REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

Wed Feb 6, 2013 6:52am EST

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LONDON--(Business Wire)--


Amendment 

FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)  Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD  
 (b)  Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                
      relevant securities this form relates:                                               
 (c)  Name of the party to the offer with which exempt    Advisor to Offeree               
      principal trader is connected                                                        
 (d)  Date position held/dealing undertaken:              4 February 2013                  
 (e)  Has the EPT previously disclosed, or is it          YES:                             
      today disclosing, under the Code in respect                                          
      of any other party to this offer?                   XSTRATA PLC                      


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                               ORD                                                
                                                           Interests              Short Positions             
                                                           Number        (%)      Number             (%)      
 (1)                          Relevant securities owned                                                       
                              and/or controlled:           2,609,419     0.04%    45,661,624         0.64%    
                                                                                                              
 (2)                          Derivatives (other than                                                         
                              options):                    44,126,597    0.62%    1,297,569          0.02%    
                                                                                                              
 (3)                          Options and agreements to                                                       
                              purchase/sell:               0             0.00%    0                  0.00%    
                                                                                                              
 (4)                          TOTAL:                                                                          
                                                           46,736,016    0.66%    46,959,193         0.66%    


 Class of relevant security:                               Convertible Bond XS0475310396                                         
                                                           Interests                                 Short Positions             
                                                           Number                           (%)      Number             (%)      
 (1)                          Relevant securities owned                                                                          
                              and/or controlled:           6,200,000                        0.32%    0                  0.00%    
                                                                                                                                 
 (2)                          Derivatives (other than                                                                            
                              options):                    0                                0.00%    0                  0.00%    
                                                                                                                                 
 (3)                          Options and agreements to                                                                          
                              purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                 
 (4)                          TOTAL:                                                                                             
                                                           6,200,000                        0.32%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         619           3.9485 GBP        
 ORD                  Purchase         538           3.9105 GBP        
 ORD                  Purchase         1,483         3.8691 GBP        
 ORD                  Purchase         1,989         3.8625 GBP        
 ORD                  Purchase         2,003         3.9175 GBP        
 ORD                  Purchase         4,100         48.0500 HKD       
 ORD                  Purchase         4,100         48.1500 HKD       
 ORD                  Purchase         4,700         48.3000 HKD       
 ORD                  Purchase         5,493         3.8904 GBP        
 ORD                  Purchase         7,300         48.2500 HKD       
 ORD                  Purchase         8,900         48.2000 HKD       
 ORD                  Purchase         14,256        3.8720 GBP        
 ORD                  Purchase         16,986        3.8863 GBP        
 ORD                  Purchase         24,900        3.8738 GBP        
 ORD                  Purchase         40,911        3.9009 GBP        
 ORD                  Purchase         85,089        3.8958 GBP        
 ORD                  Purchase         106,674       3.8782 GBP        
 ORD                  Purchase         166,300       3.9043 GBP        
 ORD                  Sale             451           3.9105 GBP        
 ORD                  Sale             686           3.9250 GBP        
 ORD                  Sale             3,317         3.9003 GBP        
 ORD                  Sale             3,506         3.9368 GBP        
 ORD                  Sale             4,927         3.9091 GBP        
 ORD                  Sale             4,976         3.8836 GBP        
 ORD                  Sale             6,111         3.9268 GBP        
 ORD                  Sale             6,400         3.8839 GBP        
 ORD                  Sale             12,299        3.8982 GBP        
 ORD                  Sale             13,698        3.8819 GBP        
 ORD                  Sale             18,450        3.9078 GBP        
 ORD                  Sale             29,100        48.2005 HKD       
 ORD                  Sale             44,934        3.8817 GBP        
 ORD                  Sale             62,525        3.8913 GBP        
 ORD                  Sale             77,300        3.8720 GBP        
 ORD                  Sale             116,524       3.9530 GBP        
 ORD                  Sale             223,044       3.8800 GBP        
 ORD                  Sale             660,000       3.8677 GBP        
 ORD                  Sale             364,541       3.8867 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per     
 relevant    description                         reference     unit          
 security                                        securities                  
 ORD         CFD            Long                 2,698         3.9221 GBP    
 ORD         CFD            Long                 12,280        3.9322 GBP    
 ORD         CFD            Long                 29,507        3.8973 GBP    
 ORD         SWAP           Long                 116,524       3.9530 GBP    
 ORD         CFD            Long                 660,000       3.8677 GBP    
 ORD         CFD            Short                10,387        3.9304 GBP    
 ORD         CFD            Short                32,440        3.8519 GBP    
 ORD         CFD            Short                80,818        3.8733 GBP    


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    6 Feb 2013     
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013