REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Amendment

Fri Mar 15, 2013 7:49am EDT

* Reuters is not responsible for the content in this press release.

http://pdf.reuters.com/htmlnews/8knews.asp?i=43059c3bf0e37541&u=urn:newsml:reuters.com:20130315:nBw155327a

http://www.businesswire.com/news/home/20130315005327/en

LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) Amendment 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                                                                            BARCLAYS CAPITAL SECURITIES LTD  
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:                                         GLENCORE INTL PLC                
 Use a separate form for each offeror/offeree                                                                                                                     
 (c) Name of the party to the offer with which exempt principal trader is connected:                                             Advisor to Offeree               
 (d) Date position held/dealing undertaken:                                                                                      13 March 2013                    
 (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?    XSTRATA PLC                      


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                   
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           3,301,033                        0.05%    45,839,509         0.65%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    40,510,505                       0.57%    1,272,488          0.02%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             43,811,538                       0.62%    47,111,997         0.66%    
                                                                                                                                   
 Class of relevant security:                                 Convertible Bond XS0475310396                                         
                                                             Interests                                 Short Positions             
                                                             Number                           (%)      Number             (%)      
 (1)                            Relevant securities owned                                                                          
                                and/or controlled:           3,500,000                        0.15%    0                  0.00%    
                                                                                                                                   
 (2)                            Derivatives (other than                                                                            
                                options):                    0                                0.00%    0                  0.00%    
                                                                                                                                   
 (3)                            Options and agreements to                                                                          
                                purchase/sell:               0                                0.00%    0                  0.00%    
                                                                                                                                   
 (4)                            TOTAL:                                                                                             
                                                             3,500,000                        0.15%    0                  0.00%    


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 (a)                    Purchases and sales                                    
 Class of relevant      Purchase/sale          Number of     Price per unit    
 security                                      securities                      
 ORD                    Purchase               100           45.1000 HKD       
 ORD                    Purchase               518           3.8735 GBP        
 ORD                    Purchase               600           44.7500 HKD       
 ORD                    Purchase               2,452         3.8522 GBP        
 ORD                    Purchase               1,562         3.8675 GBP        
 ORD                    Purchase               3,848         3.8592 GBP        
 ORD                    Purchase               10,448        3.8665 GBP        
 ORD                    Purchase               10,959        3.8596 GBP        
 ORD                    Purchase               16,574        3.8757 GBP        
 ORD                    Purchase               16,895        3.8586 GBP        
 ORD                    Purchase               18,426        3.8704 GBP        
 ORD                    Purchase               24,060        3.8664 GBP        
 ORD                    Purchase               29,268        3.8628 GBP        
 ORD                    Purchase               33,202        3.8752 GBP        
 ORD                    Purchase               51,187        3.8697 GBP        
 ORD                    Purchase               160,292       3.8650 GBP        
 ORD                    Purchase               167,658       3.8657 GBP        
 ORD                    Sale                   518           3.8735 GBP        
 ORD                    Sale                   700           45.3500 HKD       
 ORD                    Sale                   756           3.8560 GBP        
 ORD                    Sale                   888           3.8590 GBP        
 ORD                    Sale                   1,162         3.8517 GBP        
 ORD                    Sale                   1,562         3.8675 GBP        
 ORD                    Sale                   2,232         3.8591 GBP        
 ORD                    Sale                   2,702         3.8683 GBP        
 ORD                    Sale                   3,393         3.8553 GBP        
 ORD                    Sale                   7,105         3.8620 GBP        
 ORD                    Sale                   7,185         3.8581 GBP        
 ORD                    Sale                   8,211         3.8724 GBP        
 ORD                    Sale                   11,961        3.8563 GBP        
 ORD                    Sale                   12,637        3.8908 GBP        
 ORD                    Sale                   16,837        3.8637 GBP        
 ORD                    Sale                   32,519        3.8598 GBP        
 ORD                    Sale                   49,453        3.8651 GBP        
 ORD                    Sale                   93,283        3.8689 GBP        
 ORD                    Sale                   94,176        3.8719 GBP        
 ORD                    Sale                   110,914       3.8713 GBP        
 ORD                    Sale                   124,865       3.8644 GBP        
 ORD                    Sale                   161,921       3.8642 GBP        
 ORD                    Sale                   279,896       3.8677 GBP        
 ORD (traded as ADR)    Purchase               140           11.4800 USD       
 ORD (traded as ADR)    Sale                   140           11.4800 USD       


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         CFD            Long                 700           45.2952 HKD    
 ORD         SWAP           Long                 3,200         3.8625 GBP     
 ORD         SWAP           Long                 4,328         3.8642 GBP     
 ORD         CFD            Long                 25,376        3.8559 GBP     
 ORD         CFD            Long                 54,125        3.8542 GBP     
 ORD         CFD            Long                 182,241       3.8765 GBP     
 ORD         CFD            Long                 183,532       3.8656 GBP     
 ORD         CFD            Short                700           44.8546 HKD    
 ORD         CFD            Short                3,889         3.8599 GBP     
 ORD         SWAP           Short                13,862        3.8680 GBP     
 ORD         SWAP           Short                15,846        3.8719 GBP     
 ORD         SWAP           Short                26,587        3.8636 GBP     
 ORD         CFD            Short                16,549        3.8577 GBP     
 ORD         SWAP           Short                33,202        3.8752 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    15 March 2013  
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013

Comments (0)
This discussion is now closed. We welcome comments on our articles for a limited period after their publication.