UBS AG (EPT) - EPT Disclosure
RNS Number:9217P
UBS AG (EPT)
12 March 2008
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in BHP Billiton Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 11 MARCH 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 2,370 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 0 0.00% 2,370 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 1000 3545 AUD CENTS
PURCHASE 3357 3546
PURCHASE 878 3547
SALE 2106 3548
SALE 1246 3548
SALE 1127 3548
SALE 297 3548
SALE 281 3548
PURCHASE 1499 3548
PURCHASE 2294 3548
SALE 1266 3549
SALE 53 3549
SALE 1400 3550
SALE 764 3550
SALE 500 3550
SALE 300 3550
SALE 28 3550
SALE 12 3550
PURCHASE 77 3550
PURCHASE 100 3550
PURCHASE 164 3550
PURCHASE 185 3550
PURCHASE 300 3550
PURCHASE 364 3550
PURCHASE 788 3550
PURCHASE 1118 3550
PURCHASE 2000 3550
PURCHASE 2228 3550
PURCHASE 2719 3550
PURCHASE 300 3551
PURCHASE 770 3551
PURCHASE 1370 3551
PURCHASE 4576 3551
PURCHASE 2 3552
PURCHASE 31 3552
PURCHASE 50 3552
PURCHASE 127 3552
PURCHASE 300 3552
PURCHASE 311 3552
PURCHASE 350 3552
PURCHASE 402 3552
PURCHASE 481 3552
PURCHASE 703 3552
PURCHASE 852 3552
PURCHASE 5000 3552
SALE 4653 3553
SALE 2904 3553
SALE 12 3553
PURCHASE 2989 3553
SALE 3000 3554
PURCHASE 100 3554
PURCHASE 589 3554
PURCHASE 593 3554
PURCHASE 810 3554
PURCHASE 1370 3554
SALE 2100 3555
SALE 1000 3555
SALE 1000 3555
SALE 776 3555
SALE 600 3555
SALE 500 3555
SALE 500 3555
SALE 280 3555
SALE 51 3555
PURCHASE 87 3555
PURCHASE 1180 3555
PURCHASE 1270 3555
SALE 2686 3556
PURCHASE 995 3556
SALE 5000 3557
SALE 1350 3557
SALE 350 3557
SALE 220 3557
SALE 62 3557
SALE 43 3557
SALE 2 3557
SALE 1 3557
SALE 320 3558
SALE 7022 3560
SALE 5360 3560
SALE 700 3560
PURCHASE 114 3560
PURCHASE 125 3560
PURCHASE 150 3560
PURCHASE 181 3560
PURCHASE 243 3560
PURCHASE 252 3560
PURCHASE 390 3560
PURCHASE 1228 3560
PURCHASE 1639 3560
SALE 683 3561
PURCHASE 370 3563
PURCHASE 730 3563
PURCHASE 1185 3563
PURCHASE 1479 3563
PURCHASE 3252 3563
SALE 1159 3564
PURCHASE 2149 3565
PURCHASE 2988 3565
PURCHASE 970 3566
PURCHASE 2000 3566
SALE 5000 3567
SALE 2972 3567
SALE 361 3567
SALE 310 3567
SALE 174 3567
PURCHASE 5000 3567
SALE 6134 3568
SALE 722 3568
SALE 1190 3569
SALE 1000 3569
SALE 5015 3570
SALE 1411 3570
SALE 898 3570
SALE 482 3570
SALE 173 3570
SALE 61 3570
SALE 21 3570
PURCHASE 2473 3570
PURCHASE 4104 3570
PURCHASE 705 3571
PURCHASE 866 3571
PURCHASE 952 3571
PURCHASE 2184 3571
SALE 388 3572
PURCHASE 8 3572
PURCHASE 53 3572
PURCHASE 92 3572
PURCHASE 184 3572
PURCHASE 750 3572
PURCHASE 897 3572
PURCHASE 1105 3572
PURCHASE 1170 3572
PURCHASE 1558 3572
PURCHASE 2500 3572
PURCHASE 3828 3572
PURCHASE 4841 3573
SALE 750 3574
SALE 3557 3575
SALE 1390 3575
SALE 300 3575
PURCHASE 206 3575
PURCHASE 959 3575
PURCHASE 986 3575
PURCHASE 1959 3575
SALE 1200 3576
SALE 300 3576
SALE 55 3576
PURCHASE 3939 3576
SALE 2871 3578
SALE 2866 3578
SALE 1045 3578
SALE 205 3578
SALE 3281 3579
SALE 1000 3580
SALE 835 3580
SALE 800 3580
SALE 698 3580
SALE 600 3580
SALE 564 3580
SALE 520 3580
SALE 500 3580
SALE 300 3580
SALE 300 3580
SALE 250 3580
