Edition:
United States

Voya Prime Rate Trust (PPR)

PPR on New York Consolidated

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20 Oct 2017
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Summary

Name Age Since Current Position

John Boyer

63 2014 Independent Chairman of the Board of Trustees

Shaun Mathews

61 2006 President, Chief Executive Officer, Trustee

Todd Modic

49 2005 Chief/Principal Financial Officer, Senior Vice President, Assistant Secretary

Michael Roland

58 2012 Executive Vice President

Stanley Vyner

66 2009 Executive Vice President, Chief Investment Risk Officer

Daniel Norman

59 1997 Senior Vice President, Treasurer

Kimberly Anderson

52 2003 Senior Vice President

Jeffrey Bakalar

57 1999 Senior Vice President

Elliot Rosen

63 2002 Senior Vice President

Robert Terris

46 2006 Senior Vice President

Kevin Gleason

50 2012 Chief Compliance Officer

Maria Anderson

58 2004 Vice President

Fred Bedoya

44 2016 Vice President

Lauren Bensinger

63 2003 Vice President

Sara Donaldson

57 2014 Vice President

Micheline Faver

39 2016 Vice President

Robyn Ichilov

49 2012 Vice President

Jason Kadavy

41 2012 Vice President

Kimberly Springer

59 2006 Vice President

Craig Wheeler

48 2013 Vice President

Huey Falgout

53 2003 Secretary

Paul Caldarelli

65 2010 Assistant Secretary

Theresa Kelety

54 2003 Assistant Secretary

Colleen Baldwin

56 2007 Independent Trustee

Patricia Chadwick

68 2006 Independent Trustee

Peter Drotch

75 2007 Independent Trustee

Martin Gavin

67 2015 Independent Trustee

Russell Jones

72 2013 Independent Trustee

Patrick Kenny

74 2005 Independent Trustee

Joseph Obermeyer

59 2013 Independent Trustee

Sheryl Pressler

66 2006 Independent Trustee

Christopher Sullivan

63 2015 Independent Trustee

Roger Vincent

71 2002 Independent Trustee

Biographies

Name Description

John Boyer

Mr. John V. Boyer is Independent Chairman of the Board of Trustees of the Company. He has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 2005. He also has served as the Chairperson of the Fund’s Board of Trustees since January 22, 2014 and, prior to that, as the Chairperson of the Fund’s Investment Review Committee F since 2006. Prior to that, he served as the Chairperson of the Compliance Committee for other funds in the Voya family of funds. Since 2008, Mr. Boyer has been President and CEO of the Bechtler Arts Foundation for which, among his other duties, Mr. Boyer oversees all fiduciary aspects of the Foundation and assists in the oversight of the Foundation’s endowment fund. Previously, he served as President and Chief Executive Officer of the Franklin and Eleanor Roosevelt Institute (2006-2007) and as Executive Director of The Mark Twain House & Museum (1989-2006) where he was responsible for overseeing business operations, including endowment funds. He also served as a board member of certain predecessor mutual funds of the Voya family of funds (1997-2005). Mr. Boyer holds a B.A. from the University of California, Santa Barbara and an M.F.A. from Princeton University.

Shaun Mathews

Mr. Shaun P. Mathews serves as President, Chief Executive Officer, Trustee of the Company. He also is President and Chief Executive Officer of Voya Investments, LLC since 2006). Mr. Mathews previously served as President of Voya Mutual Funds and Investment Products (2004-2006) and several other senior management positions in various aspects of the financial services business.

Todd Modic

Mr. Todd Modic serves as Senior Vice President, Chief/Principal Financial Officer, Assistant Secretary of the Company. He is Senior Vice President, Voya Investments, LLC and Voya Funds Services, LLC (April 2005 – Present).

