REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - Tui Travel Plc
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http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20130123:nBw235684a http://www.businesswire.com/news/home/20130123005684/en LONDON--(Business Wire)-- FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC relevant securities this form relates: (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected (d) Date position held/dealing undertaken: 22 January 2013 (e) Has the EPT previously disclosed, or is it YES: today disclosing, under the Code in respect TUI AG of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: ORD Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 4,592,178 0.41% 217,359 0.02% (2) Derivatives (other than options): 136,388 0.01% 4,120,194 0.37% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 4,728,566 0.42% 4,337,553 0.39% Class of relevant security: Convertible Bond XS0503743949 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 0 0.00% 300,000 0.08% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 0 0.00% 300,000 0.08% Class of relevant security: Convertible Bond XS0455660216 Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,100,000 0.31% 0 0.00% (2) Derivatives (other than options): 0 0.00% 0 0.00% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 1,100,000 0.31% 0 0.00% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 53 2.9410 GBP ORD Purchase 719 2.9295 GBP ORD Purchase 1,692 2.9210 GBP ORD Purchase 2,092 2.9155 GBP ORD Purchase 2,596 2.9247 GBP ORD Purchase 2,669 2.9181 GBP ORD Purchase 3,273 2.9180 GBP ORD Purchase 3,939 2.9259 GBP ORD Purchase 6,123 2.9251 GBP ORD Purchase 12,325 2.9190 GBP ORD Purchase 15,749 2.9218 GBP ORD Purchase 17,516 2.9394 GBP ORD Purchase 18,676 2.9206 GBP ORD Purchase 19,218 2.9222 GBP ORD Purchase 21,580 2.9189 GBP ORD Sale 300 2.9290 GBP ORD Sale 600 2.9160 GBP ORD Sale 658 2.9223 GBP ORD Sale 719 2.9295 GBP ORD Sale 1,400 2.9165 GBP ORD Sale 2,065 2.9224 GBP ORD Sale 2,745 2.9194 GBP ORD Sale 5,225 2.9281 GBP ORD Sale 6,610 2.9211 GBP ORD Sale 7,453 2.9233 GBP ORD Sale 7,865 2.9201 GBP ORD Sale 9,718 2.9220 GBP ORD Sale 9,747 2.9129 GBP ORD Sale 10,140 2.9247 GBP ORD Sale 10,476 2.9242 GBP ORD Sale 12,665 2.9228 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 400 2.9160 GBP ORD SWAP Long 2,000 2.9163 GBP ORD SWAP Long 3,204 2.9282 GBP ORD SWAP Long 4,727 2.9304 GBP ORD SWAP Long 9,747 2.9128 GBP ORD SWAP Long 10,476 2.9241 GBP ORD CFD Long 18,334 2.9213 GBP ORD SWAP Short 227 2.9251 GBP ORD SWAP Short 3,939 2.9259 GBP ORD CFD Short 5,459 2.9183 GBP ORD SWAP Short 15,749 2.9218 GBP ORD SWAP Short 17,516 2.9394 GBP ORD SWAP Short 18,676 2.9207 GBP ORD CFD Short 21,580 2.9189 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit e.g. American, European etc. (ii) Exercising Class of relevant security Product description Number of securities Exercise price per unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of dealing Details Price per unit (if applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 23 Jan 2013 Contact name: Geoff Smith Telephone number: 020 3555 4632 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. BARCLAYS PLC Copyright Business Wire 2013
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