REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AMENDMENT

Tue Feb 12, 2013 7:52am EST

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) AMENDMENT 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)    Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD    
 (b)    Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                  
        relevant securities this form relates:                                                 
 (c)    Name of the party to the offer with which exempt    Advisor to Offeree                 
        principal trader is connected                                                          
 (d)    Date position held/dealing undertaken:              8 February 2013                    
 (e)    Has the EPT previously disclosed, or is it          YES:                               
        today disclosing, under the Code in respect                                            
        of any other party to this offer?                   XSTRATA PLC                        


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                   
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           2,483,114                        0.03%    45,274,884         0.64%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    43,427,500                       0.61%    1,078,088          0.02%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             45,910,614                       0.64%    46,352,972         0.65%    
                                                                                                                                   
 Class of relevant security:                                 Convertible Bond XS0475310396                                         
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           3,200,000                        0.14%    0                  0.00%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    0                                0.00%    0                  0.00%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             3,200,000                        0.14%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 Convertible Bond     Sale             500,000       125.8750 USD      
 ORD                  Purchase         100           47.0500 HKD       
 ORD                  Purchase         497           3.8362 GBP        
 ORD                  Purchase         500           3.8600 GBP        
 ORD                  Purchase         575           3.8400 GBP        
 ORD                  Purchase         694           3.8537 GBP        
 ORD                  Purchase         710           3.8586 GBP        
 ORD                  Purchase         1,200         46.8000 HKD       
 ORD                  Purchase         1,893         3.8535 GBP        
 ORD                  Purchase         2,300         47.1000 HKD       
 ORD                  Purchase         2,689         3.8601 GBP        
 ORD                  Purchase         2,949         3.8406 GBP        
 ORD                  Purchase         3,586         3.8495 GBP        
 ORD                  Purchase         3,993         3.8442 GBP        
 ORD                  Purchase         4,499         3.8551 GBP        
 ORD                  Purchase         7,500         47.0000 HKD       
 ORD                  Purchase         12,500        3.8486 GBP        
 ORD                  Purchase         13,761        3.8464 GBP        
 ORD                  Purchase         42,394        3.8457 GBP        
 ORD                  Purchase         50,000        3.8608 GBP        
 ORD                  Purchase         76,580        3.8475 GBP        
 ORD                  Purchase         108,728       3.8481 GBP        
 ORD                  Purchase         214,354       3.8533 GBP        
 ORD                  Sale             400           3.8575 GBP        
 ORD                  Sale             645           3.8490 GBP        
 ORD                  Sale             783           3.8501 GBP        
 ORD                  Sale             1,119         3.8453 GBP        
 ORD                  Sale             1,200         3.8451 GBP        
 ORD                  Sale             2,000         3.8535 GBP        
 ORD                  Sale             2,603         3.8549 GBP        
 ORD                  Sale             2,913         3.8430 GBP        
 ORD                  Sale             2,930         3.8592 GBP        
 ORD                  Sale             4,210         3.8408 GBP        
 ORD                  Sale             6,070         3.8565 GBP        
 ORD                  Sale             9,900         47.0237 HKD       
 ORD                  Sale             12,500        3.8486 GBP        
 ORD                  Sale             14,709        3.8459 GBP        
 ORD                  Sale             48,342        3.8482 GBP        
 ORD                  Sale             51,913        3.8470 GBP        
 ORD                  Sale             117,557       3.8619 GBP        
 ORD                  Sale             124,603       3.8477 GBP        
 ORD                  Sale             131,552       3.8488 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         SWAP           Long                 800           3.8570 GBP     
 ORD         SWAP           Long                 1,100         3.8440 GBP     
 ORD         CFD            Long                 2,225         3.8608 GBP     
 ORD         CFD            Long                 2,709         3.8562 GBP     
 ORD         SWAP           Long                 6,470         3.8565 GBP     
 ORD         CFD            Long                 14,709        3.8459 GBP     
 ORD         CFD            Long                 115,498       3.8617 GBP     
 ORD         SWAP           Short                694           3.8537 GBP     
 ORD         CFD            Short                1,164         3.8409 GBP     
 ORD         CFD            Short                1,200         46.8599 HKD    
 ORD         SWAP           Short                2,100         3.8655 GBP     
 ORD         SWAP           Short                4,999         3.8556 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    12 Feb 2013    
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013