Raymond James Financial Inc (RJF) Key Developments | Reuters.com
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Raymond James Financial Inc (RJF)

RJF on New York Consolidated

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24 Jun 2016
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Latest Key Developments (Source: Significant Developments)

First Financial Bank N.A. enters new brokerage relationship with Raymond James Financial Services
Monday, 13 Jun 2016 02:20pm EDT 

First Financial Bankshares Inc : First Financial Bank, N.A. announces new brokerage relationship with Raymond James Financial Services, Inc. .Current customers will continue to be served by existing brokerage advisors who will help facilitate transition to Raymond James.  Full Article

Raymond James Financial says entered into first amendment to credit agreement
Thursday, 9 Jun 2016 03:44pm EDT 

Raymond James Financial Inc :Entered into first amendment to credit agreement with respect to unsecured credit agreement dated as of August 6, 2015.  Full Article

Raymond James announces purchase of Mummert & Company
Wednesday, 1 Jun 2016 01:00am EDT 

Raymond James : Announces purchase of European corporate finance firm Mummert & Company . Melville mummert, managing partner of Mummert & Co, will serve as head of Raymond James’ European advisory business . Expanded investment banking capabilities in europe with acquisition of Mummert & Co corporate finance GMBH, based in Munich, Germany Further company coverage: [RJF.N] (((Bengaluru Newsroom: +1 646 223 8780))).  Full Article

Finra fines Raymond James $17 million for systemic anti-money laundering lapses
Wednesday, 18 May 2016 09:42am EDT 

Raymond James Financial Inc : Finra says it has fined Raymond James $17 million for systemic anti-money laundering compliance failures . Finra says Raymond james' former anti-money laundering compliance officer was also fined, and was suspended . Finra says Raymond james' growth from 2006-2014 was not matched by growth in its processes to prevent money laundering . Finra says company relied on "patchwork" of procedures and systems to detect suspicious activity, and "red flags" were missed . Finra calls failures "particularly concerning" because Raymond James had promised improvements after being sanctioned in 2012 . Finra says Raymond James failed to conduct required due diligence and periodic risk reviews for foreign financial institutions . Finra says Raymond James and linda busby, its former anti-money laundering compliance officer, did not admit wrongdoing.  Full Article

Raymond James Financial Inc declares quarterly cash dividend - Form 8-K
Wednesday, 19 Aug 2015 05:20pm EDT 

Raymond James Financial Inc:Declares quarterly cash dividend on shares of its common stock of $0.18 per share.Payable on Oct. 15, to shareholders of record on Oct. 1.  Full Article

Raymond James Financial Inc and other to eimburse $30 mln in fees - FINRA - Reuters
Sunday, 5 Jul 2015 08:00pm EDT 

Raymond James Financial Inc:Says Three major securities brokerages must collectively reimburse customers more than $30 million for failing to waive mutual fund sales charges for thousands of accounts belonging to charities and retirement investors, Wall Street's watchdog said - Reuters.Says Units of Wells Fargo & Co, Raymond James Financial Inc and LPL Financial Holdings Inc "failed to adequately supervise" the sale of mutual funds that offered sales charge waivers, the Financial Industry Regulatory Authority (FINRA) said in a statement.Says The firms, in settling the cases with FINRA, neither admitted nor denied the industry-funded regulator's allegations, FINRA said.Says A Wells Fargo spokesman declined to comment. Raymond James and LPL said in statements that they self-reported the problem to FINRA, which did not impose fines, given the firms extraordinary cooperation.Wells Fargo, Raymond James and LPL will pay affected customers an estimated $15 million, $8.7 million and $6.3 million, respectively.The errors at the three companies have affected a total of more than 50,000 accounts at the firms since at least 2009, FINRA said.  Full Article

Raymond James Financial Inc declares quarterly dividend
Saturday, 23 May 2015 11:51am EDT 

Raymond James Financial Inc:On May 21, declared a quarterly cash dividend on shares of its common stock of $0.18 per share, payable on July 15, to shareholders of record on July 1.  Full Article

Raymond James Financial Inc declares quarterly cash dividend - Form 8-K
Tuesday, 24 Feb 2015 05:34pm EST 

Raymond James Financial Inc:Declared quarterly dividend of $0.18 per share for each outstanding share of common stock of company.Dividend is payable on April 15 to shareholders of record on April 1.  Full Article

Raymond James Financial Inc declares quarterly cash dividend - Form 8-K
Thursday, 20 Nov 2014 05:16pm EST 

Raymond James Financial Inc:Quarterly cash dividend on shares of common stock of $0.18 per share, up from $0.16 per share in previous quarter.Payable on Jan. 15, 2015, to shareholders of record on Jan. 2, 2015.  Full Article

Raymond James Financial Inc declares quarterly cash dividend
Tuesday, 19 Aug 2014 08:00pm EDT 

Raymond James Financial Inc:Declares quarterly cash dividend on shares of common stock of $0.16 per share.Payable on Oct. 15 to shareholders of record on Oct. 1.  Full Article

BRIEF-Raymond James Financial April securities commissions and fees of $290 mln

* April securities commissions and fees of $290 million up 1 percent versus april 2015 but down 1 percent compared to march 2016