Michael Roland

Mr. Michael J. Roland serves as Executive Vice President of the Company. He is Managing Director and Chief Operating Officer, Voya Investments, LLC and Voya Funds Services, LLC (March 2012 – Present). Formerly, Chief Compliance Officer, Directed Services LLC and Voya Investments, LLC (March 2011 – December 2013); Executive Vice President and Chief Operating Officer, Voya Investments, LLC and Voya Funds Services, LLC (January 2007 – April 2012) and Chief Compliance Officer, Voya Family of Funds (March 2011 – February 2012).

Stanley Vyner

Mr. Stanley D. Vyner serves as Executive Vice President, Chief Investment Risk Officer of the Company. He is Executive Vice President, Voya Investments, LLC (July 2000 – Present) and Chief Investment Risk Officer, Voya Investments, LLC (January 2003 – Present).

Daniel Norman

Mr. Daniel A. Norman serves as Senior Vice President, Treasurer of the Company. He is Managing Director and Group Head, Voya Investment Management Co. LLC (January 2012 – Present).

Kimberly Anderson

Ms. Kimberly A. Anderson serves as Senior Vice President of the Company. She is Managing Director and Group Head, Voya Investment Management Co. LLC (January 2012 – Present).

Jeffrey Bakalar

Mr. Jeffrey A. Bakalar serves as Senior Vice President of the Company. He is Managing Director and Group Head, Voya Investment Management Co. LLC (January 2012 – Present).

Elliot Rosen

Mr. Elliot A. Rosen serves as Senior Vice President of the Company. He is Senior Vice President, Voya Investment Management Co. LLC (February 1999 – Present).

Robert Terris

Mr. Robert Terris serves as Senior Vice President of the Company. He is Senior Vice President, Head of Division Operations, Voya Investments, LLC (October 2015 – Present) and Voya Funds Services, LLC (March 2006 – Present).

Kevin Gleason

Mr. Kevin M. Gleason is Chief Compliance Officer of the Company. He is Senior Vice President Voya Investment Management, LLC and Chief Compliance Officer, Voya Family of Funds (February 2012- Present). Formerly, Assistant General Counsel and Assistant Secretary, The Northwestern Mutual Life Insurance Company, (June 2004 – January 2012).

Maria Anderson

Ms. Maria M. Anderson serves as Vice President of the Company. She is Vice President, Voya Investments, LLC (October 2015 – Present) and Voya Funds Services, LLC (September 2004 – Present).

Fred Bedoya

Mr. Fred Bedoya is Vice President of the Company. He is Vice President, Voya Investments, LLC (October 2015 – Present) and Voya Funds Services, LLC (July 2012 – Present). Formerly, Assistant Vice President – Director, Voya Funds Services, LLC (March 2003 – March 2012).

Lauren Bensinger

Ms. Lauren D. Bensinger is Vice President of the Company. She is Vice President, Voya Funds Services, LLC (February 1996 – Present) and Voya Investments, LLC (October 2004 – Present); Vice President and Money Laundering Reporting Officer, Voya Investments Distributor, LLC (April 2010 – Present). Anti-Money Laundering Compliance Officer, Voya Financial, Inc. (January 2013 – Present); and Money Laundering Reporting Officer, Voya Investment Management Trust Co. (October 2012 – Present).

Sara Donaldson

Ms. Sara M. Donaldson is Vice President of the Company. She is Vice President, Voya Investments, LLC (October 2015 – Present). Formerly, Vice President, Voya Funds Services, LLC (April 2014 – October 2015). Formerly, Director, Compliance, AXA Rosenberg Global Services, LLC (September 1997 – March 2014).

Micheline Faver

Ms. Micheline S. Faver is Vice President of the Company. She is Vice President, Head of Fund Compliance, Voya Investments, LLC and Chief Compliance Officer for Voya Investments, LLC and Directed Services LLC (June 2016 – Present). Formerly, Vice President Mutual Fund Compliance (March 2014 – June 2016); Assistant Vice President, Mutual Fund Compliance (May 2013 – March 2014); Assistant Vice President, Senior Project Manager (May 2008 – May 2013).

