REG-BARCLAYS PLC Form 8.3 - EURASIAN NATURAL RESOURCES CORP PLC

Wed Jun 26, 2013 10:27am EDT

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Form 8.3 - EURASIAN NATURAL RESOURCES CORP PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

EURASIAN NATURAL RESOURCES CORP PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 25 June 2013
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect KAZAKHMYS PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,807,511 0.14% 3,748,866 0.29%
           
(2) Derivatives (other than
options): 3,720,478 0.29% 1,670,755 0.13%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
5,527,989 0.43% 5,419,621 0.42%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 300 2.1782 GBP
ORD Purchase 1,561 2.1641 GBP
ORD Purchase 4,790 2.1500 GBP
ORD Purchase 11,567 2.1525 GBP
ORD Purchase 29,852 2.1579 GBP
ORD Purchase 38,662 2.1560 GBP
ORD Purchase 45,000 2.1669 GBP
ORD Purchase 88,529 2.1529 GBP
ORD Purchase 90,637 2.1553 GBP
ORD Purchase 97,433 2.1562 GBP
ORD Purchase 226,690 2.1554 GBP
ORD Purchase 255,450 2.1535 GBP
ORD Purchase 1,561,018 2.1507 GBP
ORD Sale 1,330 2.1400 GBP
ORD Sale 1,826 2.1480 GBP
ORD Sale 58,945 2.1566 GBP
ORD Sale 79,599 2.1519 GBP
ORD Sale 105,233 2.1600 GBP
ORD Sale 134,656 2.1564 GBP
ORD Sale 164,968 2.1599 GBP
ORD Sale 225,152 2.1556 GBP
ORD Sale 242,210 2.1498 GBP
ORD Sale 411,123 2.1514 GBP
ORD Sale 972,649 2.1513 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,265 2.1628 GBP
ORD CFD Long 1,653 2.1533 GBP
ORD CFD Long 7,626 2.1408 GBP
ORD SWAP Long 126,188 2.1677 GBP
ORD SWAP Long 226,284 2.1552 GBP
ORD SWAP Short 300 2.1782 GBP
ORD SWAP Short 1,790 2.1490 GBP
ORD SWAP Short 2,134 2.1540 GBP
ORD SWAP Short 7,309 2.1586 GBP
ORD CFD Short 12,594 2.1476 GBP
ORD CFD Short 17,627 2.1653 GBP
ORD CFD Short 24,341 2.1660 GBP
ORD SWAP Short 40,328 2.1461 GBP
ORD CFD Short 45,000 2.1669 GBP
ORD CFD Short 88,529 2.1529 GBP
ORD SWAP Short 251,427 2.1557 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

26 Jun 2013

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

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