People: Hong Kong Exchanges and Clearing Ltd (0388.HK)

0388.HK on Hong Kong Stock

206.60HKD
3:59am EDT
Change (% chg)

HK$-1.00 (-0.48%)
Prev Close
HK$207.60
Open
HK$206.00
Day's High
HK$208.80
Day's Low
HK$205.40
Volume
3,571,910
Avg. Vol
12,236,495
52-wk High
HK$311.40
52-wk Low
HK$162.00

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Summary

Name Age Since Current Position

Chung-Kong Chow

64 2012 Non-Executive Independent Chairman of the Board

Xiaojia Li

54 2010 Chief Executive, Executive Director

Paul Kennedy

57 2013 Group Chief Financial Officer

James Henry Carre Ingrouille

44 2013 Chief Operating Officer

Tang Bill Chow

58 1993 Chief Technology Officer, Co-head of Information Technology

Wai Ching Cheng

49 2013 Group Head of Human Resources

David Graham

56 2013 Chief Regulatory Officer, Head - Listing

Garry Jones

56 2013 Co-head of Global Markets

Romnesh Lamba

51 2013 Co-Head - Global Markets

Chung Kwong Leung

51 2011 Co-head of Information Technology

Ketan Patel

36 2015 Group Risk Officer

Trevor Spanner

55 2014 Head - Global Clearing, Europe

Chi Kin Tai

52 2014 Head - Global Clearing, Asia

Kam Shing Mau

56 2000 Company Secretary and Head - Secretarial Services

Yuen Mei Fung

54 2015 Non-Executive Director

Rafael Gil-Tienda

62 2015 Non-Executive Director

Tze Ching Chan

58 2009 Non-Executive Independent Director

Timothy Freshwater

70 2012 Non-Executive Independent Director

John Harrison

58 2011 Non-Executive Independent Director

Zuliu Hu

52 2014 Non-Executive Independent Director

Chi Piu Kwok

62 2000 Non-Executive Independent Director

Kwan Ho Lee

59 2000 Non-Executive Independent Director

May Yee Leung Ko

62 2013 Independent Non-Executive Director

John McCulloch

56 2008 Non-Executive Independent Director

Sai Hung Wong

59 2003 Non-Executive Independent Director

Biographies

Name Description

Chung-Kong Chow

Hon. Sir. Chow Chung Kong (CK) has been appointed as Non-Executive Independent Chairman of the Board of Hong Kong Exchanges and Clearing Ltd. effective April 27, 2012. His other offices are - AIA Group Limited – independent non-executive director (2010~) Anglo American plc (listed on the London Stock Exchange and Johannesburg Stock Exchange) – independent non-executive director (2008~) The Hong Kong General Chamber of Commerce – chairman (2012~) The Hong Kong Jockey Club – steward (2011~) World Federation of Exchanges – director (2012~). His Past offices are Brambles Industries plc – chief executive (2001-2003) GKN plc – chief executive (1997-2001) MTR Corporation Limited – chief executive officer (2003-2011). His Qualifications include Chartered Engineer (The Institution of Chemical Engineers, UK) Bachelor of Science (Chemical Engineering) (University of Wisconsin, US) Master of Science (Chemical Engineering) (University of California, US) Master of Business Administration (The Chinese University of Hong Kong) Honorary Doctor of Engineering (The University of Bath, UK) Honorary Fellow (The Chinese University of Hong Kong, The Hong Kong Institution of Engineers, and The Institution of Engineering and Technology) Fellow (City & Guilds of London Institute, Hong Kong Academy of Engineering Sciences, The Chartered Institute of Logistics and Transport in Hong Kong, The Institution of Chemical Engineers, and The Royal Academy of Engineering).

