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United States

Eaton Vance Corp (EV)

EV on New York Consolidated

48.66USD
25 Sep 2017
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Summary

Name Age Since Current Position

Thomas Faust

59 2007 Chairman of the Board, President, Chief Executive Officer

Laurie Hylton

50 2017 Chief Financial Officer

Brian Langstraat

48 2014 Director, Chief Executive Officer of Parametric Portfolio Associates LLC

Matthew Witkos

50 2007 President of Eaton Vance Distributors, Inc.

Julie Rozen

44 2017 Chief Accounting Officer

Jeffrey Beale

60 2000 Vice President, Chief Administrative Officer

Frederick Marius

53 2008 Vice President, Chief Legal Officer, Secretary

Edward Perkin

45 2014 Vice President and Chief Equity Investment Officer - Eaton Vance Management

Payson Swaffield

61 2007 Vice President and Chief Income Investment Officer of Eaton Vance Management

Leo Higdon

70 2000 Lead Independent Director

Ann Berman

64 2006 Independent Director

Dorothy Puhy

65 2006 Independent Director

Winthrop Smith

67 2004 Independent Director

Richard Spillane

67 2009 Independent Director

Daniel Cataldo

Director of Investor Relations

Biographies

Name Description

Thomas Faust

Mr. Thomas E. Faust, Jr., is Chairman of the Board, President, Chief Executive Officer of the company. He has served as Chairman of the Board and Chief Executive Officer since November 2007. Mr. Faust was elected President of the Company in January 2006 and served as Chief Investment Officer of Eaton Vance Management from November 2001 until October 2007. He was Executive Vice President of the Company from January 2000 through January 2006 and a Vice President of Eaton Vance Management from December 1987 to January 2000. He has been a Director of the Company since January 2002. Mr. Faust serves as a member of the Executive and Management Committees established by the Company’s Board of Directors.

Laurie Hylton

Ms. Laurie G. Hylton, CPA serves as Chief Financial Officer of the Company. She was Vice President since June 1994 and Chief Accounting Officer since October 1997 of Eaton Vance Corp. She was the Internal Auditor of the Company from June 1994 to October 1997. Ms. Hylton is a member of the Company’s Management Committee.

Brian Langstraat

Mr. Brian D. Langstraat is Director of Eaton Vance Corp., since July 9, 2014 and Chief Executive Officer of Parametric Portfolio Associates LLC subsidiary of the company. He has served as Chief Executive Officer of Parametric Portfolio Associates LLC (“Parametric”), a majority owned subsidiary of the Company, since June 2001. He was Managing Director and Chief Operating Officer of Parametric from 1997 to May 2001. He has served as a Director of the Company since July 2014. Based on Mr. Langstraat’s extensive business experience and position as Chief Executive Officer of Parametric, the Company’s Board of Directors concluded that Mr. Langstraat should serve as a Director of Eaton Vance Corp.

Matthew Witkos

Mr. Matthew J. Witkos is President - Eaton Vance Distributors, Inc., subsidiary of Eaton Vance Corp., since May 2007. He has served as President of Eaton Vance Distributors, Inc. (“EVD”), a wholly owned subsidiary of the Company, since May 2007. Mr. Witkos is a member of the Company’s Management Committee.

Julie Rozen

Ms. Julie Rozen serves as Chief Accounting Officer of the Company. She joined the Company on January 3, 2017. Prior to joining the Company she served as an auditor in several positions at Deloitte & Touche LLP dating back to 2001. She most recently was a Managing Director since September 2015, and prior to that was a Senior Manager from 2006 to 2015. Ms. Rozen is a Certified Public Accountant, a graduate of Bates College and holds an MBA and Masters in Accounting from Northeastern University. She is also a member of both the American Institute for Certified Public Accountants and Massachusetts Society of Certified Public Accountants.

Jeffrey Beale

Mr. Jeffrey P. Beale is Vice President, Chief Administrative Officer of the company. He has been a Vice President of Eaton Vance Management since August 1998 and a Vice President and Chief Administrative Officer of the Company since January 2000. Mr. Beale is a member of the Company’s Management Committee.

Frederick Marius

Mr. Frederick S. Marius is Vice President, Chief Legal Officer, Secretary of the company. He has been a Vice President and attorney with Eaton Vance Management since April 2004 and Chief Legal Officer of the Company since June 2008. Mr. Marius has also been a Vice President and Secretary of the Company since November 2007, and was also Deputy Chief Legal Officer of the Company from November 2007 to June 2008. Mr. Marius is a member of the Company’s Management Committee.

Edward Perkin

Mr. Edward J. Perkin is Vice President and Chief Equity Investment Officer - Eaton Vance Management of the company since April 2014. Mr. Perkin joined Eaton Vance from Goldman Sachs Asset Management, an investment and advisory solutions firm, where he had been Chief Investment Officer of International and Emerging Markets Equity since August 2012 and was Chief Investment Officer of European Equity and lead portfolio manager for European Equity from April 2008 through August 2012. Mr. Perkin is a member of the Company’s Management Committee.

Payson Swaffield

Mr. Payson F. Swaffield is Vice President and Chief Income Investment Officer - Eaton Vance Management of the company. He has been a Vice President of Eaton Vance Management since January 1992 and the Chief Income Investment Officer of Eaton Vance Management since November 2007. Mr. Swaffield is a member of the Company’s Management Committee.

