REG - Credit Suisse (Eur)Glencore Inter - Form 8.5 (EPT/RI) - Glencore International Plc

Thu Aug 23, 2012 7:10am EDT

* Reuters is not responsible for the content in this press release.

RNS Number : 6679K
Credit Suisse Securities (Eur) Ltd
23 August 2012
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

22-August-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary shares

Purchases

      5,350,794

3.579(GBP)

3.520(GBP)

Ordinary shares

Sales

      7,012,265

3.595 (GBP)

3.520 (GBP)

Convertible Bonds

Purchases

      5,000,000

120.50 (USD)

120.50 (USD)

 

 (b)       Derivatives transactions (other than options)

 

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit (GBP)

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Ordinary

Swap

  Reducing a long

2228

352.33

Ordinary

Swap

  Reducing a long

9200

354.20

Ordinary

Swap

  Reducing a long

34017

354.26

Ordinary

Swap

  Reducing a long

16922

354.29

Ordinary

Swap

  Reducing a long

18368

354.41

Ordinary

Swap

  Reducing a long

67400

354.90

Ordinary

Swap

  Reducing a long

105129

354.91

Ordinary

Swap

  Reducing a long

350000

355.05

Ordinary

Swap

  Reducing a long

18344

355.34

Ordinary

Swap

  Reducing a long

44581

355.47

Ordinary

Swap

  Reducing a long

800

355.84

Ordinary

Swap

  Reducing a long

90000

356.46

Ordinary

Swap

  Reducing a long

100000

356.60

Ordinary

Swap

  Reducing a long

575563

357.23

Ordinary

Swap

  Increasing a long

125528

354.47

Ordinary

Swap

  Increasing a long

400

354.69

Ordinary

Swap

  Increasing a long

560000

354.72

Ordinary

Swap

  Increasing a long

3700

354.76

Ordinary

Swap

  Increasing a long

3103

354.87

Ordinary

Swap

  Increasing a long

17467

354.93

Ordinary

Swap

  Increasing a long

2228

355.32

Ordinary

Swap

  Increasing a long

1212

355.38

Ordinary

Swap

  Increasing a long

1212

355.38

Ordinary

Swap

  Increasing a long

1149914

355.38

Ordinary

Swap

  Increasing a long

5346

356.60

Ordinary

Swap

  Increasing a long

350000

356.60

Ordinary

Swap

  Increasing a long

431500

359.47

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 







 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

Date of disclosure:

23-August-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERFXLFLLVFBBBK
Comments (0)
This discussion is now closed. We welcome comments on our articles for a limited period after their publication.