REG-BARCLAYS PLC Form 8.3 - KENTZ CORPORATION LTD

Wed Aug 21, 2013 7:23am EDT

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Form 8.3 - KENTZ CORPORATION LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

KENTZ CORPORATION LTD

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

20 Aug 2013

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 749,504 0.64% 432,594 0.37%
           
(2) Derivatives (other than
options): 415,633 0.35% 60,793 0.05%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,165,137 0.99% 493,387 0.42%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 400 5.8550 GBP
ORD Purchase 757 5.8435 GBP
ORD Purchase 1,313 5.8576 GBP
ORD Purchase 1,999 5.8565 GBP
ORD Purchase 2,199 5.8468 GBP
ORD Purchase 2,213 5.8395 GBP
ORD Purchase 3,998 5.8423 GBP
ORD Purchase 5,186 5.8238 GBP
ORD Purchase 33,447 5.8490 GBP
ORD Purchase 58,996 5.8335 GBP
ORD Sale 56 5.8375 GBP
ORD Sale 132 5.8400 GBP
ORD Sale 2,485 5.8413 GBP
ORD Sale 4,169 5.8591 GBP
ORD Sale 4,842 5.8451 GBP
ORD Sale 13,113 5.8314 GBP
ORD Sale 16,273 5.8418 GBP
ORD Sale 33,624 5.8300 GBP
ORD Sale 49,476 5.8519 GBP
ORD Sale 53,773 5.8507 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 2,900 5.8491 GBP
ORD SWAP Long 9,624 5.8551 GBP
ORD SWAP Long 10,295 5.8450 GBP
ORD CFD Long 17,954 5.8589 GBP
ORD SWAP Long 32,043 5.8384 GBP
ORD SWAP Long 53,773 5.8507 GBP
ORD SWAP Short 602 5.8352 GBP
ORD SWAP Short 757 5.8435 GBP
ORD SWAP Short 7,673 5.8350 GBP
ORD CFD Short 17,954 5.8538 GBP
ORD SWAP Short 36,188 5.8372 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

21 Aug 2013

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

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