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Huatai Securities Co Ltd Receives Administrative Regulation Orders from China Securities Regulatory Commission


Thursday, 2 May 2013 08:00pm EDT 

Huatai Securities Co Ltd announced that it has received two administrative regulation orders from Jiangsu bureau of China Securities Regulatory Commission. The Company is requested to increase compliance inspection frequency of client asset management business, as well as take corrective actions to improve internal control, information isolation system and employee administration.