REG-Collins Stewart PLC: Holding(s) in Company

Thu Nov 5, 2009 5:13am EST
 
[-] Text [+]
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES                                          
                                                                                        
                                                                                        
                                                                                        
1. Identity of the issuer or the underlying issuer                                      
of existing shares to which voting rights are                                           
attached:                                                        Collins Stewart Plc    
                                                                                        
                                                                                        
                                                                                        
2. Reason for the notification (please tick the appropriate box or boxes):              
                                                                                        
An acquisition or disposal of voting rights                                      Yes    
                                                                                        
                                                                                        
                                                                                        
An acquisition or disposal of qualifying financial instruments which may                
result in the acquisition of shares already issued to which voting rights               
are attached.                                                                           
                                                                                        
An acquisition or disposal of instruments with similar economic effect to               
qualifying financial instruments                                                        
                                                                                         
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify):                                                                 
                                                                                        
                                                                                        
                                                                                        
3. Full name of person(s) subject to the                    Legal & General Group Plc
notification obligation:                                                (L&G)             
                                                                                        
4. Full name of shareholder(s)                               Legal & General Assurance  
 (if different from 3.):                                       (Pensions Management)    
                                                                   Limited (PMC)        
                                                                                        
                                                                                         
5. Date of the transaction and date on                                                  
which the threshold is crossed or                                 03 November 2009      
reached:                                                                                
                                                                                        
                                                                                       
6. Date on which issuer notified:                                 04 November 2009      
                                                                                        
7. Threshold(s) that is/are crossed or                                                  
reached:                                                         From 5% - 6% (L&G)     
  
                                                                                      
8. Notified details:                                                                           
                                                                                               
                                                                                               
A: Voting rights attached to shares                                                            
                                                                                               
Class/      Situation previous        Resulting situation after the triggering transaction     
type of     to the triggering                                                                  
shares         transaction                                                                     
                                                                                               
           Number       Number                    Number of voting       % of  voting rights   
if           of           of                           rights                                  
possible   Shares       Voting      Number                                                     
using                   Rights     of shares                                                   
the ISIN                                                                                       
CODE                                              Direct      Indirect  Direct      Indirect   
                                                                                               
ORD                                                                                            
                                                                                               
         14,357,024   14,357,024  14,906,582    14,906,582               6.00                  
                                                                                               
GBP 0.25                                                                                       
                                                                                               
                                                                                               
B: Qualifying Financial Instruments                                                            
                                                                                               
Resulting situation after the triggering transaction                                           
                                                                                               
                                                        Number of voting                       
                                                        rights that may be                     
Type of      Expiration        Exercise/                acquired if the       % of voting      
financial    date              Conversion Period        instrument is         rights           
instrument                                              exercised/ converted.                  
                                                                                               
                                                                                                
C: Financial Instruments with similar economic effect to Qualifying Financial                  
Instruments                                                                                    
                                                                                               
Resulting situation after the triggering transaction                                           
                                                                                               
                                                                                               
                                                                                               
Type of    Exercise     Expiration    Exercise/        Number of voting % of voting rights     
financial  price        date          Conversion       rights                                  
instrument                            period           instrument                              
                                                       refers to                               
                                                                                               
                                                                                               
                                                                                               
                                                                         Nominal      Delta    
Eg CFD                                                                                         
                                                                                               
                                                                                               
                                                                                               
                                                                                               
Total (A+B+C)                                                                                  
                                                                                               
Number of voting rights                   Percentage of voting rights                          
                                                                                               
                                                                                               
                                                                                               
    14,906,582                                         6.00                         
                                                                                               
                                                                                               
    
9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable:                              
                                                                                        
                                                                                        
                                                                                        
Legal & General Group Plc (Direct and Indirect) (Group) (18,532,909 -                   
7.46% = Total Position)                                                                 
                                                                                        
Legal & General Investment Management (Holdings) Limited (LGIMH)                        
(Direct and Indirect)  (18,532,909 - 7.46% = Total Position)                            
                                                                                        
Legal & General Investment Management Limited (Indirect) (LGIM)                         
(18,532,909 - 7.46% = Total Position)                                                   
                                                                                        
 Legal & General Group Plc (Direct) (L&G) (14,906,582 - 6.00 % = LGAS, LGPL &           
                                     PMC)                                               
                                                                                        
Legal & General Investment Management (Holdings) Limited  Legal & General               
(Direct) (LGIMHD) (8,960,534 - 3.61% = PMC)               Insurance Holdings            
                                                          Limited (Direct)              
                                                          (LGIH)                        
                                                                                        
Legal & General Assurance (Pensions Management) Limited   Legal & General               
(PMC) (8,960,534 - 3.61% = PMC)                           Assurance Society             
                                                          Limited  (LGAS &              
                                                          LGPL)                         
                                                                                        
                                                          Legal & General               
                                                          Pensions Limited              
                                                          (Direct)  (LGPL)              
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
10. Name of the proxy holder:                                       N/A                 
                                                                                        
11. Number of voting rights proxy holder will cease                 N/A                 
to hold:                                                                                
                                                                                        
12. Date on which proxy holder will cease to hold                   N/A                 
voting rights:                                                                          
                                                                                        
                                                                                        
                                                                                        
                                 Notification using the total voting rights figure of   
13. Additional information:                          248,112,117                        
                                                                                        
14. Contact name:                                 Helen Lewis (LGIM)                    
                                                                                        
15. Contact telephone number:                       020 3124 3851

 

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