SALE 220 3580
SALE 22 3580
PURCHASE 159 3580
PURCHASE 887 3580
PURCHASE 2232 3580
PURCHASE 2712 3580
SALE 846 3581
SALE 35 3581
PURCHASE 2 3581
PURCHASE 23 3581
PURCHASE 216 3581
PURCHASE 407 3581
PURCHASE 498 3581
PURCHASE 880 3581
PURCHASE 1370 3581
PURCHASE 1412 3581
PURCHASE 3000 3581
SALE 3050 3582
SALE 1713 3582
SALE 1686 3582
SALE 1220 3582
SALE 1110 3582
SALE 996 3582
PURCHASE 44 3582
PURCHASE 134 3582
PURCHASE 2004 3582
PURCHASE 2648 3582
PURCHASE 6979 3582
SALE 591 3583
PURCHASE 2 3583
PURCHASE 33 3583
PURCHASE 302 3583
PURCHASE 321 3583
PURCHASE 2029 3583
SALE 4298 3584
SALE 3000 3584
SALE 200 3584
SALE 139 3584
SALE 120 3584
SALE 100 3584
SALE 92 3584
SALE 41 3584
PURCHASE 1217 3584
PURCHASE 35 3586
PURCHASE 230 3586
PURCHASE 493 3586
PURCHASE 4155 3586
SALE 3772 3587
SALE 1180 3587
SALE 337 3587
SALE 148 3587
SALE 39 3587
SALE 1 3587
PURCHASE 3731 3587
SALE 2000 3588
SALE 1503 3588
SALE 1000 3588
SALE 1000 3588
SALE 86 3588
SALE 4478 3589
SALE 3754 3589
SALE 1668 3589
SALE 890 3589
SALE 343 3589
SALE 260 3589
SALE 216 3589
SALE 6 3589
SALE 2976 3590
SALE 1500 3590
SALE 500 3590
SALE 351 3590
SALE 42 3590
SALE 650 3591
SALE 150 3591
SALE 1855 3592
SALE 1112 3592
SALE 311127 3592.198758
PURCHASE 311127 3592.198758
SALE 800 3593
SALE 317857 3593.75657
PURCHASE 317857 3593.75657
SALE 4879 3595
PURCHASE 500 3595
PURCHASE 1000 3595
PURCHASE 1418 3595
PURCHASE 2761 3595
SALE 4835 3597
PURCHASE 55 3597
PURCHASE 1350 3597
SALE 776 3598
PURCHASE 78 3598
PURCHASE 799 3598
SALE 1887 3599
PURCHASE 2091 3599
SALE 6944 3600
SALE 4054 3600
SALE 1170 3600
SALE 500 3600
SALE 300 3600
SALE 277 3600
SALE 100 3600
SALE 2 3600
SALE 1933 3601
SALE 800 3601
SALE 194 3601
PURCHASE 12 3601
PURCHASE 4519 3601
PURCHASE 993 3602
PURCHASE 2306 3602
PURCHASE 6940 3602
PURCHASE 1 3603
PURCHASE 7 3603
PURCHASE 46 3603
PURCHASE 55 3603
PURCHASE 81 3603
PURCHASE 134 3603
PURCHASE 140 3603
PURCHASE 600 3603
PURCHASE 601 3603
PURCHASE 616 3603
PURCHASE 1334 3603
PURCHASE 2534 3603
PURCHASE 2734 3603
PURCHASE 3100 3603
SALE 2653 3604
SALE 2195 3604
SALE 900 3604
SALE 263 3604
SALE 146 3604
SALE 39 3604
PURCHASE 16 3604
PURCHASE 500 3604
PURCHASE 713 3604
PURCHASE 2500 3604
PURCHASE 5794 3604
SALE 3067 3605
SALE 2113 3605
PURCHASE 12 3605
PURCHASE 265 3605
PURCHASE 446 3605
PURCHASE 571 3605
PURCHASE 708 3605
PURCHASE 1006 3605
PURCHASE 1170 3605
PURCHASE 3587 3605
SALE 1609 3606
PURCHASE 122 3606
PURCHASE 161 3606
PURCHASE 972 3606
PURCHASE 1111 3606
PURCHASE 2487 3606
PURCHASE 2720 3606
SALE 1131 3607
SALE 705 3607
PURCHASE 120 3607
PURCHASE 431 3607
PURCHASE 1000 3607
SALE 2303 3608
SALE 646 3608
SALE 13 3608
PURCHASE 225 3608
PURCHASE 288 3608
PURCHASE 393 3608
PURCHASE 1163 3608
PURCHASE 1400 3608
PURCHASE 6704 3608
PURCHASE 6929 3608
SALE 2335 3609
SALE 2224 3609
SALE 1330 3609
SALE 1092 3609
SALE 500 3609
SALE 263 3609
SALE 7 3609
SALE 1800 3610
PURCHASE 163 3610
PURCHASE 260 3610
SALE 714 3611
PURCHASE 862 3611
SALE 6 3612
PURCHASE 667 3612
SALE 3583 3613
SALE 2322 3613
SALE 900 3613
SALE 600 3613
SALE 258 3613
SALE 193 3613
SALE 1378 3614
