REG-BARCLAYS PLC FORM 8.5 (EPT/NON-RI) TUI TRAVEL PLC
http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20130122:nBw225928a http://www.businesswire.com/news/home/20130122005928/en LONDON--(Business Wire)-- FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC relevant securities this form relates: (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected (d) Date position held/dealing undertaken: 21 January 2013 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect TUI AG of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,588,768 0.41% 258,648 0.02% (2) Derivatives (other than options): 177,656 0.02% 4,127,204 0.37% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 4,766,424 0.43% 4,385,852 0.39% Class of relevant security: Convertible Bond XS0503743949 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 0 0.00% 300,000 0.08% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 0 0.00% 300,000 0.08% Class of relevant security: Convertible Bond XS0455660216 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,100,000 0.31% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,100,000 0.31% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 21 2.9240 GBP ORD Purchase 300 2.9093 GBP ORD Purchase 300 2.9260 GBP ORD Purchase 844 2.9305 GBP ORD Purchase 994 2.9315 GBP ORD Purchase 1,103 2.9420 GBP ORD Purchase 3,714 2.9301 GBP ORD Purchase 4,238 2.9430 GBP ORD Purchase 5,346 2.9291 GBP ORD Purchase 7,532 2.9350 GBP ORD Purchase 10,724 2.9388 GBP ORD Purchase 21,300 2.9385 GBP ORD Purchase 57,449 2.9262 GBP ORD Purchase 87,509 2.9410 GBP ORD Sale 21 2.9241 GBP ORD Sale 195 2.9380 GBP ORD Sale 376 2.9205 GBP ORD Sale 500 2.9342 GBP ORD Sale 1,300 2.9385 GBP ORD Sale 1,361 2.9399 GBP ORD Sale 1,600 2.9376 GBP ORD Sale 4,301 2.9237 GBP ORD Sale 4,477 2.9323 GBP ORD Sale 5,382 2.9227 GBP ORD Sale 5,518 2.9238 GBP ORD Sale 10,061 2.9340 GBP ORD Sale 11,827 2.9378 GBP ORD Sale 16,841 2.9276 GBP ORD Sale 21,028 2.9386 GBP ORD Sale 24,610 2.9305 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 100 2.9420 GBP ORD SWAP Long 273 2.9320 GBP ORD SWAP Long 1,100 2.9349 GBP ORD SWAP Long 1,657 2.9284 GBP ORD SWAP Long 1,800 2.9373 GBP ORD SWAP Long 3,832 2.9366 GBP ORD CFD Long 5,334 2.9375 GBP ORD SWAP Long 10,061 2.9339 GBP ORD CFD Long 14,765 2.9390 GBP ORD SWAP Short 300 2.9093 GBP ORD SWAP Short 389 2.9384 GBP ORD SWAP Short 994 2.9315 GBP ORD SWAP Short 4,014 2.9298 GBP ORD SWAP Short 4,238 2.9430 GBP ORD SWAP Short 9,297 2.9262 GBP ORD SWAP Short 10,724 2.9388 GBP ORD CFD Short 21,300 2.9385 GBP ORD SWAP Short 87,509 2.9410 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit e.g. American, European etc. (ii) Exercising Class of relevant security Product description Number of securities Exercise price per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing Details Price per unit (if applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 22 Jan 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. BARCLAYS PLC Copyright Business Wire 2013
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