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BRIEF-SEC says Instinet to pay more than $800,000 to settle charges it ignored red flags in soft dollar scheme
December 26, 2013 / 8:41 PM / 4 years ago

BRIEF-SEC says Instinet to pay more than $800,000 to settle charges it ignored red flags in soft dollar scheme

Dec 26 (Reuters) - Nomura Holdings Inc : * SEC says instinet to pay more than $800,000 to settle charges it ignored red

flags in soft dollar scheme * SEC says instinet approved soft dollar payments to San Diego-based j.s.

oliver capital management despite clear signs the payments were improper * SEC says has separately charged j.s. oliver and its president Ian Mausner for

their alleged wrongdoing * SEC says instinet did not admit or deny wrongdoing

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