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Founder Securities Co Ltd (601901.SS)

601901.SS on Shanghai Stock Exchange

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Tue, Jan 10 2017

BRIEF-Founder Securities' Dec net loss at 137.1 mln yuan

* Says December net loss at 137.1 million yuan ($19.81 million)

BRIEF-Founder Securities receives administrative order

* Says it received an administrative order from Hunan Regulatory Bureau of China Securities Regulatory Commission, regarding customer commission management and securities investment consulting agreement

BRIEF-Founder Securities receives penalty decision from securities regulator

* Says it receives penalty decision from China's securities regulator for lack of due diligence when connecting to external trading systems

BRIEF-Founder Securities issues 6 bln yuan bonds with coupon rate at 3.7 pct

* Says it issued 6 billion yuan bonds with coupon rate at 3.7 percent

BRIEF-Founder Securities' Oct net profit at 79.2 mln yuan

Further company coverage: ($1 = 6.7541 Chinese yuan renminbi) (Reporting by Hong Kong newsroom)

BRIEF-Founder Securities issues 2016 2nd tranche subordinated bonds of 3 bln yuan

* Says it completed issuing the 2016 2nd tranche subordinated bonds of 3 billion yuan with a term of three years

BRIEF-Founder Securities' 9-month net profit down 32.1 pct

Further company coverage: (Reporting by Hong Kong newsroom)

BRIEF-Founder Securities receives warning from regulator on stock recommendation by employee

* Says it receives warning letter from securities regulator regarding stock recommendation by employee

BRIEF-Founder Securities' prelim 9-mth profit falls 32.1 pct y/y

* Says preliminary 9-month net profit down 32.1 percent y/y at 2.7 billion yuan ($400.86 million)

BRIEF-Court freezes shareholder of Founder Securities' 1.8 bln shares

* Says Henan court freezes shareholder's 1.8 billion shares in the company for three years due to financial dispute

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