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Mizuho Financial Group Inc Settles U.S. Charges Over Fund Deficiencies-Reuters


Thursday, 3 Jan 2013 12:39pm EST 

Reuters reported that Mizuho Financial Group Inc agreed to pay $175,000 to settle civil charges by U.S. futures regulators in connection with allegations that the bank failed to hold enough funds in its secured accounts to protect clients, the regulators said. The Commodity Futures Trading Commission said Mizuho Securities USA Inc did not immediately report the deficiency to regulators and failed to properly supervise its employees. The bank agreed to settle the matter without admitting nor denying the allegations. A spokesperson for Mizuho could not be immediately reached for a comment. 

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