REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

Fri Jan 25, 2013 10:37am EST

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LONDON--(Business Wire)--


Amendment 

FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)  Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD  
 (b)  Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                
      relevant securities this form relates:                                               
 (c)  Name of the party to the offer with which exempt    Advisor to Offeree               
      principal trader is connected                                                        
 (d)  Date position held/dealing undertaken:              23 January 2013                  
 (e)  Has the EPT previously disclosed, or is it          YES:                             
      today disclosing, under the Code in respect                                          
      of any other party to this offer?                   XSTRATA PLC                      


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                               ORD                                                
                                                           Interests              Short Positions             
                                                           Number        (%)      Number             (%)      
 (1)                          Relevant securities owned                                                       
                              and/or controlled:           2,425,642     0.03%    43,675,877         0.62%    
                                                                                                              
 (2)                          Derivatives (other than                                                         
                              options):                    42,007,543    0.59%    913,882            0.01%    
                                                                                                              
 (3)                          Options and agreements to                                                       
                              purchase/sell:               0             0.00%    0                  0.00%    
                                                                                                              
 (4)                          TOTAL:                                                                          
                                                           44,433,185    0.62%    44,589,759         0.63%    


 Class of relevant security:                               Convertible Bond XS0475310396                                         
                                                           Interests                                 Short Positions             
                                                           Number                           (%)      Number             (%)      
 (1)                          Relevant securities owned                                                                          
                              and/or controlled:           800,000                          0.04%    0                  0.00%    
                                                                                                                                 
 (2)                          Derivatives (other than                                                                            
                              options):                    0                                0.00%    0                  0.00%    
                                                                                                                                 
 (3)                          Options and agreements to                                                                          
                              purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                 
 (4)                          TOTAL:                                                                                             
                                                           800,000                          0.04%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         235           3.8625 GBP        
 ORD                  Purchase         480           3.8375 GBP        
 ORD                  Purchase         500           47.2000 HKD       
 ORD                  Purchase         556           3.8601 GBP        
 ORD                  Purchase         700           47.4000 HKD       
 ORD                  Purchase         1,066         3.8549 GBP        
 ORD                  Purchase         1,900         47.1500 HKD       
 ORD                  Purchase         2,063         3.8748 GBP        
 ORD                  Purchase         4,700         47.3500 HKD       
 ORD                  Purchase         5,460         3.8450 GBP        
 ORD                  Purchase         7,074         Transfer          
 ORD                  Purchase         7,800         47.1000 HKD       
 ORD                  Purchase         13,884        3.8398 GBP        
 ORD                  Purchase         14,506        3.8511 GBP        
 ORD                  Purchase         21,203        3.8639 GBP        
 ORD                  Purchase         57,994        3.8547 GBP        
 ORD                  Purchase         67,836        3.8483 GBP        
 ORD                  Purchase         79,995        3.8524 GBP        
 ORD                  Purchase         115,943       3.8521 GBP        
 ORD                  Purchase         119,479       3.8531 GBP        
 ORD                  Purchase         153,415       3.8529 GBP        
 ORD                  Purchase         543,774       3.8522 GBP        
 ORD                  Purchase         1,060,263     3.8496 GBP        
 ORD                  Sale             500           47.4000 HKD       
 ORD                  Sale             947           3.8425 GBP        
 ORD                  Sale             1,675         3.8475 GBP        
 ORD                  Sale             1,700         3.8540 GBP        
 ORD                  Sale             2,063         3.8750 GBP        
 ORD                  Sale             2,633         3.8596 GBP        
 ORD                  Sale             6,802         3.8508 GBP        
 ORD                  Sale             8,615         3.8585 GBP        
 ORD                  Sale             11,482        3.8380 GBP        
 ORD                  Sale             15,600        47.1980 HKD       
 ORD                  Sale             18,489        3.8537 GBP        
 ORD                  Sale             20,149        3.8724 GBP        
 ORD                  Sale             34,036        3.8548 GBP        
 ORD                  Sale             34,760        3.8549 GBP        
 ORD                  Sale             83,837        3.8459 GBP        
 ORD                  Sale             111,505       3.8547 GBP        
 ORD                  Sale             114,461       3.8551 GBP        
 ORD                  Sale             167,750       3.8600 GBP        
 ORD                  Sale             1,841,845     3.8506 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         CFD            Long                 500           47.3394 HKD    
 ORD         CFD            Long                 1,675         3.8473 GBP     
 ORD         CFD            Long                 4,999         3.8347 GBP     
 ORD         CFD            Long                 6,257         3.8619 GBP     
 ORD         CFD            Long                 13,892        3.8765 GBP     
 ORD         CFD            Long                 167,750       3.8600 GBP     
 ORD         CFD            Short                656           3.8494 GBP     
 ORD         SWAP           Short                4,090         3.8475 GBP     
 ORD         SWAP           Short                22,337        3.8643 GBP     
 ORD         CFD            Short                13,708        3.8398 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    25 Jan 2013    
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013

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