REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

Mon Mar 18, 2013 7:55am EDT

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) AMENDMENT 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)    Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD    
 (b)    Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                  
        relevant securities this form relates:                                                 
 (c)    Name of the party to the offer with which exempt    Advisor to Offeree                 
        principal trader is connected                                                          
 (d)    Date position held/dealing undertaken:              14 March 2013                      
 (e)    Has the EPT previously disclosed, or is it          YES:                               
        today disclosing, under the Code in respect                                            
        of any other party to this offer?                   XSTRATA PLC                        


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                         
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           3,446,475                            0.05%    45,867,645          0.65%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    40,695,118                           0.57%    1,283,690           0.02%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             44,141,593                           0.62%    47,151,335          0.66%     
                                                                                                                                         
 Class of relevant security:                                 Convertible Bond XS0475310396                                               
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           3,500,000                            0.15%    0                   0.00%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             3,500,000                            0.15%    0                   0.00%     


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         100           45.2000 HKD       
 ORD                  Purchase         584           3.9000 GBP        
 ORD                  Purchase         1,018         3.8705 GBP        
 ORD                  Purchase         1,100         45.5500 HKD       
 ORD                  Purchase         2,811         3.8706 GBP        
 ORD                  Purchase         3,315         3.8639 GBP        
 ORD                  Purchase         3,900         44.9000 HKD       
 ORD                  Purchase         4,713         3.8708 GBP        
 ORD                  Purchase         4,980         3.8880 GBP        
 ORD                  Purchase         5,852         3.8798 GBP        
 ORD                  Purchase         7,522         3.8679 GBP        
 ORD                  Purchase         8,828         3.8674 GBP        
 ORD                  Purchase         14,880        3.8792 GBP        
 ORD                  Purchase         16,953        3.8675 GBP        
 ORD                  Purchase         48,991        3.8720 GBP        
 ORD                  Purchase         63,583        3.8794 GBP        
 ORD                  Purchase         68,284        3.8751 GBP        
 ORD                  Purchase         281,213       3.8767 GBP        
 ORD                  Purchase         335,359       3.8905 GBP        
 ORD                  Sale             417           3.8680 GBP        
 ORD                  Sale             760           3.8705 GBP        
 ORD                  Sale             932           3.8657 GBP        
 ORD                  Sale             1,100         45.5500 HKD       
 ORD                  Sale             1,101         3.8950 GBP        
 ORD                  Sale             1,120         3.8640 GBP        
 ORD                  Sale             1,300         45.4000 HKD       
 ORD                  Sale             2,000         45.3000 HKD       
 ORD                  Sale             2,808         3.8853 GBP        
 ORD                  Sale             4,713         3.8708 GBP        
 ORD                  Sale             5,852         3.8798 GBP        
 ORD                  Sale             6,888         3.8619 GBP        
 ORD                  Sale             9,500         45.2000 HKD       
 ORD                  Sale             12,828        3.8943 GBP        
 ORD                  Sale             13,200        45.3500 HKD       
 ORD                  Sale             24,402        3.8783 GBP        
 ORD                  Sale             33,503        3.8750 GBP        
 ORD                  Sale             45,611        3.8794 GBP        
 ORD                  Sale             49,211        3.8756 GBP        
 ORD                  Sale             50,000        3.8653 GBP        
 ORD                  Sale             94,736        3.8767 GBP        
 ORD                  Sale             182,205       3.8905 GBP        
 ORD                  Sale             212,493       3.8755 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         CFD            Long                 542           3.8841 GBP     
 ORD         CFD            Long                 2,335         3.8979 GBP     
 ORD         SWAP           Long                 19,021        3.8899 GBP     
 ORD         CFD            Long                 19,713        3.8649 GBP     
 ORD         SWAP           Long                 20,164        3.8826 GBP     
 ORD         CFD            Long                 26,000        45.2394 HKD    
 ORD         SWAP           Long                 45,611        3.8794 GBP     
 ORD         CFD            Long                 177,182       3.8736 GBP     
 ORD         CFD            Short                100           45.2590 HKD    
 ORD         CFD            Short                3,900         44.9541 HKD    
 ORD         CFD            Short                6,505         3.8698 GBP     
 ORD         SWAP           Short                11,974        3.8669 GBP     
 ORD         CFD            Short                22,100        3.8809 GBP     
 ORD         SWAP           Short                24,475        3.8676 GBP     
 ORD         CFD            Short                34,901        3.8814 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    18 Mar 2013    
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013