Xiaojia Li

Mr. Li Xiaojia (Charles) is Chief Executive and Executive Director of Hong Kong Exchanges and Clearing Ltd. since January 16, 2010. His Other office includes China Entrepreneurs Forum – director (2005~). Past offices: Brown & Wood, New York – associate (1993-1994) China Vanke Co Ltd (listed on the Shenzhen Stock Exchange) – independent non-executive director (2008-2010) Davis Polk & Wardwell, New York – associate (1991-1993) J.P. Morgan China – chairman (2003-2009) Merrill Lynch China (1994-2003: president (1999-2003)) Shanghai Pudong Development Bank Co Ltd (listed on the Shanghai Stock Exchange) – independent non-executive director (2008-2010). Qualifications: Bachelor of Arts in English Literature (Xiamen University, China) Master of Arts in Journalism (University of Alabama, US) Juris Doctor (Columbia University, US).

Paul Kennedy

Mr. Paul Michael Kennedy is Group Chief Financial Officer of Hong Kong Exchanges and Clearing Ltd. since May 8, 2013. He will head the Finance Division and assume full responsibility for the financial and treasury functions of the HKEx group. He has over 30 years of experience in the financial services industry. He has spent most of his career in Asia, including over 15 years as a financial services partner with KPMG both in Hong Kong and as Managing Partner of KPMG’s Shanghai office from 2000 until 2005. From 2006 until 2010, Mr. Kennedy served as Chief Operating Officer of the Securities and Futures Commission and subsequently worked as a Managing Director within HSBC Hong Kong’s Global Banking Division. Most recently, since November 2012, Mr. Kennedy has been serving as a Special Adviser to HKEx’s Chief Executive with a focus on financial matters, including the integration of London Metal Exchange. Mr. Kennedy holds a Bachelor of Arts in Accounting and Financial Administration from the University of Bangor in the United Kingdom. He is a Fellow of the Hong Kong Institute of Certified Public Accountants and a Fellow of the Institute of Chartered Accountants in England and Wales.

James Henry Carre Ingrouille

Mr. James Henry Carre Ingrouille has been appointed as Chief Operating Officer of Hong Kong Exchanges and Clearing Limited. effective January 4, 2013. His Past offices: HKEx – Chief Administrative Officer (2012-2013) Morgan Stanley (1994-1997, 1999-2012: managing director (2006-2012); global head of collateral management (2008-2011)) Bankers Trust Company (Hong Kong) – Asia head, network management (1997-1999) London Stock Exchange – international relations analyst (1992-1994). Qualifications: Bachelor of Science in Computational Linguistics and Modern Languages (University of Manchester, UK).

Tang Bill Chow

Mr. Chow Tang Bill (Bill) serves as Chief Technology Officer and Co-head of Information Technology of Hong Kong Exchanges and Clearing Ltd. since May 1993. His experience as in Systek Information Technology Limited – senior project manager (1991-1993), Westpac Banking Corporation (Australia) – consultant applications engineer (1987-1991), China Light & Power Company Limited – senior systems analyst (1985-1987). He holds a Bachelor of Science (Computer Science & Chemistry) (Hong Kong University) and Master of Science (Electronic Commerce) (City University of Hong Kong).

Wai Ching Cheng

Ms. Cheng Wai Ching (Margaret) serves as Group Head of Human Resources of Hong Kong Exchanges and Clearing Ltd since August 2013. She has experience in The Hongkong and Shanghai Banking Corporation Limited (2001-2013: head of human resources, Hong Kong and global businesses, Asia Pacific (2011-2013), head of human resources, regional personal financial services & Hong Kong (2009-2011), head of human resources, China (2004-2009), head of human resources, treasury & capital markets, Asia Pacific (2002-2004), and head of human resources, investment banking division, Asia Pacific (2001-2002)), Bank of America – vice president, regional human resources (2001), JP Morgan – vice president, human resources (1997-2001), and Citibank – human resources manager (1993-1997). She holds Bachelor of Arts (Business Administration) (California State University, US) and Master of Business Administration (Kellogg School of Management, Northwestern University, US, and The Hong Kong University of Science and Technology).