Robyn Ichilov

Ms. Robyn L. Ichilov is Vice President of the Company. She is Vice President, Voya Funds Services, LLC (November 1995 – Present) and Voya Investments, LLC (August 1997 – Present). Formerly, Treasurer, Voya Family of Funds (November 1999 – February 2012).

Jason Kadavy

Mr. Jason Kadavy is Vice President of the Company. He is Vice President, Voya Investments, LLC (October 2015 – Present) and Voya Funds Services, LLC (July 2007 – Present).

Kimberly Springer

Ms. Kimberly K. Springer is Vice President of the Company. She is Vice President – Mutual Fund Product Development, Voya Investments, LLC (July 2012 – Present); Vice President, Voya Family of Funds (March 2010 – Present) and Vice President, Voya Funds Services, LLC (March 2006 – Present). Formerly Managing Paralegal, Registration Statements (June 2003 – July 2012).

Craig Wheeler

Mr. Craig Wheeler is Vice President of the Company. He is Vice President – Director of Tax, Voya Investments, LLC (October 2015 – Present). Formerly, Vice President – Director of Tax, Voya Funds Services, LLC (March 2013 – October 2015). Formerly, Assistant Vice President – Director of Tax, Voya Funds Services, LLC (March 2008 – February 2013).

Huey Falgout

Mr. Huey P. Falgout, Jr. serves as Secretary of the Company. He is Senior Vice President and Chief Counsel, Voya Investment Management – Mutual Fund Legal Department (March 2010 – Present).

Paul Caldarelli

Mr. Paul A. Caldarelli is Assistant Secretary of the Company. He is Vice President and Senior Counsel, Voya Investment Management – Mutual Fund Legal Department (March 2010 – Present).

Theresa Kelety

Ms. Theresa K. Kelety serves as Assistant Secretary of the Company. She is Vice President and Senior Counsel, Voya Investment Management – Mutual Fund Legal Department (March 2010 – Present).

Colleen Baldwin

Ms. Colleen D. Baldwin is Independent Trustee of the Company. She also has served as the Chairperson of the Board’s Domestic Equity Funds Investment Review Committee (“DE IRC”) since 2014 and, prior to that, as the Chairperson of the Board’s Nominating and Governance Committee since 2009. Ms. Baldwin is currently an Independent Director of DSM/Dentaquest and is a member of its Audit and Finance/Investment Review Committees. Ms. Baldwin has been President of Glantuam Partners, LLC, a business consulting firm, since 2009. Prior to that, she served in senior positions at the following financial services firms: Chief Operating Officer for Ivy Asset Management, Inc. (2002-2004), a hedge fund manager; Chief Operating Officer and Head of Global Business and Product Development for AIG Global Investment Group (1995-2002), a global investment management firm; Senior Vice President at Bankers Trust Company (1994-1995); and Senior Managing Director at J.P. Morgan & Company (1987-1994). Ms. Baldwin began her career in 1981 at AT&T/Bell Labs as a systems analyst. Ms. Baldwin holds a B.S. from Fordham University and an M.B.A. from Pace University.

Patricia Chadwick

Ms. Patricia W. Chadwick serves as Independent Trustee of the Company. She also has served as the Chairperson of the Board’s I/B/F IRC since 2014 and, prior to that, as the Chairperson of the Board’s DE IRC since 2007. Since 2000, Ms. Chadwick has been the Founder and President of Ravengate Partners LLC, a consulting firm that provides advice regarding financial markets and the global economy. She also is a director of The Royce Funds (since 2009), Wisconsin Energy Corp. (since 2006), and AMICA Mutual Insurance Company (since 1992). Previously, she served in senior roles at several major financial services firms where her duties included the management of corporate pension funds, endowments, and foundations, as well as management responsibilities for an asset management business. Ms. Chadwick holds a B.A. from Boston University and is a Chartered Financial Analyst.

