REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Thu Feb 7, 2013 6:46am EST

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                                                                            BARCLAYS CAPITAL SECURITIES LTD  
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:                                         GLENCORE INTL PLC                
 Use a separate form for each offeror/offeree                                                                                                                     
 (c) Name of the party to the offer with which exempt principal trader is connected:                                             Advisor to Offeree               
 (d) Date position held/dealing undertaken:                                                                                      6 February 2013                  
 (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?    YES:                             
                                                                                                                                 
                                
                                                                                                                                 
XSTRATA PLC                     


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                   
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           2,929,182                        0.04%    45,216,274         0.64%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    43,153,991                       0.61%    1,286,395          0.02%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             46,083,173                       0.65%    46,502,669         0.66%    
                                                                                                                                   
 Class of relevant security:                                 Convertible Bond XS0475310396                                         
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           3,700,000                        0.19%    0                  0.00%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    0                                0.00%    0                  0.00%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             3,700,000                        0.19%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         100           3.8385 GBP        
 ORD                  Purchase         100           46.8500 HKD       
 ORD                  Purchase         100           47.2000 HKD       
 ORD                  Purchase         462           3.8482 GBP        
 ORD                  Purchase         514           3.8635 GBP        
 ORD                  Purchase         801           3.8772 GBP        
 ORD                  Purchase         872           3.8629 GBP        
 ORD                  Purchase         1,437         3.8590 GBP        
 ORD                  Purchase         2,071         3.8805 GBP        
 ORD                  Purchase         2,864         3.8790 GBP        
 ORD                  Purchase         10,891        3.8890 GBP        
 ORD                  Purchase         12,500        3.8644 GBP        
 ORD                  Purchase         14,604        3.8670 GBP        
 ORD                  Purchase         16,729        3.8559 GBP        
 ORD                  Purchase         18,394        3.8643 GBP        
 ORD                  Purchase         18,397        3.8822 GBP        
 ORD                  Purchase         21,994        3.8675 GBP        
 ORD                  Purchase         34,543        3.8448 GBP        
 ORD                  Purchase         46,812        3.8580 GBP        
 ORD                  Purchase         49,185        3.8678 GBP        
 ORD                  Purchase         53,923        3.8686 GBP        
 ORD                  Purchase         101,600       46.9013 HKD       
 ORD                  Purchase         159,389       3.8709 GBP        
 ORD                  Purchase         205,350       3.8548 GBP        
 ORD                  Sale             79            3.8380 GBP        
 ORD                  Sale             400           47.0500 HKD       
 ORD                  Sale             514           3.8635 GBP        
 ORD                  Sale             577           3.8341 GBP        
 ORD                  Sale             800           46.8500 HKD       
 ORD                  Sale             801           3.8772 GBP        
 ORD                  Sale             951           3.8872 GBP        
 ORD                  Sale             1,165         3.8935 GBP        
 ORD                  Sale             1,315         3.8762 GBP        
 ORD                  Sale             1,478         3.8690 GBP        
 ORD                  Sale             1,495         3.8590 GBP        
 ORD                  Sale             2,000         47.1500 HKD       
 ORD                  Sale             2,600         46.7500 HKD       
 ORD                  Sale             2,894         3.8819 GBP        
 ORD                  Sale             2,900         46.5000 HKD       
 ORD                  Sale             3,664         3.8559 GBP        
 ORD                  Sale             4,068         3.8798 GBP        
 ORD                  Sale             4,600         47.1000 HKD       
 ORD                  Sale             12,500        3.8644 GBP        
 ORD                  Sale             15,503        3.8823 GBP        
 ORD                  Sale             16,200        47.0000 HKD       
 ORD                  Sale             23,200        46.9000 HKD       
 ORD                  Sale             23,400        46.8000 HKD       
 ORD                  Sale             30,245        3.8656 GBP        
 ORD                  Sale             31,900        46.9500 HKD       
 ORD                  Sale             45,032        3.8664 GBP        
 ORD                  Sale             54,159        3.8600 GBP        
 ORD                  Sale             64,103        3.8573 GBP        
 ORD                  Sale             75,639        3.8655 GBP        
 ORD                  Sale             133,576       3.8681 GBP        
 ORD                  Sale             158,669       3.8646 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         SWAP           Long                 1,495         3.8590 GBP     
 ORD         CFD            Long                 3,531         3.8846 GBP     
 ORD         CFD            Long                 5,841         3.8466 GBP     
 ORD         CFD            Long                 6,300         46.9434 HKD    
 ORD         CFD            Long                 30,145        3.8653 GBP     
 ORD         CFD            Short                100           47.2594 HKD    
 ORD         CFD            Short                300           3.8629 GBP     
 ORD         CFD            Short                2,225         3.8638 GBP     
 ORD         CFD            Short                6,300         3.8498 GBP     
 ORD         CFD            Short                20,282        3.8456 GBP     
 ORD         CFD            Short                101,700       3.8685 GBP     
 ORD         CFD            Short                112,013       3.8489 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    7 Feb 2013     
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013

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