REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

Thu Mar 14, 2013 7:57am EDT

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)    Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD    
 (b)    Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                  
        relevant securities this form relates:                                                 
 (c)    Name of the party to the offer with which exempt    Advisor to Offeree                 
        principal trader is connected                                                          
 (d)    Date position held/dealing undertaken:              12 March 2013                      
 (e)    Has the EPT previously disclosed, or is it          YES:                               
        today disclosing, under the Code in respect                                            
        of any other party to this offer?                   XSTRATA PLC                        


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                         
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           3,830,539                            0.05%    45,892,188          0.65%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    40,612,779                           0.57%    1,289,333           0.02%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             44,443,318                           0.62%    47,181,521          0.66%     
                                                                                                                                         
 Class of relevant security:                                 Convertible Bond XS0475310396                                               
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           3,500,000                            0.15%    0                   0.00%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             3,500,000                            0.15%    0                   0.00%     


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         100           3.9165 GBP        
 ORD                  Purchase         1,100         44.3500 HKD       
 ORD                  Purchase         1,112         3.9040 GBP        
 ORD                  Purchase         1,306         3.8955 GBP        
 ORD                  Purchase         2,200         44.7500 HKD       
 ORD                  Purchase         3,099         3.9008 GBP        
 ORD                  Purchase         3,400         44.4500 HKD       
 ORD                  Purchase         3,493         3.8925 GBP        
 ORD                  Purchase         3,600         44.5000 HKD       
 ORD                  Purchase         3,700         44.4000 HKD       
 ORD                  Purchase         5,494         3.8937 GBP        
 ORD                  Purchase         11,424        3.8904 GBP        
 ORD                  Purchase         13,642        3.8973 GBP        
 ORD                  Purchase         18,600        44.8139 HKD       
 ORD                  Purchase         19,459        3.8734 GBP        
 ORD                  Purchase         20,871        3.8939 GBP        
 ORD                  Purchase         29,272        3.8977 GBP        
 ORD                  Purchase         31,300        3.8972 GBP        
 ORD                  Purchase         56,069        3.8959 GBP        
 ORD                  Purchase         80,298        3.9052 GBP        
 ORD                  Purchase         82,578        3.8999 GBP        
 ORD                  Purchase         149,551       3.8981 GBP        
 ORD                  Purchase         218,356       3.8979 GBP        
 ORD                  Purchase         235,207       3.9010 GBP        
 ORD                  Purchase         461,498       3.8967 GBP        
 ORD                  Purchase         952,195       3.8962 GBP        
 ORD                  Sale             100           3.9130 GBP        
 ORD                  Sale             100           44.3500 HKD       
 ORD                  Sale             400           3.9075 GBP        
 ORD                  Sale             400           45.1000 HKD       
 ORD                  Sale             500           44.9500 HKD       
 ORD                  Sale             596           3.9046 GBP        
 ORD                  Sale             949           3.8980 GBP        
 ORD                  Sale             1,500         45.0000 HKD       
 ORD                  Sale             3,493         3.8925 GBP        
 ORD                  Sale             5,400         44.7500 HKD       
 ORD                  Sale             7,509         3.8915 GBP        
 ORD                  Sale             7,735         3.8937 GBP        
 ORD                  Sale             10,908        3.9062 GBP        
 ORD                  Sale             11,424        3.8904 GBP        
 ORD                  Sale             11,500        44.8000 HKD       
 ORD                  Sale             11,800        44.4402 HKD       
 ORD                  Sale             18,227        3.8918 GBP        
 ORD                  Sale             24,328        3.8955 GBP        
 ORD                  Sale             33,235        3.8988 GBP        
 ORD                  Sale             55,228        3.8885 GBP        
 ORD                  Sale             95,718        3.8950 GBP        
 ORD                  Sale             122,322       3.8913 GBP        
 ORD                  Sale             176,224       3.8979 GBP        
 ORD                  Sale             203,624       3.8973 GBP        
 ORD                  Sale             261,238       3.8961 GBP        
 ORD                  Sale             685,696       3.8971 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         CFD            Long                 800           44.6431 HKD    
 ORD         CFD            Long                 440           3.8909 GBP     
 ORD         CFD            Long                 1,425         3.9026 GBP     
 ORD         CFD            Long                 2,200         3.8796 GBP     
 ORD         CFD            Long                 119,902       3.8912 GBP     
 ORD         CFD            Short                440           3.8978 GBP     
 ORD         CFD            Short                2,200         44.8039 HKD    
 ORD         SWAP           Short                8,799         3.8971 GBP     
 ORD         SWAP           Short                13,642        3.8973 GBP     
 ORD         CFD            Short                19,532        3.8987 GBP     
 ORD         CFD            Short                13,868        3.9005 GBP     
 ORD         SWAP           Short                52,171        3.8959 GBP     
 ORD         CFD            Short                108,218       3.8981 GBP     
 ORD         CFD            Short                461,498       3.8967 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    14 Mar 2013    
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013

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