David Graham

Mr. David Graham is Chief Regulatory Officer and Head - Listing of Hong Kong Exchanges And Clearing Ltd. since March 1, 2013. His Past offices: Nomura – global head of legal and general counsel, wholesale division (2011-2013) UBS (2004-2011: global/co-global general counsel (UBS Investment Bank) (2008-2011), group general counsel (Europe, Middle East and Africa) (2009-2011), and general counsel (Asia Pacific) (2004-2008)) Morgan Stanley – general counsel, Asia ex-Japan (2001-2004) Freshfields Bruckhaus Deringer LLP (1982-2001: partner (1991-2001)). Qualifications: Master of Arts in Jurisprudence (The University of Oxford, UK) Solicitor (Hong Kong, and England & Wales).

Garry Jones

Mr. Garry Peter Jones is Co-head of Global Markets of Hong Kong Exchanges and Clearing Limited. He was its Chief Executive - The London Metal Exchange, an indirect wholly owned subsidiary of the Company since September 30, 2013. Mr. Jones has over 30 years of experience in exchanges and financial services and was most recently the Chief Executive Officer of NYSE LIFFE and the Group Executive Vice President and Head of Global Derivatives for NYSE Euronext. Previously, he had been the Chief Executive Officer of Brokertec Europe and ICAP Electronic Broking after a career in trading and business management in the UK and the United States across a number of investment banks and hedge funds. Mr. Jones has been a member of the board of directors of the Qatar Exchange, LCH, Clearnet Group Limited and the Federation of European Securities Exchanges. He was a founder member of the Futures and Options Association’s European Industry Council and was a member of the senior level Practitioner Panel that advised The Financial Services Authority on new policy initiatives under the UK’s former regulatory regime. Mr. Jones holds Bachelor and Master of Arts degrees in Geology from Oxford University in the UK and a Master of Business Administration degree from Stanford University in the United States.

Romnesh Lamba

Mr. Romnesh Lamba has been appointed as Co-Head - Global Markets of Hong Kong Exchanges & Clearing Ltd. effective January 7, 2013. His Past offices: HKEx – Head of Market Development (2010-2013) J.P. Morgan (Hong Kong) – senior adviser, Asia ex-Japan corporate finance and capital markets business (2008-2010) Merrill Lynch (Asia Pacific) (2000-2008: managing director, investment banking, and chief operating officer of China origination business (2006-2008), and head of Asia energy and power team (2003- 2006)) Indosuez W.I. Carr Securities (Hong Kong) – head of equity capital markets and director, investment banking (1997-2000). Qualifications: Bachelor of Science in Economics (Magna Cum Laude) and Master of Business Administration (Distinction) (The Wharton School, University of Pennsylvania, US).

Chung Kwong Leung

Mr. Leung Chung Kwong (Richard) is Co-head of Information Technology of Hong Kong Exchanges and Clearing Ltd. since October 2011. He has experience in Chi-X Global – chief technology officer (2008-2011) Cicada Corporation – chief technology officer (1999-2008) and Telerate Inc – regional technical development manager, Asia Pacific (1985-1999). He holds a Master of Science (E-Commerce) (The Hong Kong Polytechnic University).

Ketan Patel

Mr. Ketan B. Patel is Group Risk Officer of Hong Kong Exchanges and Clearing Limited. effective 1 January 2015. Mr. Patel worked at the CME Group as Executive Director prior to joining HKEx. His other risk management roles encompassed exchange traded & OTC fixed income, currency and commodities products, as well as equity derivative products. Before entering the central counterparty clearing realm, Mr. Patel worked in various research and risk management roles in fixed income and equity financial products. Mr. Patel holds a Master of Business Administration degree from the University of Chicago, and a Bachelor degree in management from the Purdue University.

