HedgeOp Launches ComplianceTrak Adviser Platform, Enhancing Compliance Functions for RIAs
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NEW YORK, NY, May 18 (MARKET WIRE) --
HedgeOp Compliance, LLC, the leading provider of specialized compliance
software and consulting services for asset managers, today announced the
release of the ComplianceTrak Adviser Platform, a tool designed to help
small and mid-size registered investment advisers meet the continually
evolving demands of today's regulatory environment. The ComplianceTrak
Adviser Platform is a powerful workflow tool that enables managers to
meet their compliance requirements and achieve operational efficiency.
The ComplianceTrak Adviser Platform uses the same technology and approach
of the larger ComplianceTrak Platform (which is a patented workflow tool
designed for hedge fund managers).
"A critical aspect of any investment advisers business is the ability to
comply with Investment Adviser Act requirements, which continue to evolve
as mandated by current market conditions," said Bill Mulligan, CEO of
HedgeOp Compliance. "With ComplianceTrak Adviser, traditional RIAs can now
leverage a multitude of tools and robust compliance functionality to
fulfill their compliance infrastructure and demonstrate a culture of
compliance to investors and regulators."
The ComplianceTrak Adviser Platform's dashboard serves as the centerpiece
of a manager's compliance infrastructure. Functionality such as
instantaneous access to an interactive compliance calendar, Code of Ethics
tracking, and reporting capabilities, enable compliance officers to
monitor and report on compliance responsibilities simultaneously. Fully
integrated with programs such as Outlook, Excel and PDF, the system
serves as a simplified way to track activities and document the
compliance process.
The ComplianceTrak Adviser Platform was built using the latest Microsoft
.NET technology and provides a cutting edge solution that is hosted at a
secure world-class data center. The Platform provides the ultimate
end-user experience, requiring no software or hardware installation, and
contains instructional and regulatory help text for end-users. For a full
description of the ComplianceTrak Adviser Platform, please visit:
http://www.hedgeop.com/ComplianceTrakAdviser.aspx or contact Ben Weiner
at (212) 515-2858 or bweiner@hedgeop.com
About HedgeOp
HedgeOp Compliance, LLC focuses exclusively on helping investment managers
meet their compliance, operational and due diligence challenges. HedgeOp
has developed a successful business since 2001 based on its proactive
approach to servicing clients and proven reputation. Clients range from
start-up managers to large firms with well-established track records.
HedgeOp's business lines include specialized compliance consulting
services, our patented ComplianceTrak(TM) software, and due diligence
research and operational due diligence reporting for fund of funds and
other institutional investors. For additional information please visit
www.hedgeop.com or contact Ben Weiner at (212) 515-2858 or
bweiner@hedgeop.com.
Media Contacts
Scott Krady
Director, Media and Communications
LJO Associates, Inc
Phone: 212-786-7628 or 646-944-2144
Email: Email Contact
Lisa Jane O'Neil
President
LJO Associates, Inc
Phone: 212-786-7629 or 917-361-8303.
Email: Email Contact
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