REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

Mon Apr 8, 2013 5:40am EDT

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LONDON--(Business Wire)--


FORM 8.5 (EPT/NON-RI) AMENDMENT 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE
RI STATUS IS NOT APPLICABLE) 

Rule 8.5 of the Takeover Code (the "Code") 

1. KEY INFORMATION

 (a)    Name of exempt principal trader:                    BARCLAYS CAPITAL SECURITIES LTD    
 (b)    Name of offeror/offeree in relation to whose        GLENCORE INTL PLC                  
        relevant securities this form relates:                                                 
 (c)    Name of the party to the offer with which exempt    Advisor to Offeree                 
        principal trader is connected                                                          
 (d)    Date position held/dealing undertaken:              4 April 2013                       
 (e)    Has the EPT previously disclosed, or is it          YES:                               
        today disclosing, under the Code in respect                                            
        of any other party to this offer?                   XSTRATA PLC                        


2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

 Class of relevant security:                                 ORD                                                                         
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           4,160,648                            0.06%    44,371,838          0.63%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    39,739,260                           0.56%    2,196,485           0.03%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             43,899,908                           0.62%    46,568,323          0.66%     
                                                                                                                                         
 Class of relevant security:                                 Convertible Bond XS0475310396                                               
                                                             Interests                                     Short Positions               
                                                             Number                               (%)      Number              (%)       
 (1)                            Relevant securities owned                                                                                
                                and/or controlled:           3,300,000                            0.15%    0                   0.00%     
                                                                                                                                         
 (2)                            Derivatives (other than                                                                                  
                                options):                    0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (3)                            Options and agreements to                                                                                
                                purchase/sell:               0                                    0.00%    0                   0.00%     
                                                                                                                                         
 (4)                            TOTAL:                                                                                                   
                                                             3,300,000                            0.15%    0                   0.00%     


All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 

(b) Rights to subscribe for new securities (including directors` and other
executive options)

 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    


If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(b), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security. 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

(a) Purchases and sales

 Class of relevant      Purchase/sale    Number of     Price per unit    
 security                                securities                      
 ORD                    Purchase         8,624         3.5131 GBP        
 ORD                    Purchase         11,148        3.4974 GBP        
 ORD                    Purchase         11,372        3.5054 GBP        
 ORD                    Purchase         15,763        3.5042 GBP        
 ORD                    Purchase         16,578        3.5100 GBP        
 ORD                    Purchase         17,768        3.4966 GBP        
 ORD                    Purchase         69,815        3.5013 GBP        
 ORD                    Purchase         77,991        3.5002 GBP        
 ORD                    Purchase         82,261        3.5070 GBP        
 ORD                    Purchase         94,686        3.5029 GBP        
 ORD                    Purchase         118,667       3.4971 GBP        
 ORD                    Purchase         120,712       3.5055 GBP        
 ORD                    Purchase         127,210       3.5017 GBP        
 ORD                    Purchase         269,721       3.5010 GBP        
 ORD                    Purchase         865,198       3.5027 GBP        
 ORD                    Sale             100           3.5085 GBP        
 ORD                    Sale             565           3.5119 GBP        
 ORD                    Sale             1,507         3.4870 GBP        
 ORD                    Sale             1,821         3.5108 GBP        
 ORD                    Sale             3,915         3.4566 GBP        
 ORD                    Sale             4,018         3.5154 GBP        
 ORD                    Sale             6,024         3.5082 GBP        
 ORD                    Sale             8,176         3.4923 GBP        
 ORD                    Sale             9,000         3.5000 GBP        
 ORD                    Sale             13,101        3.5028 GBP        
 ORD                    Sale             16,019        3.5078 GBP        
 ORD                    Sale             22,181        3.5017 GBP        
 ORD                    Sale             35,778        3.5030 GBP        
 ORD                    Sale             45,302        3.5042 GBP        
 ORD                    Sale             51,204        3.5038 GBP        
 ORD                    Sale             63,756        3.5013 GBP        
 ORD                    Sale             84,624        3.5049 GBP        
 ORD                    Sale             135,545       3.4906 GBP        
 ORD                    Sale             154,255       3.5044 GBP        
 ORD                    Sale             239,386       3.5064 GBP        
 ORD                    Sale             380,981       3.5034 GBP        
 ORD (traded as ADR)    Purchase         1,200         10.5100 USD       
 ORD (traded as ADR)    Sale             1,200         10.5100 USD       


(b) Derivatives transactions (other than options)

 Class of    Product        Nature of dealing    Number of     Price per     
 relevant    description                         reference     unit          
 security                                        securities                  
 ORD         CFD            Long                 13,325        3.5030 GBP    
 ORD         SWAP           Long                 23,888        3.5036 GBP    
 ORD         SWAP           Long                 32,241        3.5033 GBP    
 ORD         SWAP           Long                 73,385        3.5032 GBP    
 ORD         SWAP           Long                 482,950       3.4995 GBP    
 ORD         CFD            Short                17,444        3.4986 GBP    
 ORD         SWAP           Short                22,400        3.5048 GBP    
 ORD         SWAP           Short                22,808        3.4953 GBP    
 ORD         SWAP           Short                48,360        3.4998 GBP    
 ORD         CFD            Short                69,815        3.5013 GBP    
 ORD         CFD            Short                95,465        3.5017 GBP    
 ORD         CFD            Short                534,435       3.5077 GBP    
 ORD         CFD            Short                565,770       3.4999 GBP    


(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying

 Class of relevant security    Product description e.g. call option    Writing, purchasing, selling, varying etc.    Number of securities to which option relates    Exercise price per unit    Type                             Expiry date    Option money paid/ received per unit  
                                                                                                                                                                                                e.g. American, European etc.                                                          


(ii) Exercising

 Class of relevant security    Product description     Number of securities    Exercise price per unit  
                               e.g. call option                                                         


(d) Other dealings (including subscribing for new securities)

 Class of relevant security    Nature of dealing                 Details    Price per unit (if applicable)  
                               e.g. subscription, conversion                                                


The currency of all prices and other monetary amounts should be stated. 

Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 

4. OTHER INFORMATION 

(a) Indemnity and other dealing arrangements

 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:   
 If there are no such agreements, arrangements or understandings, state "none"                                                                                                                                                                                                                                                                               
 NONE                                                                                                                                                                                                                                                                                                                                                        


(b) Agreements, arrangements or understandings relating to options or
derivatives

 Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:   
 (i) the voting rights of any relevant securities under any option; or                                                                                                     
 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:                                               
 
If there are no such agreements, arrangements or understandings, state "none"                                                                                            
 NONE                                                                                                                                                                      


(c) Attachments

 Is a Supplemental Form 8 (Open Positions) attached?    NO  


 Date of disclosure:    8 Apr 2013     
 Contact name:          Geoff Smith    
 Telephone number:      020 3555 4632  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available
for consultation in relation to the Code`s dealing disclosure requirements on
+44 (0)20 7638 0129. 

The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC 

Copyright Business Wire 2013