Trevor Spanner

Mr. Trevor William Spanner has been appointed as Head - Global Clearing, Europe of Hong Kong Exchanges and Clearing Limited. effect from 1 April 2014. He joined The London Metal Exchange (“LME”) in November 2012 as Head of Post Trade Services and became the Chief Executive Officer of LME Clear in 2013. Prior to joining LME, he had worked in EuroCCP, the European clearing subsidiary of the Depository Trust & Clearing Corporation (DTCC), and held senior management positions at Merrill Lynch Europe and UBS Global Operations. Mr Spanner holds a Bachelor degree from the University of Kent in the United Kingdom and is a Chartered Accountant.

Chi Kin Tai

Mr. Tai Chi Kin, is Head - Global Clearing, Asia of Hong Kong Exchanges and Clearing Limited effective 1 April 2014. Mr. Tai joined Hong Kong Futures Exchange Limited (“HKFE”) in 1998 as Head of Products. Since HKFE’s merger with The Stock Exchange of Hong Kong Limited under HKEx in 2000, Mr Tai has been involved in products and markets. He was appointed Co-head of the EFIC Business in 2013, after serving as Head of Derivatives Market Development and Operations until 2010 and Head of Trading Division from 2010 to 2013. Prior to joining HKFE, Mr Tai worked in the banking industry for more than 10 years and held various management positions in ABN-Amro Bank N.V., HSBC and Royal Bank of Canada. Mr Tai holds a Bachelor degree from the University of Hong Kong.

Kam Shing Mau

Mr. Mau Kam Shing (Joseph) is Company Secretary and Head - Secretarial Services of Hong Kong Exchanges and Clearing Ltd. since June 2000. Mr. Mau is a fellow member of The Hong Kong Institute of Company Secretaries, The Institute of Chartered Secretaries and Administrators, the Association of Chartered Certified Accountants and an associate member of the HKICPA. He holds a Master of Science (Business Administration) degree from the University of Bath, Master of Laws in Corporate and Financial Laws (The University of Hong Kong), Fellow (HKICS, The Institute of Chartered Secretaries and Administrators, and Association of Chartered Certified Accountants), Associate (HKICPA, and Institute of Chartered Accountants in England & Wales).

Yuen Mei Fung

Ms. Fung Yuen Mei, Anita has been appointed as Non-Executive Director of the Company, effective 29 April 2015. She was non-executive director of Bank of Communications Co., Ltd. from 2010-2015. She was non-executive director of Hang Seng Bank Limited (2011-2014); group general manager of HSBC Holdings plc (2008-2015); from 1996-2015: chief executive officer Hong Kong (2011-2015), head of global banking and markets, Asia Pacific (2010-2011), and treasurer and head of global markets, Asia Pacific (2005-2010)) of The Hongkong and Shanghai Banking Corporation Limited. She holds Bachelor of Social Science from The University of Hong Kong and Master of Applied Finance (Macquarie University, Australia).

Rafael Gil-Tienda

Mr. Rafael Gil-Tienda has been appointed as Non-Executive Director of the Company, effective 29 April 2015. He is independent non-executive director of China CITIC Bank International Limited since 2003; independent non-executive director of CITIC International Financial Holdings Limited since 2004; chairman of Asia Pacific region of Oliver Wyman since 2012. He holds Bachelor of Arts (Philosophy, Politics and Economics) (University of Oxford, UK) and Master of Business Administration (University of California, Berkeley, US).

Tze Ching Chan

Mr. Chan Tze Ching (Ignatius), CPA, BBS, JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Limited. since April 23, 2009. His Other offices: CVC Capital Partners Limited – senior adviser (2010~) Larry Jewelry International Company Limited – independent non-executive director (2012~) 1 Mongolian Mining Corporation – independent non-executive director (2010~) Rizal Commercial Banking Corporation (listed on The Philippine Stock Exchange, Inc.) – non-executive director (2011~) The Bank of East Asia, Limited – senior adviser (2009~). Past offices: Bank of China (Hong Kong) Limited – deputy chief executive (2008) Citigroup (1980-2007: Citigroup country officer for Hong Kong and head of corporate and investment banking business for Greater China (2005-2007), chief operating officer for Greater China (2004-2005), and Citigroup country officer for Taiwan (2003-2005)). Qualifications: Bachelor of Business Administration and Master of Business Administration (University of Hawaii, US) Certified Public Accountant (American Institute of Certified Public Accountants).

