Sadis & Goldberg LLP Promotes Dan Viola to Partner and Welcomes Charles H. Dufresne,...
* Reuters is not responsible for the content in this press release.
Sadis & Goldberg LLP Promotes Dan Viola to Partner and Welcomes Charles H. Dufresne, Jr., Of Counsel to its New York Office NEW YORK, April 20 /PRNewswire/ -- Sadis & Goldberg LLP has elected Dan Viola, Regulatory and Compliance Group, to the Firm's Partnership and announces the addition of Charles H. Dufresne, Jr. to its New York office as Of Counsel in the Litigation Group. Mr. Viola has 17-plus years of experience which includes structuring and organizing broker-dealers and investment advisers and counseling investment professionals in connection with regulatory matters. Prior to joining Sadis and Goldberg, Viola served as a Senior Compliance Examiner for the U.S. Securities and Exchange Commission. During his tenure at the SEC, Mr. Viola worked on several compliance inspection projects involving compliance examinations of registered investment advisers to ensure compliance with the Investment Advisers Act, the Investment Company Act, the Securities Act, and the Securities Exchange Act. Mr. Viola's examination experience includes financial statement, performance advertising, and disclosure document reviews, as well as analysis of investment adviser and hedge fund issues arising under ERISA and blue-sky laws. Mr. Dufresne will concentrate his practice in shareholder activism and securities litigation matters, as well as providing comprehensive due diligence of alternative investment portfolios on behalf of institutional investors. Dufresne has extensive experience in representing institutional investors in a wide range of matters, ranging from shareholder activism to securities and commercial litigation and arbitration. Mr. Dufresne serves as a member of the Board of National Association of State Treasurers (NAST). About Sadis & Goldberg LLP Sadis & Goldberg LLP is a leading New York based law firm focused on delivering sophisticated and creative legal solutions in a highly professional manner. The Firm is internationally recognized for its formidable financial services practice that consists of representing several hundred investment advisers and related investment entities (including hedge funds, private equity funds and venture capital funds). Similarly, the Firm provides regulatory and compliance advice and representation in connection with SEC enforcement proceedings. Notwithstanding the emphasis on the financial services industry, the Firm also provides a full range of tax, estate planning, litigation, regulatory, real estate, and corporate transactional services to its clients. SOURCE Sadis & Goldberg LLP Cheryl Lee Spratt, Director of Marketing of Sadis & Goldberg LLP, +1-212-573-8420, cspratt@sglawyers.com
Comments (0)
This discussion is now closed. We welcome comments on our articles for a limited period after their publication.



Follow Reuters