REG-Ingalls & Snyder, LLC Rule 8.3 - Caledon Resources PLC

Tue Jul 14, 2009 8:31am EDT
 
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LONDON--(Business Wire)--


FORM 8.3

DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE

(Rule 8.3 of the Takeover Code)

1.KEY INFORMATION

 Name of person dealing (Note 1)                                                     Ingalls & Snyder, LLC                           
 Company dealt in                                                                    Caledon Resources PLC                           
 Class of relevant security to which the dealings being disclosed relate (Note 2)    Ordinary Shares of 0.5p each ISIN GB00B1GJZT14  
 Date of dealing                                                                     July 13, 2009                                   


2.INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a)Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)

                                                Long                    Short         
                                                Number (%)              Number (%)    
 (1) Relevant securities                        23,676,000 (11. 28%)                  
 (2) Derivatives (other than options)                                                 
 (3) Options and agreements to purchase/sell                                          
 Total                                          23,676,000 (11. 28%)                  


(b)Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)

 Class of relevant security:                    Long          Short         
                                                Number (%)    Number (%)    
 (1) Relevant securities                                                    
 (2) Derivatives (other than options)                                       
 (3) Options and agreements to purchase/sell                                
 Total                                                                      


(c)Rights to subscribe (Note 3)

 Class of relevant security:  Details  


3.DEALINGS (Note 4) 

(a)Purchases and sales

 Purchase/sale  Number of securities  Price per unit (Note 5)  
 Sale           41,262                58.25p                   


(b)Derivatives transactions (other than options)

 Product name,     Long/short (Note 6)    Number of securities (Note 7)    Price per unit (Note 5)    
 e.g. CFD                                                                                             
 N/A                                                                                                  


(c)Options transactions in respect of existing securities

(i)Writing, selling, purchasing or varying

 Product name,        Writing, selling, purchasing, varying etc.    Number of securities to which the option relates (Note 7)    Exercise    Type, e.g. American, European etc.    Expiry     Option money                        
 e.g. call option                                                                                                                price                                             date       paid/received per unit (Note 5)     
 N/A                                                                                                                                                                                                                              


(ii)Exercising

 Product name, e.g. call option    Number of securities    Exercise price per unit (Note 5)    
 N/A                                                                                           


(d)Other dealings (including new securities) (Note 4)

 Nature of transaction (Note 8)    Details    Price per unit (if applicable) (Note 5)    
 N/A                                                                                     


4.OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

 Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  
 NONE                                                                                                                                                                                                                                                                                                                                                                                                             


Is a Supplemental Form 8 attached? (Note 9) NO

 Date of disclosure                                                  July 14, 2009    
 Contact name                                                        Edward H Oberst  
 Telephone number                                                    212-269-7812     
 If a connected EFM, name of offeree/offeror with which connected    N/A              
 If a connected EFM, state nature of connection (Note 10)            N/A              


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk





Ingalls & Snyder, LLC 

Copyright Business Wire 2009

 

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