Timothy Freshwater

Mr. Timothy George Freshwater (Tim) has been appointed as Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. effective April 23, 2012. His Other offices are - Aquarius Platinum Limited (listed on the Australian Securities Exchange, Johannesburg Stock Exchange, and London Stock Exchange) – independent non-executive director (2006~) Chong Hing Bank Limited – independent non-executive director (1997~) COSCO Pacific Limited – independent non-executive director (2005~) Goldman Sachs (Asia) LLC – advisory director (2012~) Grosvenor Asia Pacific Limited – non-executive chairman (2008~) Savills plc (listed on the London Stock Exchange) – independent non-executive director (2012~) Swire Pacific Limited – independent non-executive director (2008~). Past offices: Goldman Sachs (Asia) LLC (2001-2012: director (2001-2012); vice chairman (2005-2012); and chairman, corporate finance (2001-2004)) HKEx – INED (2000-2006) Jardine Fleming (1996-2000: chairman (1999-2000)) Slaughter and May (1967-1996: head of worldwide corporate practice (1993-1996) and partner (1975-1996)). Qualifications: Solicitor (Hong Kong, and England & Wales) Bachelor of Laws and Master of Arts (University of Cambridge, UK).

John Harrison

Mr. John Barrie Harrison has been appointed as Non-Executive Independent Director of Hong Kong Exchanges and Clearing Limited. effective from April 20, 2011. His positions in other offices include: AIA Group Limited – independent non-executive director (2011~) AustralianSuper Pty Ltd – member of Asian Advisory Committee (2012~) BW Group Ltd – independent non-executive director (2010~). Past offices: KPMG (1977-2010: deputy chairman of KPMG International (2008-2010), chairman of KPMG’s Asia Pacific region and chairman of KPMG China and Hong Kong (2003-2009), and partner of KPMG Hong Kong (1987-2009)). Qualifications: Bachelor of Science (Mathematics) (Durham University, UK) Fellow (Institute of Chartered Accountants in England & Wales) Member (HKICPA).

Zuliu Hu

Dr. Hu Zuliu (Fred) is Non-Executive Independent Director of the Company. He is Hang Seng Bank Limited – independent non-executive director (2011) Lloyd’s – council member (2014) Primavera Capital Limited – founder and chairman (2011) SCMP Group Limited – independent non-executive director (2010) Shanghai Pudong Development Bank Co., Ltd. (listed on the Shanghai Stock Exchange) – external supervisor (2008) Sotheby’s Hong Kong Limited – advisor (2012) Tsinghua University – professor and co-director of National Center for Economic Research (1996). He was Goldman Sachs Group Inc. (1997-2010: chairman of Greater China (2008-2010) and managing director (2000-2010)) and International Monetary Fund, Washington DC – economist (1991-1996). He holds Master and Doctor of Philosophy (Economics) (Harvard University, US) and Master of Science (Engineering Science) (Tsinghua University, China).

Chi Piu Kwok

Dr. Kwok Chi Piu (Bill), JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. since April 3, 2000. His other offices include: HSBC Private Bank (Suisse) SA – non-executive director (2006~) Wing On Company International Limited – non-executive director (1992~) Wing On International Holdings Limited – executive director (1991~) Wocom Holdings Limited – managing director (1992~). Past offices: Bloomberg L.P. – member of Asia Pacific Advisory Board (2006-2010) HKFE – director (1991-2000) and vice-chairman (1997-2000). Qualifications: Bachelor of Science (Chemistry) and Bachelor of Arts (Economics) (Stanford University, US) Doctor of Philosophy (Biochemistry) (University of Chicago, US) Fellow (HKSI).