Peter Drotch

Mr. Peter S. Drotch serves as Independent Trustee of the Company. He has also served as the Chairperson of the Board’s Audit Committee since January 1, 2015. Prior to his retirement in 2000, he was a partner at the accounting firm of PricewaterhouseCoopers LLP, where he was the leader of the firm’s U.S. Investment Management practice group and a member of its global leadership team where he acquired extensive experience with respect to audits and other financial matters relating to registered investment companies. Since his retirement, he also has served on the boards of registered investment companies in other fund complexes (the State Street Research Funds and BlackRock Funds) from 2005 to 2007 and as a consultant with respect to investment company regulatory compliance matters. Mr. Drotch is also a Director of First Marblehead Corporation (student loans), Tufts Health Plan (health insurance), and the University of Connecticut Foundation, Inc. Mr. Drotch holds a B.S. from the University of Connecticut and is a retired Certified Public Accountant.

Martin Gavin

Mr. Martin J. Gavin is Independent Trustee of the Company. He previously served as a Trustee of the Fund from May 21, 2013 until September 12, 2013, and as a board member of other investment companies in the Voya family of funds from 2009 until 2010 and from 2011 until September 12, 2013. Mr. Gavin was the President and Chief Executive Officer of the Connecticut Children’s Medical Center from 2006 to 2015. Prior to his position at Connecticut Children’s Medical Center, Mr. Gavin worked in the insurance and investment industries for more than 27 years. Mr. Gavin served in several senior executive positions with The Phoenix Companies during a 16 year period, including as President of Phoenix Trust Operations, Executive Vice President and Chief Financial Officer of Phoenix Duff & Phelps, a publicly-traded investment management company, and Senior Vice President of Investment Operations at Phoenix Home Life. Mr. Gavin holds a B.A. from the University of Connecticut.

Russell Jones

Mr. Russell H. Jones is Independent Trustee of the Company. He is a board member of other investment companies in the Voya family of funds since December 2007. He has also served as Chairperson of the Board’s Compliance Committee since January 23, 2014. From 1973 until his retirement in 2008, Mr. Jones served in various positions at Kaman Corporation, an aerospace and industrial distribution manufacturer, including Senior Vice President, Chief Investment Officer and Treasurer, Principal Investor Relations Officer, Principal Public Relations Officer, and Corporate Parent Treasurer. Mr. Jones served as an Independent Director and Chair of the Contracts Committee for CIGNA Mutual Funds from 1995 until 2005. Mr. Jones also served as President of the Hartford Area Business Economists from 1986 until 1987. Mr. Jones holds a B.A. from the University of Connecticut and an M.A. from the Hartford Seminary.

Patrick Kenny

Mr. Patrick W. Kenny is Independent Trustee of the Company. He also has served as the Chairperson of the Board’s Nominating and Governance Committee since January 23, 2014 and, prior to that, Chairperson of the Board’s Compliance Committee since 2006. He previously served as President and Chief Executive Officer (2001-2009) of the International Insurance Society (insurance trade association), Executive Vice President (1998-2001) of Frontier Insurance Group (property and casualty insurance company), Senior Vice President (1995-1998) of SS&C Technologies (software and technology company), Chief Financial Officer (1988-1994) of Aetna Life & Casualty Company (multi-line insurance company), and as Partner (until 1988) of KPMG (accounting firm). Mr. Kenny currently serves (since 2004) on the board of directors of Assured Guaranty Ltd. (provider of financial guaranty insurance) and previously served on the boards of Odyssey Re Holdings Corporation (multi-line reinsurance company) (2006-2009) and of certain predecessor mutual funds of the Voya family of funds (2002-2005). Mr. Kenny holds a B.B.A. from the University of Notre Dame and an M.A. degree from the University of Missouri and is a Certified Public Accountant.

