REG-BARCLAYS PLC Ireland TOP 38.5 report - Elan Corporation plc
Ireland TOP 38.5 report - Elan Corporation plc
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
|Name of exempt market-maker||BARCLAYS CAPITAL INC|
|Company dealt in||
Elan Corporation plc
|Class of relevant security to which the||€0.05 ordinary shares|
|dealings being disclosed relate|
|Date of dealing||23 August 2013|
2. DEALINGS (Note 2)
(a) Purchases and sales
|Total number of relevant secuities acquired||Number of||Highest price paid||Lowest price paid|
|Purchase||20,156||15.0892 USD||15.06 USD|
|Total number of relevant secuities disposed||Number of||Highest price received||Lowest price received|
|Sale||19,956||15.0894 USD||15.08 USD|
(b) Derivatives transactions (other than options transactions)
|Product name, e.g. CFD||Nature of transaction (Note 4)||Number of relevant securities (Note 5)||Price per unit (Note 3)|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|varying etc||to which||received|
|Put Options||Selling||100||13 USD||American||19 Oct 2013||0.1000 USD|
|Product name e.g. call option||Number of securities||Exercise price per unit (Note 3)|
3. OTHER INFORMATION
Agreements, arrangements or understandings related to options or derivatives
|Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights or any relevant securities under any option referred to on this form relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.|
|Date of disclosure||
26 Aug 2013
020 3555 4634
|Name of offeree/offeror with which connected||
|Specify category and nature of associate status (Note 6)||
Advisor to Offeror
NOTES ON FORM 38.5
1 See the definition of “relevant securities” in Rule 2.1 of Part A of the Rules.
2 See the definition of “dealing” in Rule 2.1 of Part A of the Rules.
3 For all prices and other monetary amounts, the currency must be stated.
4 If a long position has been increased or decreased as a result of the dealing, write “increased long” or “decreased long” respectively. If a short position has been increased or decreased as a result of the dealing, write “increased short” or “decreased short” respectively. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.
5 See Rule 2.7(d) of Part A of the Rules.
6 See the definition of “connected market-maker” in Rule 2.3 of Part A of the Rules.
For full details of disclosure requirements, see Rules 8 and 38.5 of the Rules.
If in doubt, consult the Panel.
References in these notes to “the Rules” are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2007 (as amended).
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