SALE 1000 3614
SALE 800 3614
SALE 600 3614
SALE 590 3614
SALE 500 3614
SALE 299 3614
SALE 41 3614
SALE 16 3614
PURCHASE 111 3614
PURCHASE 135 3614
PURCHASE 537 3614
PURCHASE 3221 3614
SALE 1394 3615
SALE 1343 3615
SALE 1313 3615
SALE 1201 3615
SALE 500 3615
SALE 500 3615
SALE 300 3615
SALE 300 3615
SALE 275 3615
SALE 255 3615
SALE 235 3615
SALE 170 3615
SALE 63 3615
SALE 2 3615
SALE 2106 3616
SALE 486 3616
SALE 167 3616
PURCHASE 11 3616
PURCHASE 20 3616
PURCHASE 35 3616
PURCHASE 99 3616
PURCHASE 1180 3616
PURCHASE 10 3617
PURCHASE 300 3617
PURCHASE 448 3617
PURCHASE 899 3617
PURCHASE 1288 3617
PURCHASE 5613 3617
SALE 1350 3618
SALE 569 3618
SALE 456 3618
SALE 440 3618
SALE 320 3618
SALE 55 3618
PURCHASE 43 3618
PURCHASE 67 3618
PURCHASE 187 3618
PURCHASE 314 3618
PURCHASE 1493 3618
SALE 3207 3619
SALE 1521 3619
SALE 1411 3619
SALE 1048 3619
SALE 1045 3619
SALE 1013 3619
SALE 859 3619
SALE 700 3619
SALE 132 3619
SALE 51 3619
SALE 39 3619
PURCHASE 1609 3619
PURCHASE 3075 3619
SALE 3397 3620
SALE 1122 3620
SALE 1026 3620
SALE 1000 3620
SALE 739 3620
SALE 574 3620
SALE 100 3620
SALE 23 3620
PURCHASE 5 3620
PURCHASE 455 3620
PURCHASE 964 3620
PURCHASE 1000 3620
PURCHASE 1340 3620
PURCHASE 2000 3620
PURCHASE 3623 3620
SALE 2968 3621
PURCHASE 83 3621
PURCHASE 595 3621
PURCHASE 1108 3621
PURCHASE 2381 3621
SALE 6072 3622
SALE 3213 3622
SALE 1166 3622
SALE 834 3622
SALE 500 3622
SALE 475 3622
SALE 333 3622
SALE 267 3622
SALE 200 3622
SALE 164 3622
SALE 146 3622
SALE 69 3622
SALE 60 3622
SALE 39 3622
PURCHASE 5 3622
PURCHASE 10 3622
PURCHASE 55 3622
PURCHASE 55 3622
PURCHASE 214 3622
PURCHASE 566 3622
PURCHASE 3543 3622
SALE 2354 3623
SALE 1190 3623
SALE 429 3623
SALE 180 3623
SALE 89 3623
SALE 72 3623
PURCHASE 174 3623
PURCHASE 213 3623
PURCHASE 464 3623
PURCHASE 827 3623
PURCHASE 966 3623
PURCHASE 2213 3623
PURCHASE 2536 3623
PURCHASE 2934 3623
PURCHASE 3473 3623
SALE 3954 3624
SALE 1262 3624
SALE 500 3624
PURCHASE 1764 3624
SALE 5000 3625
SALE 4026 3625
SALE 500 3625
SALE 100 3625
SALE 100 3625
PURCHASE 1112 3625
PURCHASE 5784 3625
SALE 1000 3626
SALE 600 3626
PURCHASE 9 3626
PURCHASE 100 3626
PURCHASE 332 3626
PURCHASE 500 3626
PURCHASE 1220 3626
PURCHASE 1310 3626
PURCHASE 1625 3626
PURCHASE 1928 3626
PURCHASE 4593 3626
SALE 1000 3627
PURCHASE 1812 3627
SALE 1299 3628
SALE 1283 3628
SALE 500 3628
SALE 162 3628
SALE 43 3628
PURCHASE 92 3628
PURCHASE 364 3628
PURCHASE 389 3628
PURCHASE 706 3628
PURCHASE 814 3628
PURCHASE 1000 3628
PURCHASE 2200 3628
SALE 6888 3629
SALE 4957 3629
SALE 1501 3629
SALE 500 3629
SALE 429 3629
SALE 372 3629
SALE 100 3629
PURCHASE 426 3629
PURCHASE 1000 3629
PURCHASE 2006 3629
SALE 1150 3630
SALE 885 3630
SALE 500 3630
SALE 200 3630
SALE 5 3630
PURCHASE 2675 3630
SALE 278 3631
SALE 42 3631
TOTAL PURCHASES 940,111
TOTAL SALES 946,841
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 12 MARCH 2008
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected BHP Billiton PLC
BHP Billiton LTD
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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