REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) Glencore International - Amendment

Fri Apr 5, 2013 7:20am EDT

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LONDON--(Business Wire)--


AMENDMENT 

FORM 8.5 (EPT/NON-RI) 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)    Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD    
 (b)    Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                  
        relevant securities this form relates:                                                 
 (c)    Name of the party to the offer with which exempt    Advisor to Offeree                 
        principal trader is connected                                                          
 (d)    Date position held/dealing undertaken:              3 April 2013                       
 (e)    Has the EPT previously disclosed, or is it          YES:                               
        today disclosing, under the Code in respect                                            
        of any other party to this offer?                   XSTRATA PLC                        


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                          ORD                                                            
                                                      Interests                        Short Positions               
                                                      Number             (%)           Number              (%)       
 (1)                     Relevant securities owned                                                                   
                         and/or controlled:           3,622,935          0.05%         44,464,381          0.63%     
                                                                                                                     
 (2)                     Derivatives (other than                                                                     
                         options):                    39,951,414         0.56%         1,657,931           0.02%     
                                                                                                                     
 (3)                     Options and agreements to                                                                   
                         purchase/sell:               0                  0.00%         0                   0.00%     
                                                                                                                     
 (4)                     TOTAL:                                                                                      
                                                      43,574,349         0.61%         46,122,312          0.65%     
                                                                                                                     
 Class of relevant security:                          Convertible Bond XS0475310396                                  
                                                      Interests                        Short Positions               
                                                      Number             (%)           Number              (%)       
 (1)                     Relevant securities owned                                                                   
                         and/or controlled:           3,300,000          0.15%         0                   0.00%     
                                                                                                                     
 (2)                     Derivatives (other than                                                                     
                         options):                    0                  0.00%         0                   0.00%     
                                                                                                                     
 (3)                     Options and agreements to                                                                   
                         purchase/sell:               0                  0.00%         0                   0.00%     
                                                                                                                     
 (4)                     TOTAL:                                                                                      
                                                      3,300,000          0.15%         0                   0.00%     


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant    Purchase/sale    Number of     Price per unit    
 security                              securities                      
 ORD                  Purchase         100           42.3000 HKD       
 ORD                  Purchase         200           41.6500 HKD       
 ORD                  Purchase         782           3.5045 GBP        
 ORD                  Purchase         800           41.3000 HKD       
 ORD                  Purchase         1,000         3.4690 GBP        
 ORD                  Purchase         2,500         41.7500 HKD       
 ORD                  Purchase         3,100         41.8500 HKD       
 ORD                  Purchase         5,026         3.5033 GBP        
 ORD                  Purchase         7,300         41.8000 HKD       
 ORD                  Purchase         7,551         3.4780 GBP        
 ORD                  Purchase         8,500         41.6676 HKD       
 ORD                  Purchase         10,796        3.4885 GBP        
 ORD                  Purchase         14,814        3.4718 GBP        
 ORD                  Purchase         15,515        3.4809 GBP        
 ORD                  Purchase         15,952        3.5090 GBP        
 ORD                  Purchase         17,669        3.5248 GBP        
 ORD                  Purchase         21,776        3.4888 GBP        
 ORD                  Purchase         25,193        3.4675 GBP        
 ORD                  Purchase         26,559        3.4631 GBP        
 ORD                  Purchase         40,473        3.4971 GBP        
 ORD                  Purchase         92,200        3.5032 GBP        
 ORD                  Purchase         94,639        3.5021 GBP        
 ORD                  Purchase         126,223       3.4833 GBP        
 ORD                  Purchase         208,919       3.4730 GBP        
 ORD                  Purchase         235,320       3.5104 GBP        
 ORD                  Purchase         400,000       3.4630 GBP        
 ORD                  Purchase         724,532       3.4831 GBP        
 ORD                  Sale             100           3.5040 GBP        
 ORD                  Sale             200           41.2500 HKD       
 ORD                  Sale             202           3.5545 GBP        
 ORD                  Sale             296           3.5492 GBP        
 ORD                  Sale             429           3.4964 GBP        
 ORD                  Sale             654           3.4720 GBP        
 ORD                  Sale             1,000         41.3700 HKD       
 ORD                  Sale             1,719         3.4608 GBP        
 ORD                  Sale             2,000         41.5000 HKD       
 ORD                  Sale             3,000         41.7500 HKD       
 ORD                  Sale             3,065         3.4596 GBP        
 ORD                  Sale             5,000         3.4794 GBP        
 ORD                  Sale             5,547         3.5501 GBP        
 ORD                  Sale             6,300         3.5498 GBP        
 ORD                  Sale             6,800         41.7000 HKD       
 ORD                  Sale             11,113        3.4620 GBP        
 ORD                  Sale             14,704        3.5663 GBP        
 ORD                  Sale             21,114        3.4632 GBP        
 ORD                  Sale             27,612        3.4791 GBP        
 ORD                  Sale             28,133        3.4802 GBP        
 ORD                  Sale             46,484        3.4987 GBP        
 ORD                  Sale             64,413        3.4644 GBP        
 ORD                  Sale             83,856        3.5109 GBP        
 ORD                  Sale             88,314        3.4665 GBP        
 ORD                  Sale             158,579       3.4875 GBP        
 ORD                  Sale             244,108       3.4896 GBP        
 ORD                  Sale             250,000       3.4699 GBP        
 ORD                  Sale             259,349       3.4901 GBP        
 ORD                  Sale             307,604       3.4676 GBP        


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per      
 relevant    description                         reference     unit           
 security                                        securities                   
 ORD         CFD            Long                 1,810         3.5541 GBP     
 ORD         SWAP           Long                 2,100         3.5506 GBP     
 ORD         CFD            Long                 3,500         41.6313 HKD    
 ORD         SWAP           Long                 3,939         3.5483 GBP     
 ORD         SWAP           Long                 6,300         3.5498 GBP     
 ORD         CFD            Long                 12,900        3.5682 GBP     
 ORD         CFD            Short                100           42.3585 HKD    
 ORD         CFD            Short                3,500         3.5540 GBP     
 ORD         CFD            Short                3,942         3.5258 GBP     
 ORD         CFD            Short                12,900        41.8525 HKD    
 ORD         CFD            Short                25,193        3.4675 GBP     
 ORD         SWAP           Short                36,961        3.4778 GBP     
 ORD         SWAP           Short                43,323        3.4803 GBP     
 ORD         CFD            Short                59,736        3.5015 GBP     
 ORD         SWAP           Short                133,774       3.4830 GBP     
 ORD         CFD            Short                171,053       3.5146 GBP     


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO               
 Date of disclosure:                                    5 Apr 2013       
 Contact name:                                          Geoff Smith      
 Telephone number:                                      0203 555 4632    


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013