Regulatory News
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SEC to seek admissions in some settlements: White
WASHINGTON - Securities regulators will try to extract admissions of wrongdoing from defendants in some settlements, potentially resulting in more cases going to trial, Securities and Exchange Commission Chair Mary Jo White said Tuesday.
Deloitte to pay NY $10 million for misconduct over Standard Chartered
NEW YORK - Deloitte LLP's financial advisory unit will pay $10 million and refrain for one year from new business with certain New York banks to settle accusations over its review of money laundering controls at Standard Chartered Bank.
U.S. regulators see no need for enhanced insurer capital
LONDON - Insurers should not be forced to hold extra capital just because of their size, because the extra cost would simply be passed on to consumers, U.S. regulators said on Tuesday.
U.S. gives Tesoro green light to buy Chevron assets
WASHINGTON - Oil refiner Tesoro Corp won approval from U.S. antitrust regulators to buy Northwest Products Pipeline system and related assets from Chevron Corp, on the condition it sells a petroleum terminal in Boise, Idaho.
Exclusive: Deutsche Bank 'horribly undercapitalized' - U.S. regulator
WASHINGTON - A top U.S. banking regulator called Deutsche Bank's capital levels "horrible" and said it is the worst on a list of global banks based on one measurement of leverage ratios.
FINRA director in U.S. resigns after old theft indictment surfaces
NEW YORK - A regional director for the securities industry's self-regulatory agency resigned several weeks after the organization received a letter revealing the official had pleaded guilty two decades ago to charitable bingo fraud.
Uroplasty places CFO on leave, delays filing annual report
- Medical device maker Uroplasty Inc said it placed Chief Financial Officer Mahedi Jiwani on administrative leave pending a review of internal financial controls, and would delay filing its annual report for the year ended March 31.
SEC settles pricing case against Morgan Keegan fund directors
- The Securities and Exchange Commission has settled civil charges accusing eight former directors of Morgan Keegan bond mutual funds of failing to police the portfolio managers they oversaw, allowing toxic mortgage assets to be overvalued prior to the financial crisis.
Senator Warren calls for tough cross-border swap rules
WASHINGTON - Democratic Senator and Wall Street critic Elizabeth Warren is urging federal regulators to "show some backbone" and stick to their proposal for how new derivatives rules will apply to foreign banks who do business with U.S. companies.
SEC says Revlon misled shareholders in a Perelman deal
- The Securities and Exchange Commission charged Revlon Inc with misleading shareholders about a transaction with its controlling shareholder, billionaire Ronald Perelman, and the cosmetics company agreed to pay a fine of $850,000.
- Financial: PRESS DIGEST-New York Times business news - June 19
- Technology: PRESS DIGEST - Wall Street Journal - June 19
- Healthcare: Call for overhaul of drug industry business model
- Consumer: PRESS DIGEST - British Business - June 19
- Energy: California senators want more information on oil well 'acid jobs'
- Industrials: Super fast traders seeking potential merger -WSJ
- M&A: UPDATE 3-Australian tycoon Tinkler sells out of Whitehaven Coal
- Bankruptcy: UPDATE 1-FCC to take 289 mln euro hit on Alpine insolvency
- IPOs: UPDATE 1-Deutsche Annington puts 18-21 euro price tag on listing
- Private Capital: BRIEF-Cabot Square agrees 35 mln stg sale of Key Retirement Solutions
- Hedge Funds: Hedge funds brace for renewed debt crisis
Basel paper offers new look at bail-in models for ailing institutions
The liquidation authority and the living will ideas suffer from a dilemma, in that the regulators will be reluctant in publicly announcing an institution’s financial death as this may cause a run on other institutions.
- Obama to set nuclear arms cut goal in Berlin speech
- Fed seen keeping options open on pace of bond buying
- Rousseff salutes Brazil protests, cities cut bus fares
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- United States to meet Taliban to seek Afghan peace
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- Rohani once approved of hiding Iran atomic work
- NSA head, lawmakers defend surveillance programs
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- Republican-led House passes bill restricting abortion
- Analysis: French EU-wariness complicates life for Hollande
- Dozens held in Turkey, silent protester goes viral
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- WikiLeaks' Assange fears U.S., says will stay in embassy
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