Nov 15 The following financial services industry
appointments were announced on Thursday. To inform us of other
job changes, email to firstname.lastname@example.org.
The bank appointed Nick Sherry, a former Australian senator
and minister for superannuation, as senior adviser in its
securities and fund services.
GOLDMAN SACHS GROUP INC
The investment bank promoted 266 employees to the title of
managing director, five more than the previous year.
JEFFERIES & CO, CREDIT SUISSE
Jefferies is bolstering its small retail brokerage unit by
hiring Carey Timbrell, a managing director with Credit Suisse's
U.S. private banking group.
Timbrell, who was at Credit Suisse for nine years and ran
its San Francisco private banking office. Credit Suisse has
named Michael Nies to replace Timbrell in San Francisco.
DAVID A. NOYES & CO
Former Merrill Lynch brokerage chief Lyle LaMothe, who
retired from the firm last year and now runs his own consulting
firm, has joined the senior advisory board of Chicago-based
boutique investment firm David A. Noyes.
BANK OF NEW YORK MELLON CORP
The wealth management business of BNY Mellon promoted
Garrett Alton to regional sales manager, overseeing the firm's
sales teams in Pennsylvania and Washington.
Before joining BNY Mellon in 2009, he was a senior financial
advisor focused on business development for Merrill Lynch in
WELLS FARGO & CO
The No. 4 U.S. bank by assets hired veteran advisers from
rival firms on Wednesday for Wells Fargo Advisors Financial
Network, or FiNet, which caters to independent advisers who also
function as business owners.
Adviser Michael Kazmer, who managed $620 million in client
assets with fellow advisers Larry Bernstein and Abby Dinkins,
moved with his team from Bank of America's Merrill
Lynch. Advisers Bryan Pieper and Gregory Stringari joined from
Morgan Stanley Wealth Management.
In Connecticut, adviser Michelle Lavigne moved from UBS
Wealth Management Americas, the brokerage owned by the Swiss
bank UBS AG
INVESTEC BANK PLC
Investec Capital Markets, a division of asset manager
Investec Bank, appointed Claudio Chiste to its shipping and
marine finance team. He previously worked with Banca IMI, the
investment banking arm of Italian lender Intesa Sanpaolo.
GLEACHER & CO SECURITIES INC
The broker-dealer unit of investment bank Gleacher & Co Inc
named Theodore Kelleher as a managing director and head
of middle markets in the MBS & Rates division.
He joins from UBS Americas Inc and would be
based in New York.
RBC WEALTH MANAGEMENT
The company, a division of the Royal Bank of Canada,
appointed Ayesha Yasin as adviser last week, it said late
Wednesday. Yasin was discharged from Morgan Stanley Wealth
Management in October. She would be based in Washington, D.C.
ALVAREZ & MARSAL
The professional services firm hired Jurgen Zapf as managing
director in its transaction advisory group practise, based in
Munich. He joins from audit firm Ernst & Young.