REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Thu Feb 14, 2013 6:43am EST

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                                                                            BARCLAYS CAPITAL SECURITIES LTD  
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:                                         GLENCORE INTL PLC                
 Use a separate form for each offeror/offeree                                                                                                                     
 (c) Name of the party to the offer with which exempt principal trader is connected:                                             Advisor to Offeree               
 (d) Date position held/dealing undertaken:                                                                                      13 February 2013                 
 (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?    YES:                             
                                                                                                                                 
                                
                                                                                                                                 
XSTRATA PLC                     


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                   
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           2,767,095                        0.04%    46,796,486         0.66%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    43,813,581                       0.62%    1,080,175          0.02%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             46,580,676                       0.66%    47,876,661         0.67%    
                                                                                                                                   
 Class of relevant security:                                 Convertible Bond XS0475310396                                         
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           3,200,000                        0.14%    0                  0.00%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    0                                0.00%    0                  0.00%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             3,200,000                        0.14%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         400           3.9820 GBP        
 ORD                  Purchase         3,881         3.9255 GBP        
 ORD                  Purchase         4,179         3.9510 GBP        
 ORD                  Purchase         4,901         3.9434 GBP        
 ORD                  Purchase         7,488         3.9075 GBP        
 ORD                  Purchase         11,911        3.9539 GBP        
 ORD                  Purchase         18,308        3.9323 GBP        
 ORD                  Purchase         21,337        3.9718 GBP        
 ORD                  Purchase         24,089        3.9385 GBP        
 ORD                  Purchase         27,964        3.9413 GBP        
 ORD                  Purchase         64,237        3.9488 GBP        
 ORD                  Purchase         77,763        3.9222 GBP        
 ORD                  Purchase         126,439       3.9061 GBP        
 ORD                  Purchase         136,299       3.9428 GBP        
 ORD                  Purchase         206,719       3.9469 GBP        
 ORD                  Purchase         393,657       3.9451 GBP        
 ORD                  Sale             105           3.9445 GBP        
 ORD                  Sale             253           3.9335 GBP        
 ORD                  Sale             494           3.8960 GBP        
 ORD                  Sale             600           3.8990 GBP        
 ORD                  Sale             800           3.9090 GBP        
 ORD                  Sale             1,023         3.9740 GBP        
 ORD                  Sale             1,605         3.9135 GBP        
 ORD                  Sale             4,107         3.9039 GBP        
 ORD                  Sale             4,684         3.9300 GBP        
 ORD                  Sale             4,834         3.9522 GBP        
 ORD                  Sale             5,736         3.9739 GBP        
 ORD                  Sale             7,522         3.9101 GBP        
 ORD                  Sale             8,357         3.9576 GBP        
 ORD                  Sale             9,241         3.9741 GBP        
 ORD                  Sale             10,020        3.9408 GBP        
 ORD                  Sale             15,433        3.9035 GBP        
 ORD                  Sale             16,378        3.8954 GBP        
 ORD                  Sale             16,545        3.8985 GBP        
 ORD                  Sale             18,638        3.9709 GBP        
 ORD                  Sale             19,531        3.9056 GBP        
 ORD                  Sale             29,330        3.8993 GBP        
 ORD                  Sale             54,193        3.9405 GBP        
 ORD                  Sale             68,398        3.9017 GBP        
 ORD                  Sale             69,902        3.9027 GBP        
 ORD                  Sale             84,790        3.8232 GBP        
 ORD                  Sale             107,434       3.9019 GBP        
 ORD                  Sale             133,927       3.9062 GBP        
 ORD                  Sale             145,884       3.9439 GBP        
 ORD                  Sale             170,027       3.9261 GBP        
 ORD                  Sale             181,797       3.9392 GBP        
 ORD                  Sale             378,333       3.9196 GBP        
 ORD                  Sale             507,607       3.9075 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per     
 relevant    description                         reference     unit          
 security                                        securities                  
 ORD         SWAP           Long                 1,400         3.9047 GBP    
 ORD         CFD            Long                 1,947         3.9090 GBP    
 ORD         CFD            Long                 21,552        3.8812 GBP    
 ORD         CFD            Long                 84,790        3.8232 GBP    
 ORD         CFD            Long                 252,118       3.9115 GBP    
 ORD         SWAP           Short                400           3.9820 GBP    
 ORD         CFD            Short                2,860         3.9152 GBP    
 ORD         CFD            Short                21,525        3.9028 GBP    
 ORD         CFD            Short                71,776        3.9268 GBP    


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    14 Feb 2013    
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013