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U.S. Brokerage Regulators Morgan Stanley Over Bond Pricing Violations-Reuters


Thursday, 22 Aug 2013 10:17am EDT 

Reuters reported that Morgan Stanley will pay a $1 million fine and compensate harmed investors to settle civil charges that the bank failed to give customers the best market prices for some corporate and municipal bonds, U.S. brokerage regulators said. The bank agreed to settle the case without admitting or denying the charges by FINRA, which self-polices the brokerage industry. Morgan Stanley spokesman James Wiggins said the Company had cooperated with FINRA’s investigation.