Regulatory News
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Federal Reserve to vote on Basel bank capital rules
WASHINGTON - The U.S. Federal Reserve will vote on Tuesday on long-awaited international rules for banks to use more equity capital to fund their business, a critical part of a global drive to make banking safer after the 2007-09 financial crisis.
Sprint Nextel must face NY suit over tax fraud - judge
NEW YORK - Sprint Nextel Corp must face a lawsuit brought by New York state accusing the company of deliberately not collecting or paying millions of dollars of taxes for its cell phone service, a judge has ruled.
Swaps regulator Sommers to step down next week
WASHINGTON - Jill Sommers said she would step down as a top swaps regulator next week after the agency she works for sued former MF Global chief Jon Corzine over the collapse of his firm, an investigation she had overseen.
Departure of Chicago director adds to vacancies in SEC leadership
WASHINGTON - The Securities and Exchange Commission announced on Monday that the director of its Chicago office was leaving after 27 years, marking the latest departure since Mary Jo White took the helm of the agency earlier this year.
Judge questions court's role in SEC's 'conflict minerals' rule
WASHINGTON - A federal judge on Monday questioned whether U.S. courts should intervene regarding a rule that forces public companies to disclose if their products contain minerals extracted in the Democratic Republic of Congo, which has been castigated for committing human rights abuses.
EU charges banks with blocking exchanges from derivatives market
BRUSSELS - EU watchdogs have charged 13 top investment banks with blocking exchanges' access to the lucrative credit derivatives market, hitting the sector with the latest in a growing list of regulatory headaches.
U.S. opposes proposed Ardagh purchase of Saint-Gobain unit
WASHINGTON - The U.S. Federal Trade Commission said on Monday it had filed a complaint aimed at stopping Ireland's Ardagh Group S.A.'s proposed $1.7 billion acquisition of a unit of France's Saint-Gobain that makes glass containers for the U.S. market.
Appeals court won't reverse three insider trading cases
NEW YORK - Three former Wall Street traders who were charged in a broad crackdown on insider trading by the U.S. government lost their bids to reverse their convictions and sentences on Monday.
Two government cooperators avoid jail in insider trading cases
- A former manager at Advanced Micro Devices Inc and a former executive at Flextronics International Ltd avoided prison time on Monday after cooperating in a broad government investigation of insider trading.
Watchdog warns banks to step up crime safeguards
LONDON - A leading financial watchdog has warned British banks that they are not doing enough to protect themselves from being used for criminal activities and could be fined if they fail to raise their game.
- Financial: PRESS DIGEST - Financial Times - July 2
- Technology: REPEAT-Obamacare 1.0: States brace for Web barrage when reform goes live
- Healthcare: FDA rejects Merck's insomnia drug
- Consumer: U.S. investigating brake problem with some Honda Odysseys
- Energy: RPT-Coal shares tumble as investors see no sign of turnaround
- Industrials: Obamacare 1.0: States brace for Web barrage when reform goes live
- M&A: PRESS DIGEST-New York Times business news - July 2
- Bankruptcy: Stockton taxpayers want bigger role in California city's bankruptcy case
- IPOs: PRESS DIGEST - Wall Street Journal - July 2
- Private Capital: India's Emcure Pharma files for IPO
- Hedge Funds: Brevan Howard trader linked to Libor probe leaves hedge fund
IA brief: Advertising compliance principles for adviser Web sites
In some cases firms will claim current regulatory assets under management (RAUM). This practice may be scrutinized but is not prohibited. The figures should be accurate and from a recent period. It would be especially misleading if a firm had a large change in RAUM and did not reflect the change on its public website.
- Taliban attack on supply base in Afghan capital kills six
- Egypt's Mursi rebuffs army ultimatum, sets own course
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- Obama says EU, all intelligence agencies seek info on each other
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- Opponents of Texas abortion restrictions rally at Capitol
- Deadly fire engulfed Arizona firefighters in seconds
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- South Africa's Mandela still 'critical but stable'
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- Suicide bomber kills 22 in Iraqi Shi'ite mosque
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- Serena exit sends Wimbledon into twilight zone
- U.S. seeks to calm European outrage over alleged spying
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