Key Developments: Ameriprise Financial Inc (AMP.N)

AMP.N on New York Stock Exchange

122.40USD
22 Jul 2014
Price Change (% chg)

$0.74 (+0.61%)
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$121.66
Open
$122.03
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$122.65
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$122.03
Volume
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222,987
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$123.30
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Latest Key Developments (Source: Significant Developments)

Ameriprise Financial Increases regular quarterly dividend and share repurchase authorization
Monday, 28 Apr 2014 04:05pm EDT 

Ameriprise Financial Inc:Increases regular quarterly dividend 12 pct to $0.58 per diluted share payable on May 23, to shareholders of record as of May 9.Says additional $2.5 bln share repurchase authorization.  Full Article

Ameriprise Financial Inc declares regular quarterly dividend
Tuesday, 4 Feb 2014 04:07pm EST 

Ameriprise Financial Inc:Says it has declared a quarterly cash dividend of $0.52 per common share payable on Feb. 28 to shareholders of record at the close of business on Feb. 14.  Full Article

Ameriprise Financial Inc Announces Issues Of Senior Notes-Form 8-K
Wednesday, 13 Nov 2013 01:17pm EST 

Ameriprise Financial Inc reported in its Form 8-K that on November 13, 2013, the Company issued $150,000,000 principal amount of 4.00% Senior Notes due 2023 (the Notes). The Notes were issued in the form filed as Exhibit 4.1 hereto and were sold pursuant to the Underwriting Agreement (the Underwriting Agreement) which the Company entered into on November 7, 2013 with Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein (collectively, the Underwriters). The Notes will be senior unsecured obligations of the Company and will rank prior to all of the Company’s subordinated indebtedness and on an equal basis with all of the Company’s other senior unsecured indebtedness. Interest on the Notes will accrue at a rate of 4.00% per annum and will be payable semi-annually in arrears on each April 15 and October 15, commencing April 15, 2014. The Company may, at any time and from time to time, redeem the Notes, in whole or in part at its option, on not less than 30 nor more than 60 days’ prior notice mailed to the holders of the Notes.  Full Article

Ameriprise Financial Inc Declares Regular Quarterly Dividend
Tuesday, 29 Oct 2013 04:07pm EDT 

Ameriprise Financial Inc announced that it has declared a quarterly cash dividend of $0.52 per common share payable on November 22, 2013 to shareholders of record at the close of business on November 12, 2013.  Full Article

Ameriprise Financial Inc Decreases Stake In Royal Imtech NV-DJ
Monday, 29 Jul 2013 03:45am EDT 

Dow Jones reported that Ameriprise Financial Inc has decreased its stake in Royal Imtech NV from 5.01% to 1.83% as of July 18, 2013. Further details were not disclosed.  Full Article

Ameriprise Financial Inc Declares Regular Quarterly Dividend
Wednesday, 24 Jul 2013 04:05pm EDT 

Ameriprise Financial Inc announced that it has declared a quarterly cash dividend of $0.52 per common share payable on August 16, 2013 to shareholders of record at the close of business on August 5, 2013.  Full Article

Ameriprise Financial Inc Acquires Stake In TKH Group NV-DJ
Tuesday, 9 Jul 2013 03:31am EDT 

Dow Jones reported that Ameriprise Financial Inc has acquired a 3.77% stake in TKH Group NV effective July 1, 2013. Further details were not disclosed.  Full Article

Securities Arbitration Law Firm Of Klayman & Toskes, P.A. Announces Investigation Of Potential Claims Against Ameriprise Financial Inc And LPL Financial Holdings Inc
Thursday, 23 May 2013 07:22pm EDT 

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (K&T) announced that it is investigating potential claims against Ameriprise Financial Inc and LPL Financial Holdings Inc surrounding allegations of misconduct by former Ameriprise Advisor Services and LPL advisor, Blake B. Richards ("Richards"). Earlier today, the U.S. Securities and Exchange Commission (SEC) charged Richards with fraud, accusing him of misappropriating approximately $2 million from at least six individuals. At least two of the investors are elderly and the majority of the apparently misappropriated funds constituted retirement savings and/or life insurance proceeds from deceased spouses, according to the SEC. According to the SEC's complaint, 'since at least 2008, on occasions when investors informed Richards that they had funds available to invest (such as from an IRA rollover or proceeds from a life insurance policy), Richards instructed the investors to write out checks to an entity called 'Blake Richards Investments,' a d/b/a entity, or another d/b/a used by Richards, 'BMO Investments.' Richards represented to the investors that he would invest their funds through his investment vehicle in life insurance, fixed income assets, variable annuities, or household-name stocks. Richards misappropriate much of the funds'.  Full Article

Ameriprise Financial Inc Declares Regular Quarterly Dividend; Announces Repurchase Of Common Stock
Monday, 22 Apr 2013 04:05pm EDT 

Ameriprise Financial Inc announced a $0.07 per share increase in its regular quarterly dividend to $0.52 per share payable on May 17, 2013 to shareholders of record as of May 6, 2013. The Company also announced repurchased 5.2 million shares of its common stock in the quarter for $360 million, partially offsetting the net share issuance in the quarter primarily due to compensation-related actions and market appreciation.  Full Article

The Securities Arbitration Law Firm of Klayman & Toskes Commences Investigation Into Sale Of REITs To Ameriprise Financial Inc Customers
Tuesday, 26 Mar 2013 06:22pm EDT 

The Securities Arbitration Law Firm of Klayman & Toskes (K&T), announced that it is commencing an investigation into the sale of real estate investment trust (REITs) products by Ameriprise Financial Inc to its customers. Ameriprise Financial was one of the sellers of non-traded REITs. Many investors purchased REITs at the recommendation of their full-service brokerage firm, like Ameriprise, who advised them that they were low risk, safe investments, thereby misrepresenting the product. In some cases, a substantial portion of a customer`s assets were placed in a single REIT, resulting in an unsuitable over-concentration in a single product. Consequently, REIT investors may be able to recover some of their losses by filing an individual securities arbitration claim against their full-service brokerage firm. Ameriprise customers who invested in REITs are encouraged to contact K&T to explore their legal rights and options. K&T has filed numerous securities arbitration claims with the Financial Industry Regulatory Authority`s ("FINRA") Arbitration Department relating to REITs, including claims against Ameriprise. The attorneys at K&T are dedicated to pursuing claims on behalf of investors who have suffered substantial losses. K&T, an experienced, qualified and nationally recognized securities litigation law firm, practices exclusively in the field of securities arbitration and litigation.  Full Article

MOVES-Goldman Sachs, JPMorgan, Warburg Pincus, Deutsche

(Adds Goldman Sachs, JPMorgan, Deutsche, Warburg Pincus, BNY Mellon, Ameriprise, Natixis, Neuberger Berman)

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