Joseph Obermeyer

Mr. Joseph E. Obermeyer is Independent Trustee of the Company. He is a board member of other investment companies in the Voya family of funds since 2003. He has also served as the Chairperson of the Board’s Joint Investment Review Committee (“Joint IRC”) since January 23, 2014. Mr. Obermeyer is the founder and President of Obermeyer & Associates, Inc., a provider of financial and economic consulting services since 1999. Prior to founding Obermeyer & Associates, Mr. Obermeyer had more than 15 years of experience in accounting, including serving as a Senior Manager at Arthur Andersen LLP from 1995 until 1999. Previously, Mr. Obermeyer served as a Senior Manager at Coopers & Lybrand LLP from 1993 until 1995, as a Manager at Price Waterhouse from 1988 until 1993, a Second Vice President from 1985 until 1988 at Smith Barney, and as a consultant with Arthur Andersen & Co. from 1984 until 1985. Mr. Obermeyer holds a B.A. in Business Administration from the University of Cincinnati, an M.B.A. from Indiana University, and post graduate certificates from the University of Tilburg and INSEAD.

Sheryl Pressler

Ms. Sheryl K. Pressler is Independent Trustee of the Company. She also has served as the Chairperson of both the Board’s Contracts Committee and Contracts Sub-Committee since 2007 and 2014, respectively. Ms. Pressler has served as a consultant on financial matters since 2001. Previously, she held various senior positions involving financial services, including as Chief Executive Officer (2000-2001) of Lend Lease Real Estate Investments, Inc. (real estate investment management and mortgage servicing firm), Chief Investment Officer (1994-2000) of California Public Employees’ Retirement System (state pension fund), Director of Stillwater Mining Company (2002 –2013), and Director of Retirement Funds Management (1981-1994) of McDonnell Douglas Corporation (aircraft manufacturer). Ms. Pressler holds a B.A. from Webster University and an M.B.A. from Washington University.

Christopher Sullivan

Mr. Christopher P. Sullivan is Independent Trustee of the Company. He retired from Fidelity Management & Research in October 2012, following three years as first the President of the Bond Group and then the Head of Institutional Fixed Income. Previously, Mr. Sullivan served as Managing Director and Co-Head of U.S. Fixed Income at Goldman Sachs Asset Management (2001-2009) and prior to that, Senior Vice President at PIMCO (1997-2001). He currently serves as a Director of Rimrock Funds (since 2013), a fixed income hedge fund. He is also a Senior Advisor to Asset Grade (since 2013), a private wealth management firm, and serves as a Trustee of the Overlook Foundation, a foundation that supports Overlook Hospital in Summit, New Jersey. In addition to his undergraduate degree from the University of Chicago, Mr. Sullivan holds an M.A. degree from the University of California at Los Angeles and is a Chartered Financial Analyst.

Roger Vincent

Mr. Roger B. Vincent, Sr. serves as Independent Trustee of the Company. He also has served as the Chairperson of the Board’s Board of Trustees from 2007 until 2014 and, prior to that, as the Chairperson of the Board’s Contracts Committee and the DE IRC. Mr. Vincent previously served as the Chairperson of the Contracts Committee and the DE IRC with respect to other funds in the Voya family of funds. Mr. Vincent retired as President of Springwell Corporation (a corporate finance firm) in 2011 where he had worked since 1989. He is a Director of UGI Corporation and UGI Utilities, Inc. (since 2006). He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership. He also previously served as a Director of AmeriGas Partners, L.P. (1998-2006), Tatham Offshore, Inc. (1996-2000), and Petrolane, Inc. (1993-1995), and as a board member of certain predecessor funds of the Voya family of funds (1993-2002). Mr. Vincent is a member of the board of the Mutual Fund Directors Forum and a past Director of the National Association of Corporate Directors. Mr. Vincent holds a B.S. from Yale University and an M.B.A from Harvard University.