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Provider: S&P Capital IQ Factual Report
Provider: Reuters Investment Profile

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Capstone Financial Group Inc initiates plans to acquire national independent broker-dealer & RIA

Monday, 9 Dec 2013 11:58am EST 

Capstone Financial Group Inc:Says it has initiated plans to acquire a National Independent broker-dealer and RIA for the price of $2 million.Says the company is based in the New York Metropolitan area and completion of the acquisition is expected in early 2014.Says established in 1999, the national independent broker-dealer and RIA is licensed to offer securities and insurance products.Says the acquisition of the broker-dealer is contingent upon FINRA approval of a Rule 1017 Continuing Membership Application. 

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