Leo Higdon

Mr. Leo I. Higdon, Jr., is Lead Independent Director of Eaton Vance Corp., since January 2000. He serves as a member of the Compensation and Executive Committees established by the Company’s Board of Directors. Mr. Higdon served as President of Connecticut College from June 2006 to December 2013 and as President of the College of Charleston from September 2001 to June 2006. Mr. Higdon has been a Director of HealthSouth Corporation since 2004, where he is currently Chairman of the Board. Mr. Higdon has also served as a Director of Citizens Financial Group, Inc. since September 2014. Mr. Higdon’s extensive leadership experience at Connecticut College and the College of Charleston provides him with valuable insight on running large organizations. This experience led the Company’s Board of Directors to conclude he should serve as a Director of Eaton Vance Corp.

Ann Berman

Ms. Ann E. Berman is Independent Director of Eaton Vance Corp since January 2006. She is Chairwoman of the Audit Committee and serves as a member of the Compensation and Nominating and Governance Committees established by the Company’s Board of Directors. Ms. Berman served as a Senior Advisor at Harvard University from April 2006 to June 2009 and served as Harvard University’s Vice President for Finance and Chief Financial Officer from October 2002 to April 2006. Ms. Berman has also been a Director of Loews Corporation since 2006 and Cantel Medical Corp. since March 2011. Ms. Berman’s extensive financial experience, including that of Chief Financial Officer at Harvard University, led the Company’s Board of Directors to conclude that Ms. Berman should serve as a Director of Eaton Vance Corp.

Dorothy Puhy

Ms. Dorothy E. Puhy is Independent Director of Eaton Vance Corp. She has served as a Director of the Company since April 2006. She is Chairwoman of the Nominating and Governance Committee established by the Company’s Board of Directors and serves as a member of the Audit Committee. Ms. Puhy has served as Executive Vice President and Chief Operating Officer of Dana-Farber Cancer Institute, a cancer treatment and research center, since July 2012. Prior to taking the role of Chief Operating Officer, Ms. Puhy served as Chief Financial Officer of Dana-Farber Cancer Institute from March 2004 until July 2012. Ms. Puhy has been a Director of Abiomed, Inc. since 2003, where she is currently lead independent Director. Ms. Puhy has also served as a Director of Blue Cross Blue Shield of Massachusetts since September 2012. Ms. Puhy’s extensive experience in the areas of finance, strategic planning and business led the Company’s Board of Directors to conclude that Ms. Puhy should serve as a Director of Eaton Vance Corp.

Winthrop Smith

Mr. Winthrop H. Smith, Jr. is Independent Director of Eaton Vance Corp., since April 2004. He is Chairman of the Compensation Committee and serves as a member of the Nominating and Governance and Audit Committees established by the Company’s Board of Directors. Mr. Smith has served as Chairman of Summit Ventures LLC, a private investment firm, since October 2001. Mr. Smith has also been a Director of AGF Management Ltd. since 2002. He was formerly an Executive Vice President of Merrill Lynch & Co., a wealth management firm. Mr. Smith’s financial and leadership experience at Merrill Lynch & Co. provides him with valuable insights on running a large, complex financial services company with diverse worldwide operations. The Board concluded that Mr. Smith should serve as a Director of Eaton Vance Corp. based upon that experience.

Richard Spillane

Mr. Richard A. Spillane, Jr., is Independent Director of Eaton Vance Corp., since April 2009. He has served as a Director of the Company since April 2009. He serves as a member of the Executive, Nominating and Governance, and Compensation Committees established by the Company’s Board of Directors. Mr. Spillane has been an Adjunct Professor at Babson College since 2008. Mr. Spillane held a variety of positions during his 20-year career at Fidelity Investments, and most recently served as President of Strategic Advisors Inc., a Registered Investment Advisor subsidiary of Fidelity Investments, from 2005 to 2007. Mr. Spillane’s experience at Fidelity Investments provides him with valuable insights into the financial services industry. The Board concluded that Mr. Spillane should serve as a Director of Eaton Vance Corp. based upon that experience.

Daniel Cataldo

Basic Compensation

Name Fiscal Year Total

Thomas Faust

9,186,070

Laurie Hylton

2,421,710

Brian Langstraat

8,751,980

Matthew Witkos

5,656,880

Julie Rozen

--

Jeffrey Beale

2,157,200

Frederick Marius

--

Edward Perkin

4,592,530

Payson Swaffield

6,069,530

Leo Higdon

234,124

Ann Berman

235,724

Dorothy Puhy

228,224

Winthrop Smith

228,124

Richard Spillane

212,424

Daniel Cataldo

--
As Of  30 Oct 2016

Options Compensation

Name Options Value

Thomas Faust

1,968,449 26,263,010

Laurie Hylton

31,864 184,285

Brian Langstraat

38,012 395,428

Matthew Witkos

31,986 571,504

Julie Rozen

0 0

Jeffrey Beale

80,000 1,340,120

Frederick Marius

0 0

Edward Perkin

0 0

Payson Swaffield

107,988 649,152

Leo Higdon

0 0

Ann Berman

0 0

Dorothy Puhy

0 0

Winthrop Smith

0 0

Richard Spillane

0 0

Daniel Cataldo

0 0