Kwan Ho Lee

Mr. Lee Kwan Ho (Vincent Marshall), CPA, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. since April 3, 2000. His Other offices includes Kingway Brewery Holdings Limited – independent non-executive director (2009~) Tung Tai Group of Companies – chairman (2010~). Past offices Coopers and Lybrand, Los Angeles & Boston – certified public accountant (1978-1981) HSBC group, Hong Kong & Vancouver – senior banker (1981-1990) Tung Tai Group of Companies – managing director (1990-2010). Qualifications: Bachelor of Science in Accounting and International Finance (Magna Cum Laude) (University of Southern California, US) Master of Economics (London School of Economics and Political Science, UK) Certified Public Accountant (State of California, US) Fellow (HKICPA).

May Yee Leung Ko

Ms. Leung Ko May Yee (Margaret), SBS, JP, is Independent Non-Executive Director of Hong Kong Exchanges and Clearing Ltd since April 24, 2013. She is an Independent Non-Executive Director at First Pacific Company Limited, Li & Fung Limited and Sun Hung Kai Properties Limited. She has served in the board of Hang Seng Bank Limited, HSBC Group, HSBC Holdings plc, Hutchison Whampoa Limited, Swire Pacific Limited and Wells Fargo HSBC Trade Bank, NA. She holds Bachelor in Economics, Accounting and Business Administration from The University of Hong Kong.

John McCulloch

Mr. John Mackay McCulloch Williamson is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. since June 18, 2008. His other offices include SAIL Advisors Limited – chief executive officer (2011~) Search Investment Group Limited – senior managing director (2012~) and chief financial officer (2007~). Past offices: HKEx – member of Clearing Consultative Panel (2000-2007) Morgan Stanley Dean Witter Asia Limited – managing director, and head of infrastructure and operational risk (1998-2007) NatWest Investment Services, London – managing director (1992-1994) NatWest Securities Asia Holdings Limited – chief operating officer (1994-1998) Search Investment Group Limited – managing director (2007-2011). Qualifications: Bachelor of Arts (Accountancy & Computer Science) (Heriot-Watt University, UK) Chartered Accountant (The Institute of Chartered Accountants of Scotland) Fellow (Chartered Institute for Securities and Investment, UK and HKSI).

Sai Hung Wong

Mr. Wong Sai Hung (Oscar) is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. since April 15, 2003. His Other offices includes ARN Investment Sicav (listed on the Luxembourg Stock Exchange) – non-executive director (2010~) China Bio-Med Regeneration Technology Limited – executive director 1 and chairman (2012~). Past offices: ARN Asian Enterprise Fund Limited 2 (formerly listed on the Irish Stock Exchange) – non-executive director (2006-2012) 3 BOCI-Prudential Asset Management Limited – chief executive officer (2001-2005) China Bio-Med Regeneration Technology Limited – non-executive director (2008-2012) 1 and vice-chairman (2009-2012) ICBC (Asia) Investment Management Company Limited – business adviser (2012), and chief executive and executive director (2008-2011) INVESCO Asia Limited – deputy chief executive (1998) Prudential Portfolio Managers Asia – regional managing director (1999-2000).

Basic Compensation

Name Fiscal Year Total

Chung-Kong Chow

2,367,000

Xiaojia Li

51,002,700

Paul Kennedy

8,323,940

James Henry Carre Ingrouille

5,117,770

Tang Bill Chow

9,113,300

Wai Ching Cheng

5,191,200

David Graham

9,910,620

Garry Jones

12,492,400

Romnesh Lamba

10,569,300

Chung Kwong Leung

5,445,540

Ketan Patel

5,126,480

Trevor Spanner

8,794,870

Chi Kin Tai

7,184,840

Kam Shing Mau

--

Yuen Mei Fung

--

Rafael Gil-Tienda

--

Tze Ching Chan

784,000

Timothy Freshwater

872,000

John Harrison

2,508,000

Zuliu Hu

99,000

Chi Piu Kwok

1,007,000

Kwan Ho Lee

1,007

May Yee Leung Ko

781,000

John McCulloch

894,000

Sai Hung Wong

792,000
As Of  30 Dec 2014
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