REG-BARCLAYS PLC Ireland TOP 8.1 report - Elan Corporation plc

Fri Aug 23, 2013 11:56am EDT

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Ireland TOP 8.1 report - Elan Corporation plc

Appendix 3

Disclosure Forms

FORM 8.1(a)&(b)(i)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY OFFERORS, OFFEREES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

1. KEY INFORMATION

Name of person dealing (Note 1)  

BARCLAYS PLC

Company dealt in

Elan Corporation plc

Class of relevant security to which the dealings being disclosed relate (Note 2)

€0.05 ordinary shares

Date of dealing

15 August 2013

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:       ORD            
Long Short
    Number (%) Number (%)
(1) Relevant securities
225,978 0.04% 3,860,856 0.75%
           
(2) Derivatives (other than options):
0 0.00% 16,349 0.00%
           
(3) Options and agreements to
purchase/sell: 9,674,800 1.89% 4,790,700 0.94%
           
(4) TOTAL:
9,900,778 1.93% 8,667,905 1.69%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities                
(2) Derivatives (other than options)                
(3) Options and agreements to purchase/sell                

Total

               

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale   Number of relevant securities   Price per unit (in USD)
Sale(assignment) 3000 9.0000

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD   Nature of transaction (Note 6)   Number of relevant securities (Note 7)   Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option   Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option   Number of securities   Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)   Details   Price per unite (if applicable) (Note 5)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure  

23 Aug 2013

Contact name

Rajesh Muthanna

Telephone number

020 3555 4634

Name of offeree/offeror with which associated

Perrigo Company

Specify category and nature of associate status (Note 10)  

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name   Written or   Number of   Exercise   Type   Expiry date
purchased relevant securities Price
to which the option USD
or derivative
    relates      
Put Options Purchased -413000 10 American 18012014
Put Options Purchased -1555000 11 American 18012014
Put Options Purchased -19100 14 American 17082013
Put Options Purchased -5000 15 American 17082013
Put Options Purchased -5600 16 American 17082013
Put Options Purchased -77200 14 American 19102013
Put Options Purchased -40600 12 American 18012014
Put Options Purchased -38800 13 American 18012014
Put Options Purchased -1000 15 American 18012014
Put Options Purchased -2000 5 American 17012015
Put Options Purchased -5600 10 American 17012015
Put Options Purchased -2100 12 American 18012014
Put Options Purchased -100 15 American 18012014
Put Options Purchased -2300 12 American 17012015
Put Options Written 1351600 12 American 17082013
Put Options Written 588400 13 American 17082013
Put Options Written 367400 14 American 17082013
Put Options Written 800000 11 American 17082013
Put Options Written 1500000 12 American 21092013
Put Options Written 22600 12 American 17082013
Put Options Written 77900 13 American 17082013
Put Options Written 4600 10 American 19102013
Put Options Written 12700 11 American 19102013
Put Options Written 74900 12 American 19102013
Put Options Written 4,300 13 American 19102013
Put Options Written 3200 15 American 19102013
Put Options Written 1000 13 American 21092013
Put Options Written 1000 15 American 21092013
Put Options Written 4300 10 American 18012014
Put Options Written 6200 11 American 18012014
Put Options Written 50200 14 American 18012014
Put Options Written 300 8 American 17012015
Put Options Written 8300 12 American 17012015
Put Options Written 3600 15 American 17012015
Put Options Written 5600 10 American 18012014
Put Options Written 3400 22 American 18012014
Call Options Purchased 1502000 14 American 17082013
Call Options Purchased 850000 13 American 17082013
Call Options Purchased 1500000 14 American 21092013
Call Options Purchased 49800 15 American 21092013
Call Options Purchased 210700 10 American 18012014
Call Options Purchased 324100 12 American 18012014
Call Options Purchased 200 6 American 19102013
Call Options Purchased 4600 12 American 19102013
Call Options Purchased 54700 14 American 19102013
Call Options Purchased 3800 16 American 19102013
Call Options Purchased 100 17 American 19102013
Call Options Purchased 4900 15 American 21092013
Call Options Purchased 25000 10 American 18012014
Call Options Purchased 22000 14 American 18012014
Call Options Purchased 600 15 American 18012014
Call Options Purchased 142300 16 American 18012014
Call Options Purchased 71,200 17 American 18012014
Call Options Purchased 400 18 American 18012014
Call Options Purchased 600 12 American 17012015
Call Options Purchased 900 15 American 17012015
Call Options Purchased 900 10 American 18012014
Call Options Purchased 7900 12 American 18012014
Call Options Purchased 1400 20 American 18012014
Call Options Purchased 700 25 American 18012014
Call Options Purchased 100 10 American 17012015
Call Options Purchased 200 15 American 17012015
Call Options Purchased 4200 22 American 17012015
Call Options Written -1080900 15 American 17082013
Call Options Written -632800 16 American 17082013
Call Options Written -47500 14 American 17082013
Call Options Written -499800 12 American 19102013
Call Options Written -10800 14 American 17082013
Call Options Written -32700 15 American 17082013
Call Options Written -50100 16 American 17082013
Call Options Written -1000 10 American 19102013
Call Options Written -1500 11 American 19102013
Call Options Written -20000 13 American 19102013
Call Options Written -217200 15 American 19102013
Call Options Written -4400 16 American 21092013
Call Options Written -2400 5 American 18012014
Call Options Written -3000 11 American 18012014
Call Options Written -15,700 13 American 18012014
Call Options Written -100 10 American 17012015
Call Options Written -300 20 American 17012015
Call Options Written -2200 15 American 18012014
Call Options Written -800 17 American 18012014
Call Options Written -100 22 American 18012014

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

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