REG-OZ Management, LP Rule 8.3 - Anglo American Plc

Tue Jul 14, 2009 9:37am EDT
 
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LONDON--(Business Wire)--


FORM 8.3

DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE

(Rule 8.3 of the Takeover Code)

1.KEY INFORMATION

 Name of person dealing (Note 1)                                                     OZ Management LP      
 Company dealt in                                                                    Anglo American Plc    
 Class of relevant security to which the dealings being disclosed relate (Note 2)    USD 0.54945 ordinary  
 Date of dealing                                                                     13th July 2009        


2.INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)

                                                Long                      Short                   
                                                Number         (%)      Number         (%)    
 (1) Relevant securities                                                                      
 (2) Derivatives (other than options)           1,099,000      0.08%    1,677,500      0.13%  
 (3) Options and agreements to purchase/sell                                                  
 Total                                          1,099,000      0.08%    1,677,500      0.13%  


(b)Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)

 Class of relevant security:                    Long                       Short              
 Convertible bonds                                                                            
                                                Number          (%)      Number      (%)  
 (1) Relevant securities                        67,000,000      3.94%                     
 (2) Derivatives (other than options)                                                     
 (3) Options and agreements to purchase/sell                                              
 Total                                          67,000,000      3.94%                     


(c)Rights to subscribe (Note 3)

 Class of relevant security:    Details  


3.DEALINGS (Note 4) 

(a)Purchases and sales

 Purchase/sale    Number of securities    Price per unit (Note 5)  


(b)Derivatives transactions (other than options)

 Product name,     Long/short (Note 6)    Number of securities (Note 7)    Price per unit (Note 5)  
 e.g. CFD                                                                                           
 SWP               Short                  57,608                           GBP 16.5256              


(c)Options transactions in respect of existing securities

(i)Writing, selling, purchasing or varying

 Product name,        Writing, selling, purchasing, varying etc.    Number of securities to which the option relates (Note 7)    Exercise    Type, e.g. American, European etc.    Expiry     Option money                      
 e.g. call option                                                                                                                price                                             date       paid/received per unit (Note 5)   


(ii)Exercising

 Product name, e.g. call option    Number of securities    Exercise price per unit (Note 5)  


(d)Other dealings (including new securities) (Note 4)

 Nature of transaction (Note 8)         Details    Price per unit (if applicable) (Note 5)  


4.OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

 Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  


Is a Supplemental Form 8 attached? (Note 9) NO

 Date of disclosure                                                  14th July 2009  
 Contact name                                                        Andrew Frank    
 Telephone number                                                    0207 758 4433   
 If a connected EFM, name of offeree/offeror with which connected    N/A             
 If a connected EFM, state nature of connection (Note 10)            N/A             


Notes

The Notes on Form 8.3 can be viewed on the Takeover Panel`s website at
www.thetakeoverpanel.org.uk





OZ Management, LP 

Copyright Business Wire 2009

 

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