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Scottrade Inc to pay $2.5 mln over flawed trading data-Reuters

Wednesday, 29 Jan 2014 12:57pm EST 

Scottrade Inc:Admits to breaking civil laws by providing incomplete trading data to federal regulators, and agreed to pay a $2.5 million fine to settle the case, officials said-Reuters.In a statement, Scottrade said the omissions in the trading data were inadvertent and the problem was fixed.The company is also retaining an independent consultant to review its record-keeping practices, the spokeswoman added. 

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7 Jul 2015