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United States

AllianceBernstein Holding LP (AB)

AB on New York Consolidated

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20 Sep 2017
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Summary

Name Age Since Current Position

Robert Zoellick

63 2017 Chairman of the Board of General Partner

Seth Bernstein

55 2017 President, Chief Executive Officer, Director of General Partner

John Weisenseel

57 2012 Chief Financial Officer, Senior Vice President of General Partner

Robert van Brugge

48 2011 Chairman and Chief Executive Officer of Bernstein Research Services of General Partner

James Gingrich

58 2011 Chief Operating Officer of General Partner

Laurence Cranch

70 2004 General Counsel of General Partner

Kate Burke

45 2016 Head of Human Capital and Chief Talent Officer of General Partner

Denis Duverne

63 1996 Director of General Partner

Anders Malmstrom

48 2017 Director of General Partner

Mark Pearson

58 2011 Director of General Partner

Ramon de Oliveira

62 2017 Independent Director of General Partner

Barbara Fallon-Walsh

62 2017 Independent Director of General Partner

Daniel Kaye

62 2017 Independent Director of General Partner

Biographies

Name Description

Robert Zoellick

Mr. Robert B. Zoellick is Chairman of the Board of General Partner of the Company. He has served as the eleventh President of the World Bank Group from 2007 to 2012. Previously, he served as Vice Chairman, International of the Goldman Sachs Group, Managing Director, and Chairman of Goldman Sachs’ Board of International Advisors from 2006 to 2007. Zoellick served as Deputy Secretary of the U.S. State Department from 2005 to 2006 and in the cabinet as U.S. Trade Representative from 2001 to 2005.

Seth Bernstein

Mr. Seth Bernstein is President, Chief Executive Officer, Director of General Partner of the Company. He was appointed as President and Chief Executive Officer of AB to provide services pursuant to an employment agreement effective May 1, 2017. From 2014 to 2017, Mr. Bernstein was Managing Director and Global Head of Managed Solutions and Strategy at JPMorgan Asset Management. In this role, he was responsible for the management of all discretionary assets within the Private Banking client segment. From 2012 to 2014, Mr. Bernstein was Managing Director and Global Head of Asset Management Solutions for JPMorgan Chase & Co. Among other roles, Mr. Bernstein was Managing Director and Global Head of Fixed Income & Currency from 2002 to 2012. Previously, Mr. Bernstein served as Chief Financial Officer at JPMorgan Chase’s investment management and private banking division. He is a member of the Board of Managers of Haverford College.

John Weisenseel

Mr. John C. Weisenseel is Chief Financial Officer, Senior Vice President of General Partner of the Company. He worked at The McGraw Hill Companies (“McGraw Hill”), where he served initially as Senior Vice President and Corporate Treasurer and, from 2007 to April 2012, as CFO of the firm’s Standard & Poor’s subsidiary. Prior to joining McGraw Hill, Mr. Weisenseel was Vice President and Corporate Treasurer for Barnes & Noble, Inc. Prior to joining Barnes & Noble, he spent ten years in various derivatives trading and financial positions at Citigroup. A Certified Public Accountant, Mr. Weisenseel also has worked at KPMG LLP.

Robert van Brugge

Mr. Robert P. van Brugge is Chairman and Chief Executive Officer of Bernstein Research Services of General Partner of the Company. Mr. van Brugge served as Global Director of Research from January 2008 to December 2011. He joined our firm in 2002 as a senior research analyst with Bernstein Research Services.

James Gingrich

Mr. James A. Gingrich is Chief Operating Officer of General Partner of the Company. He joined our firm in 1999 as a senior research analyst with Bernstein Research Services and has been our firm’s COO since December 2011. Prior to becoming COO, Mr. Gingrich held senior managerial positions in Bernstein Research Services, including Chairman and CEO from February 2007 to November 2011 and Global Director of Research from December 2002 to January 2007.

Laurence Cranch

Mr. Laurence E. Cranch is General Counsel of General Partner of the Company. Mr. Cranch was a partner of Clifford Chance, an international law firm. Mr. Cranch joined Clifford Chance in 2000 when Rogers & Wells, a New York law firm of which he was Managing Partner, merged with Clifford Chance.

Kate Burke

Ms. Kate C. Burke is Head of Human Capital and Chief Talent Officer of General Partner of the Company. She joined our firm in 2004 as an institutional equity salesperson with Bernstein Research Services and has held various managerial roles since that time. Prior to joining AB, Ms. Burke was a consultant at A.T. Kearney, where she focused on strategy, organizational design and change management.

Denis Duverne

Mr. Denis Duverne is Director of General Partner of the Company. He was appointed Chairman of the Board of AXA after having served as Deputy CEO of AXA and a member of the Board of Directors of AXA since April 2010, when AXA changed its governance structure. Mr. Duverne was a member of the AXA Management Board from February 2003 through April 2010. He was CFO of AXA from May 2003 through December 2009. From January 2000 to May 2003, Mr. Duverne served as Group Executive Vice President-Finance, Control and Strategy. Mr. Duverne joined AXA as Senior Vice President in 1995. He is a director of AXA Financial, AXA Equitable and various other privately-held subsidiaries and affiliates of the AXA Group.

Anders Malmstrom

Mr. Anders Malmstrom is Director of General Partner of the Company. He is the Senior Executive Vice President and Chief Financial Officer of AXA Financial, Inc. He is also Senior Executive Director and Chief Financial Officer of AXA Equitable Life Insurance Company as well as a member of the company’s executive committee. Malmstrom joined AXA in 2012 from AXA Winterthur in Switzerland, where he was a member of the Executive Board and head of the Life Department. Before joining AXA Winterthur in 2009, Malmstrom was head of product management, Group Life Insurance, at The Swiss Life Group in Zurich.

Mark Pearson

Mr. Mark Pearson is Director of General Partner of the Company. He was CEO and President of AXA Financial, and as Chairman and CEO of AXA Equitable. In September 2013, Mr. Pearson became President of AXA Equitable. In addition, he is a member of AXA's current Management Committee, as established in July 2016.

Ramon de Oliveira

Mr. Ramon de Oliveira is Independent Director of General Partner of the Company. He is the Managing Director of the consulting firm Investment Audit Practice, LLC. Previously, he held several executive positions at JPMorgan & Co. over the course of a 24-year tenure, including five years as the Chairman and Chief Executive Officer of JPMorgan Investment Management. He was also a member of the firm's Management Committee since its inception in 1995. De Oliveira is a director of AXA Financial, AXA Equitable and MONY Life Insurance Company of America.

Barbara Fallon-Walsh

Ms. Barbara Fallon-Walsh is Independent Director of General Partner of the Company. She has held several executive positions at The Vanguard Group between 1995 and her retirement in 2012. She previously served in executive positions at Security Pacific Bank Corporation, which merged with Bank of America in 1992. Fallon-Walsh is a director of AXA Financial, AXA Equitable and MONY Life Insurance Company of America. She formerly served as a director of AXA Investment Managers S.A., AXA IM Inc. and AXA Rosenberg Group LLC.

Daniel Kaye

Mr. Daniel G. Kaye is Independent Director of General Partner of the Company. He has served as Interim Chief Financial Officer and Treasurer of HealthEast Care System from January 2013 to May 2014. Kaye retired from Ernst & Young LLP in 2012 after a 35-year career, including 25 years as an audit partner, during which he gained extensive financial services experience. Kaye is a director of AXA Financial, AXA Equitable, MONY Life Insurance Company of America and AXA Insurance Company.