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FINRA Orders Bank of America Corp, Wells Fargo & Co To Pay More Than $5 Million-Reuters


Tuesday, 4 Jun 2013 11:01am EDT 

Reuters reported that The Financial Industry Regulatory Authority (FINRA), Wall Street's watchdog, has asked the brokerage arms of Wells Fargo & Co and Bank of America Corp to pay more than $5 million in reimbursement and fine for selling floating-rate bank loan funds. FINRA ordered Wells Fargo Advisors LLC to reimburse about $2 million and pay an additional $1.25 million in fine. It asked Bank of America's Merrill Lynch unit to reimburse about $1.1 million and pay $900,000 in fine. 

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