.3 A 20110523
P written 1152 43.3704 E 20100628
P written 1152 43.3704 E 20100628
P written 1152 43.3704 E 20100628
P written 1152 43.3704 E 20100628
P written 1132 83.22 A 20111007
C purchased 1000 106 A 20080626
P written 869 89.4361 A 20110207
P written 765 43.9589 E 20080630
P written 765 43.9589 E 20080630
P written 725 138 A 20130228
P written 700 103.7 A 20120515
P written 561 89 E 20100809
P written 561 89 E 20100809
P written 514 77.8 E 20090630
P written 514 77.8 E 20090630
P written 464 95.75 E 20100629
P written 464 95.75 E 20100629
P written 454 44.0766 E 20080630
P written 454 44.0766 E 20080630
P written 422 138.11 E 20120416
P written 422 138.11 E 20120416
P written 405 98.1 A 20100625
P written 400 131.96 A 20130205
P written 392 131.14 A 20121011
P written 388 77.2 E 20110627
P written 388 77.2 E 20110627
P written 365 137 A 20130328
P written 337 29.61 E 20080625
P written 332 75.22 E 20100524
P written 332 75.22 E 20100524
P written 302 82.55 E 20100517
P written 302 82.55 E 20100517
P written 290 95.75 E 20100628
P written 290 95.75 E 20100628
P written 268 135.22 A 20110412
P written 266 94.08 A 20110728
P written 254 78.6 E 20110707
P written 254 78.6 E 20110707
P written 236 84.55 E 20110509
P written 236 84.55 E 20110509
P written 208 95.7 E 20120905
P written 208 95.7 E 20120905
P written 203 98.22 E 20120912
P written 203 98.22 E 20120912
P written 191 78.5 E 20110630
P written 191 78.5 E 20110630
P written 191 78.5 E 20110630
P written 191 78.5 E 20110630
P written 160 131.2 A 20130328
P written 159 94.02 A 20110728
P written 141 93.6 A 20110728
P written 138 92.66 A 20110728
P written 117 128.71 A 20110224
P written 115 130.34 A 20121220
P written 81 124.35 A 20130228
P written 79 127.31 A 20130228
P written 78 128.75 A 20130228
P written 77 129.41 A 20121220
C written -70 105 A 20081127
P purchased -191 78.5 E 20110630
P purchased -191 78.5 E 20110630
C written -200 65 A 20081127
P purchased -203 98.22 E 20120912
P purchased -208 95.7 E 20120905
P purchased -236 84.55 E 20110509
P purchased -254 78.6 E 20110707
P purchased -290 95.75 E 20100628
P purchased -302 82.55 E 20100517
P purchased -332 75.22 E 20100524
P purchased -388 77.2 E 20110627
C written -400 110 A 20081218
P purchased -422 138.11 E 20120416
P purchased -454 44.0766 E 20080630
P purchased -464 95.75 E 20100629
P purchased -514 77.8 E 20090630
P purchased -561 89 E 20100809
P purchased -765 43.9589 E 20080630
P purchased -1000 94 A 20080626
P purchased -1152 43.3704 E 20100628
P purchased -1152 43.3704 E 20100628
P purchased -1273 78.5 E 20110630
P purchased -2000 77 A 20111222
P purchased -2000 120 A 20080423
C written -2020 42.5 A 20080623
P purchased -2024 98.79 E 20100629
P purchased -2269 44.0766 E 20080630
P purchased -2591 38.5842 E 20091201
P purchased -5000 68 A 20101223
C written -5682 64 A 20090619
P purchased -6415 77.94 E 20100219
C written -6595 59 A 20080423
P purchased -6646 37.6132 E 20091001
C written -8383 53.463 A 20120628
P purchased -10000 100 A 20080626
P purchased -10000 128 A 20080626
P purchased -16000 124 A 20080626
P purchased -17000 126 A 20080626
P purchased -18000 74 A 20080626
C written -33000 85 A 20111222
P purchased -37000 138 A 20080423
P purchased -44000 72 A 20081218
C written -50000 122 A 20081218
C written -50000 150 A 20080626
P purchased -62000 80 A 20111222
C written -75000 56.89 A 20090924
P purchased -76000 75 A 20111222
P purchased -100000 136 A 20080626
P purchased -112000 68.66 A 20090924
P purchased -140000 110 A 20081218
C written -145000 90 A 20080626
P purchased -200000 138 A 20080925
P purchased -242000 78.46 A 20090924
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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